Department of Psychiatry, University of Ulm, Germany, and Psychiatric University Hospital, Zürich, Switzerland
Department of Psychiatry and Psychotherapy, University of Würzburg
Department of Psychiatry and Psychotherapy, University of Rostock
Department of Psychiatry and Psychotherapy, University of Tübingen
Institute of Biometrics, University of Ulm
Dept. of Psychiatry, Psychosomatics and Psychotherapy, University of Regensburg
Department of Psychiatry and Psychotherapy, Ludwig-Maximilian University Munich, Germany
Department of General Psychiatry, Medical University of Vienna, Austria
Department of Psychiatry, University of Ulm
Department of Psychiatry, Psychosomatics and Psychotherapy, University of Regensburg
Department of Psychiatry and Psychotherapy, Ludwig-Maximilian University Munich
Institute of Biometrics
Department of Psychiatry, University of Ulm
Department of Psychiatry, Psychosomatics and Psychotherapy, University of Regensburg
Department of Psychiatry and Psychotherapy, University of Tübingen
Department of Psychiatry and Psychotherapy, University of Würzburg
Department of Psychiatry and Psychotherapy, University of Rostock
Department of Psychiatry and Psychotherapy, University of Würzburg
Department of Psychiatry and Psychotherapy, University of Rostock
Department of Psychiatry, University of Ulm, Germany
Correspondence: Dr U. Herwig, Psychiatric University Hospital, University of Zürich, Lenggstr. 31, CH – 8032 Zürich, Switzerland. Tel: +41 44 384 3375; fax: +41 44 383 4456; email: uwe.herwig{at}puk.zh.ch
|
|
|---|
Aims To investigate the efficacy of rTMS as augmentative treatment in depression.
Method In a randomised, double-blind, sham-controlled multicentre trial 127 patients with moderate to severe depressive episodes were randomly assigned to real or sham stimulation for 3 weeks in addition to simultaneously initiated antidepressant medication.
Results We found no difference in the responder rates of the real and the sham treatment groups (31% in each) or in the decrease of the scores on the depression rating scales.
Conclusions The data do not support previous reports from smaller samples indicating an augmenting or accelerating antidepressant effect of rTMS. Further exploration of the possible efficacy of other stimulation protocols or within selected sub-populations of patients is necessary.
|
|
|---|
|
|
|---|
Inclusion criteria were age 18–75 years; a moderate or severe major
depressive episode meeting ICD–10 and DSM–IV criteria
(World Health Organization,
1992; American Psychiatric
Association, 1994), including bipolar affective disorder, assessed
with the Structured Clinical Interview for DSM–IV Axis I Disorders
(SCID; First et al,
1998); and a score of 18 points or more on at least two of three
depression rating scales: the Beck Depression Inventory (BDI;
Beck et al, 1961), the
21-item Hamilton Rating Scale for Depression (HRSD;
Hamilton, 1960) and the
Montgomery–Åsberg Depression Rating Scale (MADRS;
Montgomery & Åsberg,
1979). The cut-off at 18 points was chosen because in all three
scales it is within the range of the transition from mild to medium severity
of depression. Exclusion criteria were neurological and severe medical
disorders, psychiatric disorders other than depression, history of epileptic
seizures, brain lesions or neurosurgery, cardiac pacemaker, inability to give
informed consent, and involuntary hospitalisation. Included patients were
given an identification number linked to a centralised computer-generated
randomisation code determining real or sham stimulation condition.
Randomisation was stratified for centre and for HRSD score >30 or
30 at
enrolment. Raters underwent training at the beginning of the study to increase
interrater reliability.
The following individual and clinical features at baseline were documented (see Table 1): duration of the current episode before rTMS, number of episodes in the history including the current episode (1–3 v. >3), treatment resistance (no response to two different antidepressant medications and one combination treatment with treatment periods of at least 4 weeks each in sufficient dosage for the current episode), polarity (depressive episode within unipolar or bipolar disorder), a medical record of family history for depression, and history of a severe psychosocial stressor in the year before manifestation of the current episode (such as death of a close relative, separation from a partner or loss of work).
|
View this table: [in a new window] | Table 1 Baseline characteristics of the real and sham intervention groups (n=127) |
Transcranial magnetic stimulation
Each clinic used the locally available magnetic stimulator with
figure-of-eight coils: the Magstim Rapid (Magstim Company Ltd, Whitland, UK;
double 70 mm coil, P7N 9790) in Munich, Tübingen, Vienna and Regensburg;
the Medtronic Magpro (Medtronic Inc., Minneapolis, USA; coil MC-B70) in Ulm
and Würzburg; and the Medtronic Maglite r25 (Medtronic Inc., Minneapolis,
USA; coil MC-B70) in Rostock. A biphasic pulse waveform was selected for all
stimulations. The participant was seated in a comfortable chair during the
procedure. The real stimulation was applied above the left dorsolateral
prefrontal cortex, targeted by guiding the coil to the position F3 according
to the international 10–20 system for electroencephalography electrode
placement (Herwig et al,
2003b). The real stimulation intensity was determined as
110% of the individual resting motor threshold
(Rossini et al,
1994). Inter-individual differences in cortical excitability and
the use of different stimulators were thereby taken into account. Stimulations
were performed with a frequency of 10 Hz, trains of 2 s, inter-train-intervals
of 8 s, 100 trains per session, 2000 stimuli per day on 15 subsequent working
days. Sham stimulation was applied 5 cm lateral to F3, perpendicular to the
parasagittal plane, above the left temporal muscle; in this position the
coil–cortex distance is essentially larger (more than 3 cm v.
1–1.5 cm) than at F3, and the electromagnetic field reaching the cortex
was therefore substantially weaker. To further reduce the possible
effectiveness of the sham stimulation the coil was angled at 45°, touching
the skull not with the centre but with the rim opposite the handle, and the
stimulation intensity was reduced to 90% of motor threshold. Although the
angling of the coil might have been registered by the patients as being
different from the coil handling involved in measuring the motor threshold,
this was a compromise made in an attempt to make the sham condition as similar
as possible concerning side-effects to the real one but with minimum efficacy.
Owing to the substantially weaker electromagnetic field reaching the cortex in
this condition compared with real rTMS, neuronal depolarisation
(Loo et al, 2000;
Lisanby et al, 2001)
was unlikely, as was any possible antidepressant effect. Nevertheless, this
form of sham stimulation had the effect of inducing local sensations above the
temporal muscle similar to the disturbances caused by the real stimulation
(Praeg et al, 2005),
helping to reduce bias from patient awareness of the difference between the
two applications (Abler et al,
2005). Using a sham coil with no stimulation would have been even
more different from real stimulation because of the absence of local
sensations compared with the experience of motor threshold determination.
Concomitant treatments
In order to integrate rTMS in a naturalistic routine clinical setting, and
for ethical and safety reasons, rTMS was applied in parallel with a
standardised antidepressant medication or as monotherapy when no medication
was possible. The stimulation sessions were started together with a
venlafaxine or mirtazapine treatment, both selected because of their combined
serotonergic and noradrenergic profile in order to rule out
neurotransmitter-specific confounding effects. Prior antidepressant medication
was washed out (4t
). Venlafaxine was started at a
dosage of 75 mg per day in the first week, and mirtazapine at a dosage of 15
mg per day. Both treatments could be increased later according to clinical
need as evaluated by the responsible psychiatrist. No other antidepressant or
concomitant antipsychotic medication was allowed. A maximum of 1.5 mg
lorazepam per day was permitted as crisis medication. Patients whose condition
had been stable on lithium treatment for at least 3 months before starting
rTMS were allowed to continue taking this medication. Anticonvulsants were not
allowed. Non-psychiatric medication was continued as needed and documented.
All other treatments, such as psychotherapy and supportive therapies (music,
occupational therapy, etc.), were also continued and documented, and compared
between the real and the sham stimulation group.
Efficacy variables and statistical procedure
Baseline values were analysed with descriptive statistics. Frequencies were
calculated for categorical data and means and standard deviations for
quantitative variables. Furthermore, the baseline values of the real and the
sham groups were compared with chi-squared tests for categorical variables or
t-tests for quantitative variables.
The primary objective was to demonstrate that rTMS adjunctive to standard antidepressant treatment results in a greater number of responders (defined as patients with an improvement in scores on at least two of the three rating scales by at least 50% after 3 weeks of rTMS) than sham treatment (primary hypothesis). The secondary objective was to show a greater decrease in the depression rating scores with real rTMS than by sham treatment (secondary hypothesis). Remission was defined descriptively as a score of 10 points or below in all three scales. The BDI, HRSD and MADRS rating scales were administered prior to the stimulation sessions (rating 1); after 1 week and 2 weeks (ratings 2 and 3); at the end of the stimulation series after 3 weeks (rating 4); and at a follow-up interview 3 weeks later (rating 5). The first rating was made on the day before the stimulation period commenced. If rTMS was started the day after recruitment, the recruitment ratings were considered instead.
On the basis of previous reports (e.g. Pascual-Leone et al, 1996; George et al, 2000; Padberg et al, 2002; Herwig et al, 2003a) and presuming a clinically meaningful response in the real treatment group, we assumed a response rate of 50% due to augmentative and accelerative effects of rTMS after 3 weeks of stimulation compared with a sham response rate of 20% with the response due to medication assumed to occur later. Accordingly, the calculation of the sample size indicated that 45 patients were needed in each group to detect a difference in response rates between groups with 80% power at a 5% significance level. Presuming an estimated withdrawal rate of 20%, we aimed to include 120 patients in the study.
The primary efficacy variable analysed in the intention-to-treat set was
treatment response. The comparison between treatment groups was performed by
means of a Wald chi-squared test in a logistic regression model for the
primary efficacy variable, adjusting for the stratification variables
centre (the centres Munich, Regensburg and Vienna, which had a
joint rTMS training, were pooled in order to avoid numerical problems due to
too small sample sizes), and HRSD (score
30 v.
>30). Treatment x centre and treatment x HRSD interactions were
tested in the model but were eliminated because P values exceeded
0.05. Results are described using odds ratios, 95% confidence intervals and
P values. Secondary efficacy variables were the absolute and relative
changes from rating 1 to 4 and 5 (before and after 3 weeks of stimulation, and
at the follow-up) in the depression scores on HRSD, MADRS and BDI. They were
compared between treatment groups using an F-test in a three-way
analysis of variance (ANOVA) with treatment, centre and HRSD score as the main
effects. Treatment x centre and treatment x HRSD interactions were
again tested, and eliminated as P values were greater than 0.05.
Least square means with 95% confidence intervals and P values for the
comparisons between groups are reported.
Additional explorative analyses assessing the interaction effect of age
(
60 years v. >60 years), gender, device type and concomitant
medication with treatment on the primary end-point were performed, by also
including age or gender respectively in the models used for efficacy analyses.
Owing to associations between device type and centre, device type was used
instead of centre in the respective models.
All statistical analyses were performed with the Statistical Analysis System software package, version 8.02 for Windows.
|
|
|---|
![]() View larger version (24K): [in a new window] [as a PowerPoint slide] |
Fig. 1 CONSORT flowchart (rTMS, repetitive transcranial magnetic stimulation).
|
Primary and secondary efficacy outcome
Within the ITT sample the analysis of treatment response revealed 19
responders (31%) in the real condition and 20 responders (31%) in the sham
condition v. 33 non-responders (53%) and 33 non-responders (51%)
respectively. The remaining patients withdrew from the trial or were excluded
(real, n=10, 16%; sham, n=12, 18%;
Fig. 1). For the ITT analysis
of primary efficacy, missing values for the patients who withdrew were
recorded as non-response. After adjusting for centre and HRSD score at the
start of the study, there was no significant difference in responder rates
between the different groups (OR=1.0, 95% CI 0.5–2.2, Wald
2 test, P=0.962;
Table 2). There was no
meaningful difference in the response rates between the centres
(P=0.339).
|
View this table: [in a new window] | Table 2 Analysis of efficacy |
The ANOVA of the secondary efficacy variables, i.e. the absolute and
relative changes from rating 1 to rating 4 (end of the rTMS period;
Table 2,
Fig. 2) and rating 5
(follow-up) of the depression scores on the HRSD, MADRS and BDI, revealed no
difference between the real and sham groups at the end of the stimulation
sessions. In the per protocol data-set, logistic regression showed no
difference in the responder rates between the real and sham stimulation groups
at any point during the course of stimulation, and thus no accelerated
antidepressant effect (Fig. 3).
Further, there was no meaningful difference in the responder rates between the
treatment groups after the follow-up period (Wald
2 test,
P=0.34). With regard to the absolute and relative changes in the
rating scores, no meaningful difference was observed between the real and sham
stimulation groups in the ratings after 1 week, after 2 weeks and at follow-up
(Fig. 4). Remission of
depression was found in 6 people in the real group and 10 people in the sham
group.
![]() View larger version (15K): [in a new window] [as a PowerPoint slide] |
Fig. 2 Mean percentage and standard deviation of the rating scores after 3 weeks
repetitive transcranial magnetic stimulation relative to the initial ratings
(100%), secondary efficacy variable. No meaningful difference between the real
group (R) and the sham group (S) was observed. (BDI, Beck Depression
Inventory; HRSD, Hamilton Rating Scale for Depression; MADRS,
Montgomery–Åsberg Depression Rating Scale).
|
![]() View larger version (26K): [in a new window] [as a PowerPoint slide] |
Fig. 3 Proportion of participants achieving response at each rating during the
repetitive transcranial magnetic stimulation sessions until follow-up
(intention-to-treat sample). At no point was a meaningful difference between
the real and the sham intervention groups observed.
|
![]() View larger version (20K): [in a new window] [as a PowerPoint slide] |
Fig. 4 Course of the mean rating scores of the per protocol set at each rating
during the course of stimulations and at follow-up. No meaningful difference
between the real and the sham intervention groups was observed. Standard
deviations are not implemented for reasons of overview; those of the rating
scores at the end of the stimulation session are provided in
Table 2 (BDI, Beck Depression
Inventory; HRSD, Hamilton Rating Scale for Depression; MADRS,
Montgomery–Åsberg Depression Rating Scale.
|
Explorative analyses did not show any meaningful interaction effect of age, gender, device type or concomitant medication with treatment on the primary efficacy outcome.
Side-effects
Patients complained of the following side-effects related to rTMS: headache
(real, n=3; sham, n=1), dizziness (real, n=0; sham,
n=1) painful local sensation (real, n=1; sham, n=2)
and nausea (real, n=1; sham, n=0). Most patients reported
that the stimulation generally caused an uncomfortable local sensation but
they did not complain about this as a side-effect. We observed no epileptic
seizure or other severe side-effect.
|
|
|---|
Transcranial magnetic stimulation depolarises neurons in targeted cortex areas focally and non-invasively through induction of a transient electromagnetic field that is generated by a pulsed electrical current running through a wound copper coil. The induction of local and trans-synaptically mediated metabolic and biochemical changes in pathophysiologically relevant brain areas was suggested as a rationale for an antidepressant effect (Post & Keck, 2001). The left dorsolateral prefrontal cortex was selected as a main target area for stimulation in patients with depression on the basis of imaging studies that attributed depressive symptoms to a regional hypometabolism which might be upregulated by rTMS (Pascual-Leone et al, 1996). The antidepressant properties of rTMS have now been investigated for more than 10 years, and initial positive studies elicited hope in both the scientific community and the public. Presumably in routine clinical care rTMS would be mainly applied concomitantly with other antidepressant treatments; for this reason an additional benefit of rTMS should be demonstrated in controlled clinical trials.
Comparison with other rTMS treatment trials and limitations
Our multicentre results are in contrast to several positive reports from
single-centre studies of rTMS for depression (reviewed by
Burt et al, 2002;
Martin et al, 2003;
Loo & Mitchell, 2005), but
they are in line with other negative reports
(Loo et al, 2003;
Nahas et al, 2003;
Poulet et al, 2004;
Miniussi et al,
2005). Our results are to be compared in particular with studies
addressing the specific issue of rTMS as an add-on or augmentative treatment
to antidepressant medication. Recent studies of this topic that reported
positive results require discussion in more detail in relation to our results.
In a trial investigating rTMS (5 Hz, 120% of motor threshold, 1200 stimuli per
day) above the left dorsolateral prefrontal cortex, given in parallel with
amitriptyline titrated up to a therapeutic dosage during the week before
starting rTMS, beneficial effects were found already after the first week of
stimulation and were sustained for the stimulation period of 4 weeks
(Rumi et al, 2005).
Another study, combining rTMS (15 Hz, 100% of motor threshold, 900 stimuli per
day) above the left dorsolateral prefrontal cortex with venlafaxine,
citalopram or sertraline started simultaneously and titrated up quickly, found
beneficial effects after 2 weeks of stimulation, but these benefits had
disappeared at the follow-up assessment 3 weeks later
(Rossini et al,
2005). Concerning stimulation parameters, the values used in our
study (10 Hz, 110% motor threshold) were between those of the two studies
mentioned above but our daily amount of stimuli was higher, so that these
differences can hardly account for our negative results. A further study
reporting beneficial effects (Anderson
et al, 2007) applied rTMS at 10 Hz, 110% of motor
threshold, 1000 stimuli per day, three times per week for 4–6 weeks
while the patients were maintained on established medication. Here, the
difference from our results might be due to unchanged medication in largely
treatment-resistant patients, with thus no further medication effect as
indicated by a low response in the sham group (7%), and to the longer
stimulation period. Generally, different regimens of co-medication in these
studies are to be considered when comparing the results. Other add-on rTMS
studies with negative results might have suffered from insufficient
stimulation parameters such as sub-threshold intensity and low number of
stimuli (Poulet et al,
2004).
The stimulation parameters for our study were chosen as those most likely
to have a possible antidepressant effect, based on the evidence available at
the time of study conception: higher intensities (
100% of motor
threshold), frequencies (
5 Hz) and total amounts of stimuli (
10 000);
treatment periods of at least 10 days; and targeting the left dorsolateral
prefrontal cortex (e.g. Pascual-Leone
et al, 1996; Padberg
et al, 2002; Grunhaus
et al, 2003; Herwig
et al, 2003b;
Loo et al, 2003;
Martin et al, 2003).
One might argue that our chosen stimulation period of 3 weeks was too short.
However, the above-mentioned papers and the majority of other relevant studies
reported positive effects even earlier, i.e. after 1–2 weeks of
stimulation. A single-centre study that used the same parameters concerning
intensity, frequency, location and duration as we did, albeit with fewer
stimuli per day (1600) in 5 s trains and with a different study design,
recently reported beneficial rTMS effects in treatment-resistant depression
(Avery et al, 2006).
Thus, on the basis of the literature, we could have expected to detect an
anti-depressant effect from the stimulation parameters used in our trial. The
improvement observed in both groups of our study may be explained as an effect
of medication, a general placebo effect or the spontaneous course of the
disease. Further, clinical factors such as short episode duration and lack of
treatment resistance, whenever we had a strict definition, in some of our
patients might have accounted for the generally good antidepressant response.
Accordingly, one may argue that a possible antidepressant effect of rTMS might
have been hidden by the medication effect and by these clinical factors; but
one can at least state that no beneficial effect of rTMS in addition to newly
initiated medication with mirtazapine or venlafaxine at the standard lower
dose range was observed. In this context, it may also be argued that our study
might have been underpowered and that more patients should have been included
in order to reveal a significant difference. However, we observed the same
rates of responders (31%) in both groups, implying that even if many more
patients had been treated the outcome in the primary efficacy variable would
not have been any different. As concerns the number of included patients, it
should be noted that this study is one of the largest of rTMS in depression
reported to date. The antidepressant response found in our study for both
stimulation conditions is comparable with the results reported for a 3-week
period of treatment (within longer courses) in pharmacological studies that
investigated the antidepressant response on mirtazapine and venlafaxine in
terms of changes in HRSD and/or MADRS rating scores and response rate (e.g.
Amini et al, 2005;
Shelton et al, 2006).
Accordingly, we found no evidence that the response to rTMS and medication in
our study was superior to that reported by studies that investigated solely
medication effects. Concerning patient characteristics, we found no influence
of age and gender on outcome. Although other studies suggested an
age-dependent rTMS effect with less efficacy in the elderly
(Mosimann et al,
2004; however, that study used lower intense stimulation
parameters), in our study neither the younger nor the older patients responded
to rTMS. Further, considering our gender distribution, gender showed no effect
on treatment outcome in the explorative analysis, which also would not have
been supported by any evidence in the literature. The HRSD baseline scores
were slightly higher in the real stimulation group, whereas MADRS and BDI
scores did not show any difference between the groups. Within a set of
multiple comparisons it was likely that differences would be observed in
relation to distinct features. The mean absolute difference in HRSD scores,
however, was less than 2 points and therefore clinically marginal. Further,
the analyses had been adjusted for HRSD score (
30 v. >30) at
the start of the study, and no different outcome dependent on HRSD score was
observed. Considering these facts and that the study outcome was negative,
there was no meaningful bias in our view. We further found no influence of
stimulator type or concomitant medication on treatment outcome, and no
difference in the clinical baseline variables.
Meta-analyses addressing rTMS studies in depression draw critical conclusions concerning the applied methodology and the clinical significance of the results. Kozel & George (2002) found a mean difference in improvement in studies using real v. sham rTMS of 3 points on the HRSD, the clinical impact of which appeared to be marginal. Furthermore, for methodological reasons they considered only a small number of the studies on this topic. Martin et al (2003) also criticised methodological issues and concluded that there was no strong evidence of benefit from using rTMS to treat depression, although the small sample sizes of the studies did not allow the possibility of such an effect being excluded. A recent meta-analysis concluded that rTMS may not differ from sham treatment in major depression (Couturier, 2005). However, that analysis also excluded several studies because of methodological issues and therefore based its outcome on only a few studies. Therefore, the current literature and our data dampen early expectations about positive effects of rTMS on depression and indicate that one should be careful about generally implementing rTMS in clinical practice.
Future directions
Despite this critical report showing no augmentative or accelerating
antidepressant properties of rTMS, previous positive reports still provide
strong arguments for the possibility of rTMS providing an anti-depressant
effect under certain circumstances. In particular, the possibility of
beneficial rTMS effects in selected sub-populations of patients with distinct
clinical variables and aetiological or psychopathological aspects in the sense
of certain endo-phenotypes should be addressed. Also, rTMS may be advantageous
for patients with treatment-resistant depression
(Avery et al, 2006;
Fitzgerald et al,
2006). This issue has been addressed in another multicentre trial
not published at the time of the final submission of this manuscript. Further,
the identification of more specific and neurobiologically based stimulation
parameters, including alternative stimulation sites, may offer new approaches
to finding an antidepressant rTMS effect. Notably, in the light of the diverse
neurobiological effects of rTMS (e.g. Post
& Keck, 2001; Pogarell
et al, 2006), the specific neurobiological basis for a
possible treatment effect and for distinct stimulation parameters remains
unclear in transcranial magnetic stimulation research.
To conclude, this first multicentre trial investigating rTMS over the left dorsolateral prefrontal cortex in depression in a routine clinical setting does not support the hypothesis of an augmentative or accelerative antidepressant effect of rTMS in patients with concomitant antidepressant medication. Major tasks for future research in this field will be to investigate whether patients with distinct subtypes of depression would respond preferentially, to identify which stimulation parameters might be most effective and to further reveal the neurobiological background. Given the heterogeneous nature of reports of this technique to date, it is recommended that the application of rTMS should be restricted to the scientific context for further exploration of its possible benefits.
|
|
|---|
|
|
|---|
Related articles in BJP:
| ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||