Department of Psychiatric Neurophysiology, University Hospital of Psychiatry, Bern, Switzerland
Cuban Neuroscience Centre, Havana, Cuba
Department of Psychiatric Neurophysiology, University Hospital of Psychiatry, Bern, Switzerland
Correspondence: Daniela Hubl, University Hospital of Psychiatry, Department of Psychiatric Neurophysiology, Bolligenstrasse 111, CH-3000 Bern 60, Switzerland. Tel: +41 31 930 95 22; fax: +4131 930 99 61; email: hubl{at}puk.unibe.ch
Declaration of interest None. Funding detailed in Acknowledgements.
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Aims The objective of this study was to investigate whether this activation of the auditory cortex contributes essentially to the character of hallucinations and attributes them to alien sources, or whether the auditory activation is a sign of increased general auditory attention to external sounds.
Method The responsiveness of the auditory cortex was investigated by auditory evoked potentials (N100) during the simultaneous occurrence of hallucinations and external stimuli. Evoked potentials were computed separately for periods with and without hallucinations; N100 power, topography and brain electrical sources were analysed.
Results Hallucinations lowered the N100 amplitudes and changed the topography, presumably due to a reduced left temporal responsivity.
Conclusions This finding indicates competition between auditory stimuli and hallucinations for physiological resources in the primary auditory cortex. The abnormal activation of the primary auditory cortex may thus be a constituent of auditory hallucinations.
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Activation of the primary auditory cortex can be investigated with the N100 component of auditory evoked potentials (Pantev et al, 1995). Attention to auditory input increases N100 amplitude (Hillyard et al, 1973; Hari et al, 1989), whereas distracting stimuli reduces it (Numminen et al, 1999), presumably driven by thalamic modulation (Frith & Friston, 1996). Using evoked potentials elicited by well-defined tones, the responsivity of the primary auditory cortex can be investigated by analysing the N100 separately for periods with and without auditory hallucinations in an intra-individual design.
In this study we investigated the reaction of the cortical auditory system that physiologically responds to real, external, acoustic stimuli under both the physiological condition and the condition of auditory hallucinations. From prior studies it is known that increased general attention to auditory stimuli during such hallucinations enhances the response to the external stimulus. If the activation of the primary auditory cortex observed in fMRI during auditory hallucinations (Dierks et al, 1999) is solely due to directed auditory attention, the amplitude of the auditory evoked potentials should increase. In contrast, if the amplitude of the evoked potential during the hallucination is reduced, activation of this cortical region might be a constituent of the hallucination and distract auditory attention from external stimuli; in consequence, a reduced N100 amplitude would be found.
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The investigation was conducted in accordance with the Declaration of Helsinki and approved by the governmental ethics committee (Kantonale Ethik-Kommission Bern). All patients gave their written informed consent before participating in the study.
Psychopathological assessment scales
The Clinical Global Impression scale (CGI;
Guy, 1976) and the Positive
and Negative Syndrome Scale (PANSS; Kay
et al, 1987) were used to assess psychopathology and the
severity and acuity of the disease. Additionally, hallucinations were rated
using the Oulis auditory hallucinations rating scale
(Oulis et al, 1995).
The character of the hallucinations thus assessed fulfilled the criteria of
the Schneiderian first-rank symptoms of voices referring to the patient in the
second or third person or in the form of a commentary.
Experimental design and stimulus material
The participants were recorded in a silent, electrically shielded and
slightly darkened room in a comfortable resting position. They were instructed
to listen and attend to their voices and to indicate the beginning as well as
the end of the hallucination period by pressing one button to indicate
begin and another button to indicate end. During
the entire recording period of about 8 min, a series of tone pulses was
presented to both ears using insert phones (Ear-Tone 3A Insert Phones,
Indianapolis, Indiana, USA). These tones consisted of 1000 Hz sinusoidal tones
with a duration of 70 ms (increase 10 ms, plateau 50 ms, decrease 10 ms) and
were presented with an interstimulus interval of 1430 ms± 140 ms. All
participants reported normal hearing. Auditory thresholds were assessed
individually in each participant in the recording room, with the same
apparatus used for the stimulation procedure. The tone intensity was then
adjusted to be 60 dB above the ascertained threshold.
Electrophysiological recordings
The electroencephalogram (EEG) was recorded using silver/silver chloride
electrodes attached to the scalp at 74 regularly spaced standard positions of
the international ten-ten system. Impedances were kept below 10 k
. The
recording reference electrode was at electrode position Cz. An
electrocardiogram and electro-oculogram (1 cm below each eye) were recorded
for artefact monitoring. All signals were amplified, band-pass filtered
between 0.3 Hz and 70 Hz, digitised at 250 Hz and stored using a BrainScope
EEG system (M&I, Prague, Czech Republic). The participants button
presses and the onset of each 1000 Hz tone were digitally marked on the
EEG.
Analysis of the auditory evoked potentials
On the basis of the participants button presses, the EEG recording
period was divided into periods with and without hallucinations. In these
periods, EEG epochs from 200 ms before tone onset to 500 ms post-onset were
selected. An automatic artefact detection excluded epochs with amplitudes
exceeding 100 µV from further analysis. Because some of the participants
had produced considerable movement artefacts, a conservative band-pass filter
(312 Hz), which allowed optimal focusing on N100 and P200, was applied,
removing remaining baseline problems and muscle artefacts. To obtain the
auditory evoked potentials the epochs were averaged separately for periods
with and without auditory hallucinations and for each participant.
Participants with fewer than 50 epochs in either condition were excluded
(n=2). All averaged event-related potentials (ERPs) were recomputed
to average reference. From the individual averaged auditory evoked potentials,
grand mean ERPs were computed separately for both conditions.
Identification of auditory evoked potential components
The determination of the time windows for further analysis was based on the
identification of microstates. Microstates in ERPs are periods with
quasi-stable field topography; they are typically centred in time around a
peak in map amplitude and separated by brief moments of rapid field
configuration change (Lehmann,
2005). Microstates analysis minimises the problem of multiple
testing by collapsing over periods that have a similar topography, and thus
presumably similar neural generators. The latency range and topography of the
N100 and P200 microstate were identified using the grand mean auditory evoked
potential over participants and conditions: first, the global field power
(GFP) curve and the global map dissimilarity curve
(Lehmann, 2005) of the ERP
were computed. The GFP is the time-varying standard deviation across all
electrodes and indicates, moment by moment, the overall strength of the
electric field. Global map dissimilarity is a time-varying index of change of
the GFP-normalised electric field; high map dissimilarity indicates moments of
rapid change of field configuration and thus determines the temporal borders
of topographic ERP microstates (Lehmann,
2005). Prototypical N100 and P200 topographies were extracted from
the grand mean ERP at the GFP peak around 100 ms (N100) and after 150 ms
(P200). These two prototype topographies were normalised in amplitude for
GFP=1. The onsets and offsets of the N100 and P200 microstates were defined by
the peaks of the dissimilarity curve closest to the moment of the GFP maximum
of the component (see Fig.
1).
![]() View larger version (38K): [in a new window] [as a PowerPoint slide] |
Fig. 1 Global field power and global map dissimilarity curves. Upper graph: the
global field power is the time-varying standard deviation across all
electrodes. It indicates, moment by moment, the overall strength of the
electric field of the auditory evoked potential (n=7, all epochs),
here shown for the analysed first 500 ms after the stimulus (time 0). Lower
graph: global map dissimilarity was used to compute a time-varying index of
topographic change, comparing maps adjacent in time. Periods of low
dissimilarity indicate adjacent maps have similar topography and belong to the
same microstate. High dissimilarity indicates a rapid change of field
configuration. The peaks of map dissimilarity were thus used to determine the
onset and offset latencies of the auditory evoked potential N100 and P200
microstates. The N100 and P200 topographies are shown in the inserts.
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Effect of hallucinations on auditory evoked potential topography
For the topographic comparisons, mean individual microstate maps were
computed for both conditions by averaging the voltages over the microstate
latency range of the N100 and P200 microstates. These individual mean
microstate maps were normalised (divided) by the GFP. As in earlier studies of
potential landscape differences (Kondakor
et al, 1995; Strik
et al, 1998), the tests for topographic differences
between conditions used the program TANOVA, which is part of a software
package for LORETA
(http://www.unizh.ch/keyinst/NewLORETA/LORETA01.htm),
according to the following procedure: first, the difference between the mean
microstate maps of the two conditions was measured using the global map
dissimilarity (Lehmann & Skrandies,
1980). Next, the distribution of this difference under the null
hypothesis (i.e. assuming the difference is random) was established by
repeatedly shuffling the microstate maps over the two conditions and computing
the global map dissimilarity between the mean microstate maps of the two now
randomly defined conditions (Edgington,
1980; Manly,
1997). Finally, the statistical significance of the difference,
based on the actual conditions, was obtained by comparing it with the
distribution of the randomly obtained differences. In our analysis 5000 random
permutations were used.
Source localisation
For the localisation of sources of the auditory evoked potential microstate
topographies, the single stimulus-related epochs of all participants and both
conditions were used. In each epoch, the mean topography of the N100 and P200
microstate time window was computed. Using these topographies, the strength
and orientation of low-resolution electric tomography algorithm (LORETA)
distributed sources was computed, confined to the cortical areas of the
digitised brain atlas of the Montreal Neurological Institute at about 7 mm
resolution (2394 voxels). In each voxel, the signal-to-noise ratio of the
three-dimensional vectors representing the strength and orientation of the
estimated sources was tested across the epochs using Hotellings
T2 tests. Furthermore, in microstates with a significant
difference in auditory evoked potential amplitude or topography, the
individual mean microstate maps were used to compute individual voxel-wise
LORETA current source density values for the two conditions. The difference of
current density values between conditions was assessed and visualised using
voxel-wise paired t-tests.
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Auditory evoked potentials
Nine of the 11 patients completed the entire recording procedure. Data for
two of these nine patients had to be excluded because of an insufficient
number (<50) of artefact-free EEG segments for the average auditory evoked
potential. A mean of 129 (s.d.= 90) segments were available for periods with
auditory hallucinations; for the periods without hallucinations, the mean
number of segments was 103 (s.d.=47). An average of 15 (range 424)
periods with auditory hallucinations and 15 (range 321) periods without
hallucinations were reported during the measurement time. In all patients,
periods with hallucinations were consistently distributed during the measuring
period without order effect. The GFP curve and the global map dissimilarity of
the grand mean auditory evoked potential across participants and conditions
are shown in Fig. 1. The
microstate analysis identified the N100 component in a latency window from 64
ms to 132 ms and the P200 component in a latency window from 136 ms to 212 ms.
The N100 topography was characterised by a symmetrical, frontocentral negative
topography, whereas the P200 had a frontocentral positive topography.
![]() View larger version (17K): [in a new window] [as a PowerPoint slide] |
Fig. 2 Area under the curve of the N100 component. Individual values indicated by
circles, boxes and whiskers indicate group statistics (mean, s.d.:
n=7) (AH, auditory hallucinations).
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Topography
The randomisation test of the N100 topography indicated a significant
difference between evoked potentials recorded in periods with and without
hallucinations (P=0.02; 100 out of 5000 randomisation runs yielded
larger differences than the one actually observed). There was no such
difference for the P200 topography (P=0.62; 3140 out of 5000
randomisation runs yielded larger differences than the one actually
observed).
Sources
The LORETA source localisation statistics of the N100 indicated the
strongest signal-to-noise ratios of the estimated sources bilaterally in the
temporal cortex. Left hemispheric signals were stronger than right hemispheric
signals (Fig. 3). In the
estimated current source density of the averaged individual auditory evoked
potentials, the largest differences of source strength between periods with
and without hallucinations were located in the left temporal lobe, where
smaller amplitudes during hallucinations were observed
(Fig. 4).
![]() View larger version (79K): [in a new window] [as a PowerPoint slide] |
Fig. 3 The low-resolution electric tomography algorithm (LORETA) solution of the
N100. Activation was determined across all analysis epochs with and without
auditory hallucinations and all participants (n=1854) using
HotellingsT2 tests. For visualisation, the source
solution was mapped to the inflated cortical surface of one
participants anatomical MRI, left view. A colour version of this figure
is presented as a data supplement to the online version of this paper.
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![]() View larger version (70K): [in a new window] [as a PowerPoint slide] |
Fig. 4 Glass-brain view of the location of decreased low-resolution electric
tomography algorithm (LORETA) current source density in periods with auditory
hallucinations in the N100. Black voxels indicate voxels with lower source
amplitudes (t-statistics, n=7, P<0.01) in
response to the stimulating beep tone during periods with competing internal
voices compared with periods without auditory hallucinations.
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In this study, the responsiveness of the auditory cortex was assessed with auditory evoked potentials, the physiological brain electrical response to auditory stimuli. We found N100 and P200 components in all participants, configuring the expected topography (Gomes et al, 2001); thus indicating that the methods applied were appropriate to measure responsiveness of auditory cortex. If the stimuli are attended to, the N100 response increases (Hillyard et al, 1973; Hari et al, 1989). If attention is distracted from the stimulating tones, the N100 decreases (Papanicolaou et al, 1988; Corbetta et al, 1990; Numminen et al, 1999; Ford et al, 2001a,b,c).
Reduced N100 to external stimuli during hallucinations
The main finding of our study is the statistically significant reduction in
the N100 to the tone pulses in the periods with auditory hallucinations
compared with periods without such hallucinations in all patients; a result in
accordance with an earlier descriptive report of disturbed N100 in auditory
hallucinations in two patients (Tiihonen
et al, 1992). The attentional task load was the same for
periods with and without the hallucinations: participants were instructed
always to attend to the voices, and never to the tones. Furthermore, as both
the beginning of a hallucination period and the end of such a period (thus the
beginning of a normal period) were indicated by a button press, these button
presses were completely counterbalanced between the two conditions and are
unlikely to account for the reported finding. Additional support for the
hypothesis that the auditory hallucinatory state is associated with reduced
activity in response to external speech stimuli in temporal cortical regions
is given by another early fMRI study
(Woodruff et al,
1997), in which speech-related activation in different patient
groups with and without auditory hallucinations was analysed. Data were
interpreted on the basis of a possible competition for common
neurophysiological resources. Psychologically, this suggests that during
periods with hallucinations selective attention is focused on the acoustic
aspect of hallucination events. Accordingly, the presence of voices absorbs
part of the available attention capacities of the primary auditory cortex and
thus reduces the N100 to external stimuli in periods when hallucinations are
present. In a more neurobiological interpretation, this would mean that
reduced N100 during hallucinations is the neurophysiological correlate of
competition for limited neuronal resources. However, it remains possible that
the reduced N100 does in fact represent an inability to focus attention on
auditory inputs, with the consequence of confusion between inner speech and
hearing voices.
The later auditory component, the P200, seems not to be specific for an activation of primary auditory cortex, and in addition to temporal lobe sources (Vaughan & Arezzo, 1988) a frontal involvement has been suggested (McCarley et al, 1989). Furthermore, the P200 has been reported to be correlated with negative symptoms in schizophrenia (Shenton et al, 1989). Thus, we did not expect any specific effects in our study for this component, and this was supported by our results.
Hemispheric asymmetry with predominance of the left primary auditory cortex
The reduction of the N100 amplitude during auditory hallucinations was
localised predominantly on the left side. Recent imaging studies point to a
lateralisation of the auditory cortex associated with specific processing of
speech. Thus, right cortical areas might be most important for direction
discrimination (Poeppel et al,
2004; Brechmann & Scheich,
2005), whereas the left hemisphere has a strong predisposition to
process the verbal character of speech
(Maeder et al, 2001;
Tervaniemi & Hugdahl,
2003) and lexical judgements
(Poeppel et al,
2004). These findings argue for a view in which speech perception
is mediated bilaterally in the auditory cortices, and the left-sided
lateralisation described here is probably associated with processes subsequent
to the auditory analysis of the verbal character of the hallucinations. The
left auditory cortex is an essential part of the brains language
system, which further includes Wernickes area and the motor speech
areas of Broca, as well as their inter-connections. Given that activity of the
left auditory cortex above a certain level signals external (predominantly
verbal) input, the abnormal baseline activity of this area during
hallucinations will potentially mislabel internally generated language content
such as inner speech as alien. In terms of attention processes
during inner speech, the focus of attention thus lies not on the language
content (presumably represented in left frontal regions), but on the acoustic
form (presumably represented in the left temporal cortex). This hypothesis can
explain both why patients perceive something as real that does not physically
exist and why they do not attribute the contents of their thoughts to their
own mental activity.
Hallucinations and cortical language circuitry
Although all modules of the language system are likely to coactivate to
some degree during language perception and production, the focus of activity
within this network is assumed to represent the consciously experienced mode
of operation. When Broca together with other frontal premotor and motor speech
regions predominate, the individual is speaking and experiences her or his own
speech (overt speech), whereas when Brocas area alone predominates,
inner speech is perceived. High levels of activity in the auditory cortex and
Wernickes area indicate that processing within the language network is
driven by external sources. Activation of the primary auditory cortex during
auditory hallucinations coincides with the perception that a verbal stimulus
is not self- but alien-generated. This suggests that the abnormal activation
of this cortical region might be a mechanism to promote the sense of non-self
attributed to verbal representations, which are self-generated by the
brains language system. The network involved in the generation of
auditory hallucinations is probably more extended and has been well studied
(McGuire et al, 1993;
Shergill et al,
2000). However, this does not appear in our results because the
probe design we used was selective for activation of the primary auditory
cortex. Furthermore, our result gives support to an early hypothesis that
hallucinations arise from disruptions in the speech processing neurocircuitry,
rather than from non-language cognitive or pure attentional deficits
(Hoffman et al,
1999).
Endogenous activation of auditory cortex might constitute hallucinations
The reduced N100 component in periods with hallucinations compared with
periods free from from hallucinations is not consistent with increased general
attention to auditory stimuli. Rather, it indicates that the higher activation
in the auditory cortex measured by fMRI is a specific activation that
contributes essentially to the quality of the hallucinations. The cortical
activation during the hallucination subtracts neural resources from sensory
perception and, psychologically, distracts from external stimuli. The results
support the interpretation that the abnormal coactivation of the primary
auditory cortex during inner speech is a constituent of the hallucination. The
endogenous activation of this area during auditory hallucinations
(Dierks et al, 1999)
seems to be structurally facilitated (Hubl
et al, 2004) by fibre tracts connecting language-related
frontal and temporal regions with the auditory cortex. They may facilitate an
abnormal coactivation in regions related to processing the acoustical features
of language. Structural anomalies of Wernickes region and of the
arcuate fascicle, along with a pathological retrograde excitation of the
primary auditory cortex, may thus constitute the pathophysiological basis of
auditory hallucinations in schizophrenia
(Strik & Dierks, 2004).
The activation of the primary auditory cortex may represent a contemporaneous,
more physical acoustic image of a verbal thought, providing the attribute of
being alien and the loss of its quality of being
self-generated.
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