Section of Psychological Medicine, Division of Community Based Sciences, University of Glasgow
National Health Service Greater Glasgow and Clyde, Glasgow
Department of Health Sciences, University of Leicester, Leicester
Robertson Centre for Biostatistics, University of Glasgow
Section of General Practice, Division of Community Based Sciences, University of Glasgow, Glasgow, UK
Correspondence: Professor Sally-Ann Cooper, Section of Psychological Medicine, Division of Community Based Sciences, University of Glasgow, Academic Centre, Gartnavel Royal Hospital, 1055 Great Western Road, Glasgow G12 0XH, UK. Tel: +44(0)141 211 0690; fax +44(0)141 357 4899; email: SACooper{at}clinmed.gla.ac.uk
Declaration of interest None. Funding detailed in Acknowledgements.
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Aims To determine the incidence and possible predictors of mental ill-health.
Method Prospective cohort study to measure mental ill-health in adults with mild to profound intellectual disabilities.
Results Cohort retention was 70% (n=651). The 2-year incidence of mental ill-health was 16.3% (12.6% excluding problem behaviours, and 4.6% for problem behaviours) and the standardised incidence ratio was 1.87 (95% CI1.51–2.28). Factors related to incident mental ill-health have some similarities with those in the general population, but also important differences. Type of accommodation and support, previous mental ill-health, urinary incontinence, not having impaired mobility, more severe intellectual disabilities, adult abuse, parental divorce in childhood and preceding life events predicted incident ill-health; however, deprivation, other childhood abuse or adversity, daytime occupation, and marital and smoking status did not.
Conclusions This is a first step towards intervention trials, and identifying subpopulations for more proactive measures. Public health strategy and policy that is appropriate for this population should be developed.
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The specific aims of our study were to determine the incidence of mental ill-health among adults with mild to profound intellectual disabilities, and investigate factors hypothesised to be related to incident mental ill-health. We are not aware of any such previous investigation.
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Approval and consent
Ethics committee approval was gained. Consent was taken from each
participant with capacity to decide to consent, or otherwise from their
nearest relative, in keeping with the Adults with Incapacity (Scotland)
Act.
Data collection process
Face-to-face interviews were completed with each person supported by their
carer. Information was also collected from a relative. At both time 1 and time
2, following each interview, health data were discussed with a doctor.
Individuals who had two or more symptoms, or one high-risk
symptom, at the interview on the Psychiatric Assessment Schedule for Adults
with Developmental Disability (PAS–ADD) Checklist
(Moss et al, 1998)
each had a second face-to-face comprehensive psychiatric assessment conducted
by the Glasgow University Centre for Excellence in Developmental Disabilities
(UCEDD), which is run by two academics who are also qualified consultant
psychiatrists specialised in working with adults with intellectual
disabilities. In 67.8% of cases, one of the consultants collected the
assessment information; in 32.2% of cases a non-consultant specialist
psychiatrist conducted the assessment (81.3% of which were conducted by a
specialist registrar who had passed the membership of the Royal College of
Psychiatrists examinations and was in her final year of training to be
eligible for consultant posts in intellectual disabilities psychiatry), rather
than a consultant. In all cases the findings were case-conferenced by the
consultant members of the research team to derive consultant-level diagnoses.
At time 2, in addition, any episodes of mental ill-health that occurred
between time 1 and time 2 were identified at the face-to-face interview by a
series of semi-structured questions, and the PAS–ADD Checklist was
completed for that episode at the interview with the person, supported by a
carer. The same thresholds were used to identify people for the second
face-to-face comprehensive psychiatric assessment by the UCEDD. Participants
requiring diagnostic clarification of problem behaviours also received a
comprehensive psychiatric assessment by the UCEDD, as did those who scored on
items of mental ill-health on the C21st Health Check
(Glasgow University Centre for Excellence
in Developmental Disabilities, 2001). Medical and psychology
case-notes were reviewed for all participants. Episodes of mental ill-health
were classified according to the psychiatrists clinical opinion, the
Diagnostic Criteria for Psychiatric Disorders for Use with Adults with
Learning Disabilities/Mental Retardation (DC–LD;
Royal College of Psychiatrists,
2001), the ICD–10 Diagnostic Criteria for Research
(ICD–10–DCR; World Health
Organization, 1993) and the revised DSM–IV
(DSM–IV–TR; American
Psychiatric Association, 2000) diagnostic criteria.
Instruments
The same instruments were used at both the time 1 and time 2
interviews.
PAS–ADD Checklist
The PAS–ADD Checklist is a screening tool for mental ill-health
designed for use with adults with intellectual disabilities
(Moss et al, 1998).
However, when using the published threshold scores (which are 6 and above for
the affective or neurotic disorder sub-scale, 5 and above for the possible
organic condition sub-scale and 2 and above for the psychotic disorder
sub-scale), the reported sensitivity of this tool is only about 66%
(Moss et al, 1998;
Simpson, 1999;
Sturmey et al, 2005).
Simpsons extremely detailed study of the psychometric properties of the
tool included receiver operating characteristic analyses for various possible
ways of completing the PAS–ADD Checklist. These were completing it with
the persons main carer, with two carers, or with day-centre staff, and
for each of these scoring the PAS–ADD Checklist by counting items using
the Likert scale, any positive item or a mid-point threshold for each item
(i.e. a score of 2 or 3). This found that when the PAS–ADD Checklist was
completed with the persons main carer and a threshold of any two
positive items was used, the tool had a 100% sensitivity to detect people
meeting criteria for an ICD–10 diagnosis with a false-positive rate of
58%, and 95% sensitivity to detect people meeting criteria for a DSM–IV
diagnosis with a false-positive rate of 53%. As would be expected, both
sensitivity and false-positive rate progressively reduced with increasing
threshold score (Simpson,
1999). We wanted to maximise the detection of true positives, at
the cost of false positives at this first stage of the process, as the
two-stage process would mean that any false positives at stage 1 would be
detected at stage 2 (the comprehensive psychiatric examination). Consequently
we used the threshold of any two positive items across the whole scale, to
trigger the second-stage full psychiatric assessment. Additionally, we used a
threshold of only needing only one positive item if it was attempted suicide
or talk of suicide, or any of the four psychosis items. We also added six new
items after a pilot study with 50 persons. These were aimed at detecting mania
and strengthening the psychosis sub-scale, and were specifically lability of
mood; loss of social inhibitions/onset of inappropriate social behaviour;
increased interest in sex/sexual indiscretions; excessive talking, laughing or
singing; tearfulness; and thinking that people or the television are referring
to the person or giving messages or instructions.
Demographic questionnaire
A semi-structured demography and supports questionnaire was designed
specifically for the study, including postcode data to allocate individuals to
quintiles of the Carstairs Deprivation Index, a Scottish area-based measure of
socio-economic deprivation (Carstairs &
Morris, 1989).
Personal history questionnaire
A purpose-designed semi-structured past and personal history questionnaire
was used to collect these data.
Vineland Scale
The Vineland Scale (Survey Form)
(Sparrow et al, 1984)
was used to measure ability and skills.
C21st Health Check
Selections from the C21st Health Check were used, including problem
behaviours, and mental ill-health items that identified participants requiring
full psychiatric assessment even if they scored below the lowered threshold on
the PAS–ADD Checklist.
Psychiatric assessment
Psychiatrist assessment followed a comprehensive semi-structured assessment
format, which included using the Present Psychiatric State for Adults with
Learning Disabilities (PPS–LD;
Cooper, 1997). This
semi-structured schedule for use with adults with intellectual disabilities
measures the comprehensive range of psychopathology required for
classification by clinical, DC–LD, ICD–10–DCR and
DSM–IV–TR criteria.
Physical health
At time 1 physical health was comprehensively measured using the full C21st
Health Check, which includes measurement of vision and hearing.
Statistical analyses
Data were analysed using the Statistical Package for the Social Sciences
version 11.5 for Windows. Potential bias among potential participants for whom
consent was refused was examined, with regards to age, gender, level of
ability, type of accommodation and support, and prevalence of mental
ill-health at time 1. The 2-year incidence rate of mental ill-health was
defined as the proportion of individuals with the onset of a new episode at
any time in the 2-year period. For the common mental disorders, the
standardised incidence ratio and 95% confidence interval were then calculated
using published general population data. Two subgroups of incident outcomes
were further investigated: incident episodes of mental ill-health (excluding
problem behaviours, dementia and delirium), and incident episodes of problem
behaviours. Dementia and delirium were excluded as their aetiology was
postulated to differ from that of other types of mental ill-health. Problem
behaviours were analysed separately because of ongoing debate regarding their
nosological status, and because of comorbidity of problem behaviours and other
types of mental ill-health, e.g. enduring problem behaviours plus incidence of
depressive episode.
Multivariate logistic regression modelling was undertaken to assess potential risk factors for predicting which individuals would experience at least one incident episode of mental ill-health in the two subgroups defined above during the 2-year follow-up period. Four groups of factors (26 factors in total) were investigated for each of the outcomes:
We conducted the analysis of each endpoint in discrete stages. Initially,
the distribution of the outcomes of interest and each factor was assessed
individually. Second, for each of the four subgroups of factors described
above, a backwards stepwise method was used to determine the set of factors
within the subgroup that were independently related to the outcome. Finally,
the independently related factors from these four group-specific models were
entered into a single global model and a backward stepwise method was again
used to reach the final model for that outcome. Likelihood ratio tests were
used in the stepwise procedures to determine statistical significance for
removal of each factor (the removal criterion was set at 0.05). The two final
models were checked for goodness of fit using the Hosmer–Lemeshow test,
in which the study sample is divided into deciles of predicted risk and the
numbers of observed and expected events compared using a
2-test. Because of the small numbers of expected events in
some deciles of predicted risk, the lowest risk groups were combined until the
expected number of events exceeded 3 in all groups.
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View this table: [in a new window] | Table 1 Comparison of data collected at time 1 between participants at time 2 and those for whom consent to participate at time 2 was not gained |
At time 2 the cohort comprised 355 (54.5%) men and 296 (45.5%) women, with mean age of 46.1 years (range 18.2–80.8). The level of intellectual disabilities was mild for 254 (39.0%), moderate for 140 (21.5%), severe for 126 (19.4%) and profound for 131 (20.1%). Most participants were single (628; 96.5%); 242 (37.2%) lived with a family carer, 294 (45.2%) lived in rented accommodation and held a single or shared tenancy agreement and received paid carer support in their home, 69 (10.6%) lived in a congregate care setting and 46 (7.1%) lived independently of any paid support. Of the participants living in rented accommodation, 32.8% were previously long-stay hospital residents, as were 31.1% of those living in a congregate care setting. Regarding daytime opportunities and occupation, 147 (22.6%) had none, of whom 24 were of retirement age (65 years or over).
Incidence of mental ill-health
Table 2 reports incidence by
diagnostic groups and total incidence by person rather than by episode (some
people had more than one episode). Some people had incident episodes in two
different diagnostic groupings, in which case both are included in the
relevant diagnostic grouping (but the total incidence remains reported by
person rather than by episode). The names of diagnostic groupings differ in
the different diagnostic manuals (e.g. schizophrenia, schizotypal and
delusional disorders in ICD–10–DCR but non-affective
psychotic disorders in DC–LD), but the operationalised criteria
within each manual have been strictly applied. The specific code numbers in
each diagnostic grouping for each manual have been reported previously
(Cooper et al,
2007).
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View this table: [in a new window] | Table 2 Two-year incidence of mental ill-health by clinical, DC—LD, DCR—ICD—10 and DSM—IV—TR diagnostic criteria |
The 2-year incidence rate for mental ill-health of any type was 16.3% (106 individuals); 82 individuals (12.6%) had an incident episode of mental ill-health excluding problem behaviours, of whom 74 (11.4%) had an incident episode of mental ill-health excluding problem behaviours, dementia and delirium; and 30 (4.6%) had an incident episode of problem behaviours. This rate is higher than that reported for the UK general population. Singleton & Lewis (2003) reported general population data on the incidence of common mental disorders. They used a sampling strategy to select 3536 persons from an original cohort of 8580 adults in England, Wales and Scotland to be reassessed 18 months after the initial assessments. Of the 3536 persons selected they were able to contact 3045, of whom assessments were completed with 2413. From the findings of that survey we would expect 8% of our cohort to have incident episodes of common mental disorders, i.e. 52 persons. Ninety-seven persons in the cohort had incident episodes that could be termed common mental disorders. The standardised incident ratio is therefore 1.87 (95% CI 1.51–2.28).
For mental ill-health of any type, the number of incident episodes per person was none for 545 (83.7%), one for 93 (14.3%), two for 11 (1.7%), three for 1 (0.2%) and four for 1 (0.2%). For 49 (46.2%) of the 106 participants with incident mental ill-health, the episode of mental ill-health had both incidence and recovery within the 2-year period; 57 had incidence and were still in episode at time 2.
Factors related to incidence of mental ill-health
The results from the initial univariate analyses, exploring the
relationship of each individual variable of interest with the two outcomes,
are shown in a data supplement to the online version of this paper. For
incident episodes of mental ill-health (excluding problem behaviours, dementia
and delirium) at the second stage of analyses (the group-specific models), 1
participant had an incomplete data-set (but did not have incident mental
ill-health) for personal factors; there was no incomplete data-set for past
experiences; 3 participants had incomplete data-sets for lifestyle/supports,
none of whom had incident mental ill-health; and 16 had incomplete data-sets
for health/disabilities, of whom 1 had incident mental ill-health. At the
third stage of analyses (the global model) 1 participant had an incomplete
dataset, but did not have an incident episode.
Table 3 displays the results.
For the global model the Hosmer–Lemeshow statistic was
2=1.86, d.f.=6, P=0.93, giving no indication of lack
of fit.
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View this table: [in a new window] | Table 3 Factors independently related to incidence of mental ill-health and problem behaviours |
For incident episodes of problem behaviours at the second stage of analyses
(the group-specific models), 1 participant had an incomplete data-set (but did
not have incident problem behaviours) for personal factors; there was no
incomplete data-set for past experiences; 5 participants had incomplete
data-sets for lifestyle/supports, none of whom had incident problem
behaviours; and 16 had incomplete data-sets for health/disabilities, but did
not have incident problem behaviours. Type of accommodation/support was
dichotomised to living with a family carer or not, and ability level was
dichotomised to mild intellectual disabilities or moderate–profound
intellectual disabilities, in view of numbers being too small to
sub-categorise further. At the third stage of analyses (the global model) 3
participants had incomplete data-sets, none of whom had an incident episode.
Table 3 displays the results.
For the global model the Hosmer–Lemeshow statistic was
2=1.11, d.f. 3, P=0.77, again giving no indication of
inadequate fit.
In summary, factors at time 1 that were related to an incident episode of mental ill-health (excluding problem behaviours, dementia and delirium) being identified at time 2 were living in a congregate care setting, with paid carer support, or independently of care (i.e. not living with a family carer); urinary incontinence; not having impaired mobility; having a past psychiatric history; moderate rather than mild intellectual disabilities; and the experience of abuse, neglect or exploitation during adult life. Not living with a family carer was also related to incident episodes of problem behaviours, but other factors differed and included lower ability level, having experienced the divorce of parents in childhood, and a higher number of life events in the preceding 12-month period.
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Some of the associations we found with incident mental ill-health are immutable, e.g. ability level. These may help identify high-risk groups within the population, who may warrant provision of early interventions and supports. Other factors may be amenable to interventions, e.g. urinary incontinence and not having immobility. Incontinence may be aetiological through a mediating effect of self-esteem, or alternatively a common underlying mechanism. This interaction between mental ill-health and incontinence has also been identified within the general population (Perry et al, 2006). People who lack mobility might have a greater level of individual care or personal interaction which has coincidental benefits for mental health, or limited mobility might preclude circumstances and experiences that might be adversive to mental health. This is the converse of findings in the general population (Singleton & Lewis, 2003).
The type of accommodation and support the participant received at time 1 was related to incidence of mental ill-health, with individuals in settings other than family homes at higher risk. We do not know the reason why participants were living within a particular type of accommodation/support, but note that past psychiatric history and type of accommodation/support were independently predictive. This warrants further research attention, and engagement between professionals, service managers and paid carers.
We found adverse events (preceding life events, parental divorce in childhood, and adult abuse, neglect and exploitation) to be related to incident episodes. This suggests the need for greater support for individuals at the time of experiencing such adversities, and further research and development of clinical practice to determine ways and formats in which such support could be provided. We hope that our findings will help to raise awareness of the impact of such events on people with intellectual disabilities, and that the onset of problem behaviours (not only other types of mental ill-health) may have an emotional component.
Similarities with the general population include the findings for incontinence and adult abuse, and that preceding life events may predict problem behaviours (Singleton & Lewis, 2003). There are also important differences, including incidence not being predicted by living in more deprived areas (Lorant et al, 2003), not having any day-time occupation (Singleton & Lewis, 2003), smoking status and epilepsy. The reversed trend for marital status compared with the general population was not statistically significant, hence conclusions cannot be drawn regarding it. We postulate that adults with intellectual disabilities who do not live with a family carer may not have the same lifestyle characteristics as the general population living in the same area, owing to being given accommodation in areas dissimilar from their place of origin, within which they acquired lifelong habits and preferences. In addition, the views and actions of closely involved relatives may have greater influence on them than those of their paid carers or local community. Such moves are often placements, determined by professionals on the basis of existing vacancies in the housing stock rather than by the individual, and made quickly owing to a sudden change in circumstances, for example following the death of a family carer or the breakdown of an existing care package. This differs from the general population who make choices for themselves in their own time regarding when to move and where to live. Other factors are of greater relevance for this population.
Our study is an important step forward in describing mental ill-health within the population with intellectual disabilities, and identifying differences from the general population in the factors that might predict incidence. People with intellectual disabilities are known to experience health inequalities compared with the general population (Horwitz et al, 2001; US Office of the Surgeon General, 2002; NHS Health Scotland, 2004; Cooper et al, 2004; Scheepers et al, 2005). If public health interventions are focused only on areas of importance to the general population, they will fail to address the factors most relevant to the population of adults with intellectual disabilities. This is then likely to lead to a widening of the existing inequality gap. Our results are therefore important, as they are a first step towards stimulating more research in this area, and being able to influence the development of interventions, service design, public health strategy, and health and social care policy, to start to reduce health inequalities.
There is no published research regarding the incidence and predictors of mental ill-health for the intellectual disabilities population with which we could draw comparisons.
Strengths and limitations of the study
The study has several limitations. The data collection on abuse, neglect
and exploitation is unlikely to have detected all survivors of these
experiences, owing to surrounding secrecy. Although we interviewed the nearest
relative of each participant as well as the participants themselves and the
people who support them, it is possible that we missed some information on
previous episodes of mental ill-health, which is often overlooked in this
population. Although we have presented a standardised incidence ratio for
common mental disorders, it is important to note that there are differences
between our study and that of Singleton & Lewis
(2003), due to different
methods of assessment, different instruments and different diagnoses (the most
common diagnosis reported by Singleton & Lewis was non-specific
psychiatric morbidity, which they conceived to represent mixed anxiety
depression, whereas problem behaviours were common in the cohort we report).
The statistical relationships that we found do not necessarily mean that there
is a cause and effect relationship between the time 1 variables and incidence.
Our research objectives were not to derive a clinically useful predictive
tool, but to assess a broad range of factors that are potentially associated
with incidence of mental ill-health and problem behaviours in this population;
we hope this will stimulate further research in this area, whether
epidemiological or interventional.
Strengths of the study include the comprehensiveness of data collection and psychiatric assessment, the large cohort size and the longitudinal design. Cohort retention is less successful with the intellectual disabilities population than the general population (Wadsworth et al, 1992; Maughan et al, 1999; Richards et al, 2001), hence the high level of participation at time 2 is a further strength. The two time points are close enough to reduce the likelihood of missing interim-period data, which is an important consideration in study design, given the populations known poor access to services when ill, the high job mobility of paid carers, and the limitations in communication skills and retention of information of many people with intellectual disabilities.
Urinary incontinence and ability level were retained within the statistical models at stages 2 and 3, even though the univariate analyses at stage 1 reported the relationship between these factors and incident mental ill-health to be greater than 0.05 when analysed individually. This is likely to be due to associations between some of the variables. Specifically, urinary incontinence and impaired mobility are associated (occurring more often in people with more severe intellectual disabilities), and people with Down syndrome are more likely to have moderate and severe intellectual disabilities than mild or profound intellectual disabilities, compared with the population with intellectual disabilities in general. We found both impaired mobility and Down syndrome were protective against incident mental ill-health, accounting for these findings. It is likely that several of the factors we investigated are interdependent.
Future research
Longitudinal studies to understand why a persons type of
accommodation and support affect mental health are indicated. Longer-term
outcomes and predictors of recovery from or persistence of mental ill-health
require further investigation. Our results support the need for research to
lead to trials on continence management, focusing resources on those living
without family carers, training paid carers in the early detection and warning
signs of mental ill-health, and on mental health screening programmes and
early intervention trials for people in higher-risk groups for incidence of
mental ill-health.
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