REVIEW ARTICLES |
Bolton, Salford and Trafford Mental Health NHS Trust
Bolton, Salford and Trafford Mental Health NHS Trust, and Department of Psychiatry, University of Manchester, UK
Correspondence: Dr P. M. Haddad, Cromwell House, Cromwell Road, Eccles, Salford, Manchester M30 0GT, UK. Email: peter.haddad{at}bstmht.nhs.uk
Declaration of interest P.M.H. has received honoraria from several pharmaceutical companies.
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Aims To review the use of adverse effects of antipsychotic drugs as outcome measures, with a particular emphasis on methodological issues.
Method Review of data on adverse effects from sources including randomised controlled trials (RCTs), post-marketing surveillance and naturalistic studies.
Results All have advantages and disadvantages and the best overview comes from considering all sources of data together. Adverse effects are inconsistently reported, hampering cross-study comparisons. Many outcome measures lack clinical meaning. In both naturalistic studies and RCTs adverse effects often account for less treatment discontinuation than lack of efficacy.
Conclusions Standardisation in the reporting of adverse effects is needed. Patients' subjective experience of medication should be given more consideration. Total discontinuation rates provide a useful global outcome measure that incorporates tolerability and efficacy as well as patient and clinician viewpoints. Patients should be informed of common side-effects prior to treatment and monitored for their occurrence during treatment.
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Appendix 1 Adverse effects of antipsychotics
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Fig. 1 Clinical impact of adverse effects.
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Many patients who adhere poorly to medication do not inform their clinical team of this and some go to great lengths to hide their non-adherence (covert non-adherence). Poor adherence during acute treatment of psychosis leads to chronic symptoms whereas poor adherence after remission increases the risk of relapse. Both may have serious consequences, including self-harm, aggression and readmission to hospital. When clinician and patient are aware of adverse effects, treatment can be adjusted to minimise the problems (e.g. dose reduction of the antipsychotic, prescription of an anti-Parkinsonian agent or a switch to an alternative antipsychotic with less propensity to cause the adverse effect).
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Randomised controlled trials
Strengths
Double-blind randomised trials are regarded as the gold standard level of
evidence for the following reasons.
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Table 1 Examples of ratings scales used to assess side-effects of
antipsychotics
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In practice these advantages are not always as clear-cut as they seem. For example, relatively few trials assess the success of masking and when they do the methods used, analysis and reporting of the results are inconsistent (Boutron et al, 2005). A review of papers claiming to be RCTs, published in the British Journal of Psychiatry and the American Journal of Psychiatry, showed that reporting of the method of randomisation was uncommon (Ogundipe et al, 1999). The authors concluded that the RCT status of some of the papers must therefore be in doubt.
Weaknesses
Although RCTs can allow accurate information on the incidence and
prevalence of adverse effects to be gathered, most trials of antipsychotics
have relatively small samples and are short term, lasting 4–8 weeks.
Such studies may underestimate early-onset side-effects that are uncommon and
cannot provide data on side-effects that develop in the medium and long term.
For example, amenorrhoea is an adverse effect of antipsychotics that reflects
hyperprolactinaemia (Wieck & Haddad,
2003). In the Schizophrenia Outpatient Health Outcome (SOHO) study
the baseline prevalence was approximately 33% of women
(Haro & Salvador-Carulla,
2006). Definitions of amenorrhoea differ; if it is defined as
three consecutive missed episodes of menstruation then it will be impossible
to detect in a drug trial of less than 12 weeks' duration. The inability of
short-term trials to provide data on long-term tolerability, including weight
gain, sexual functioning and metabolic parameters, is a major weakness, as in
clinical practice antipsychotics are often prescribed to patients for several
years or even decades. This drawback has been partly addressed by two recently
published RCTs with relatively long follow-up periods: the Cost–Utility
of the Latest Antipsychotic Drugs in Schizophrenia Study (CUtLASS) in the UK
(Jones et al, 2006),
which followed patients for 1 year, and phase 1 of the Clinical Antipsychotic
Trials of Intervention Effectiveness (CATIE) study in the USA
(Lieberman et al,
2005), which followed patients for 18 months. Nevertheless neither
study is long enough to accurately assess the risk of tardive dyskinesia.
Prospective studies of conventional antipsychotics indicate a cumulative
incidence of tardive dyskinesia of approximately 20% over 5 years of treatment
(Morgenstern & Glazer
1993).
The protocols of most RCTs exclude patients with significant comorbid medical conditions. Consequently the tolerability of drugs in people with physical illness (for example those with hepatic and renal impairment) is often unknown prior to licensing. Some trials may also underestimate tolerability because there may be incentives for patients to remain in the trial that do not operate in clinical practice.
Naturalistic studies
Naturalistic studies, including pharmaco-epidemiological studies, have the
advantage of assessing `real world' patients. Pharmaco-epidemiological studies
can have very large samples, enabling relatively rare adverse effects to be
investigated. Both incidence and prevalence data can be generated. These
studies are limited to data recorded on computerised record systems and the
absence of relevant data may prevent adjustment for potential confounding
factors. Furthermore, the lack of randomisation limits attribution of
causality. Data regarding the safety of drugs in pregnancy derive from
post-marketing surveillance and naturalistic studies because pregnant women
are invariably excluded from RCTs.
Post-marketing surveillance
Post-marketing surveillance is an essential component of assessing drug
safety and tolerability, and often provides the first evidence of adverse
effects that are rare or confined to particular at-risk groups. Remoxipride
was an antipsychotic marketed in the late 1980s. Trials indicated similar
efficacy to haloperidol for treating positive and negative symptoms but with
less risk of extrapyramidal side-effects. Following its introduction in Europe
a significant number of cases of aplastic anaemia were reported (as many as 1
in 10 000). Remoxipride was withdrawn in 1993
(Fung et al, 2001).
Pimozide is a conventional antipsychotic. Between 1971 and 1995, 16 deaths and
24 cases of serious cardiac events were reported to the Committee for the
Safety of Medicines. This led to the following recommendations: (a) patients
prescribed pimozide should undergo a baseline electrocardiogram (ECG) followed
by annual ECGs; (b) if the QTc interval is prolonged, treatment needs to be
closely supervised or withdrawn; and (c) pimozide should not be prescribed in
conjunction with other drugs that prolong the QTc interval
(Haddad & Anderson,
2002).
Post-marketing surveillance includes prescription event monitoring (Mann, 1998) and reports of adverse drug reactions (Gough, 2005). Various national and international regulatory bodies provide systems for post-marketing surveillance, an example being the UK yellow card system for reporting adverse drug reactions. Post-marketing surveillance is also conducted by pharmaceutical companies or by independent research companies employed by them. The potential conflict of interest inherent in manufacturers collecting, evaluating and reporting post-marketing data on their own products has been the subject of recent discussion (Fontanarosa et al, 2004). This point apart, post-marketing surveillance has several weaknesses: it relies on voluntary participation; underreporting is widespread; submitted reports may be of poor quality with inadequate detail; and the ability to confirm causality is limited. Incomplete numerator data on events and unreliable denominator data make it difficult to calculate rates of adverse events.
The withdrawal of drugs for safety reasons demonstrates that licensing is not a guarantee of safety and highlights the importance of the continuing assessment of tolerability and safety from further studies and post-marketing surveillance. Between 1960 and 1999 121 prescription drugs were withdrawn from worldwide markets for safety reasons (Fung et al, 2001). Drugs that act on the central nervous system were the most common category withdrawn; in a more detailed breakdown by drug class antidepressants were ranked fifth (7.4%). The top safety reasons for withdrawal among all drugs were hepatic (26.2%), haematological (10.5%), cardiovascular (8.7%), dermatological (6.3%) and carcinogenic issues (6.3%). The median time on the market for products where this information was available was 5.4 years, with approximately one-third being withdrawn within the first 2 years of initial marketing.
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Appendix 2 Potential problems in interpreting tolerability data
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Limited data
Many papers that report RCTs of antipsychotics provide little data on
adverse effects and concentrate on efficacy. Where such data are provided they
are often limited, for example until recently most trials of antipsychotics
did not include any measures of glucose and lipid regulation.
Drug carry-over effects
A second problem is that most trials evaluate patients with chronic
psychosis who must discontinue a previous antipsychotic before starting the
trial. This makes drug carry-over effects inevitable. For example, the
potential for weight gain associated with a particular antipsychotic is
underestimated, as patients are likely to have gained weight during previous
antipsychotic treatment, thus minimising their potential for further weight
gain (Haddad, 2005). Assessing
patients with first-onset psychosis who are drug naive overcomes this problem,
but enrolling such patients into trials is notoriously difficult and such RCTs
are rare.
Bias in trial design
Industry-sponsored trials are more likely to report results that favour the
sponsor's compound than are independent studies
(Ahmer et al, 2005).
Possible explanations include publication bias and bias in trial design. An
example of the latter is that most RCTs of atypical antipsychotics employ
haloperidol as the active comparator. Among the conventional antipsychotics,
haloperidol is associated with a high incidence of extrapyramidal side-effects
(EPS) and so it is not surprising that these studies generally report an
advantage in relation to EPS for the atypical agents, an advantage that
remains in meta-analyses (Geddes et
al, 2000; Bagnall et
al, 2003). In contrast, RCTs that have a low-potency
conventional antipsychotic as comparator show no significant difference in the
incidence of EPS for atypical antipsychotics other than clozapine
(Leucht et al, 2003;
Lieberman et al,
2005).
Comparison between trials
It is often necessary to compare data on adverse effects between trials.
For example, the relatively few head-to-head RCTs of atypical antipsychotics
make cross-study comparisons, despite their methodological pitfalls, a
necessity. Furthermore, as estimates of the prevalence/severity of an adverse
effect for any given drug will vary between trials, an adjusted value is often
required. Meta-analysis is commonly used to allow data from different studies
to be pooled and compared, but this approach is often not possible when
analysing data on adverse effects because of varying methodologies used to
assess such effects. For example, there are several scales to measure sexual
function (Table 1).
Parkinsonian symptoms are usually assessed using the Simpson–Angus Scale
(Simpson & Angus, 1970),
but some studies report the proportion of patients prescribed an
anticholingeric drug, a clinical proxy for parkinsonism. Even when the same
rating scale or measure is used, the outcome may be expressed in different
ways. Parkinsonian symptoms may be reported as mean change in score on the
Simpson–Angus Scale from baseline to end-point or as the number of
patients with scores above a specified cut-off. Similarly, measures of weight
change during a study include mean change in kilograms, the percentage of
patients with increments of weight change (e.g. 0–5 kg, 5–10 kg,
etc.) and the number of patients with an arbitrary measure of significant
weight gain, (e.g. an increase of more than 7% of baseline weight).
Outcome measures that lack clinical utility
Many studies present data on adverse effects in terms of the mean change in
an outcome measure (e.g. a rating scale or the blood concentration of a
compound). Often this has no clinical utility to the clinician or patient. For
example, reporting the mean change in serum prolactin during the course of a
trial is far less relevant than reporting the proportion of patients with a
prolactin level above the upper limit of normal at the start and end of the
study. Even more useful is the proportion of these patients who also have
symptoms consistent with hyperprolactinaemia (i.e. the proportion with
biochemical plus clinical hyperprolactinaemia). Similarly, mean weight change
is less useful than knowing the proportion of patients with specific
increments of weight change.
Comparing like with like
When trial data are reviewed to aid the treatment of a specific patient
(e.g. to assist selection of an antipsychotic drug), it is important to ensure
that the trials reviewed deal with patients with similar characteristics to
the patient being treated and use similar drug dosages to those likely to be
used clinically. For example, data on adverse effects gathered from trials in
patients with chronic schizophrenia cannot be reliably applied to drug-naive
patients, as the latter are more sensitive to a range of adverse effects.
Similarly, premenopausal women are more prone to develop antipsychotic-induced
hyperprolactinaemia than postmenopausal women. Consequently it would be
misleading to extrapolate data on prolactin-related side-effects from an RCT
that included a high proportion of postmenopausal women to the treatment of a
premenopausal patient. When trials are combined in a meta-analysis one should
consider whether differences between the trials in terms of populations
studied, drug dosage and the duration of treatment invalidate the approach.
Most adverse effects are dose related but the relationship between the
prevalence of an adverse effect and duration of drug treatment varies
depending on the effect being considered. For example, akathisia is
particularly common in the first week after starting an antipsychotic or
increasing the dose whereas tardive dyskinesia usually only appears after
several months or years of treatment
(Dursun et al,
2004).
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Satisfaction with treatment
Patient satisfaction with treatment is influenced by multiple factors and
not just symptom reduction (Hasler et
al, 2004). Factors that predicted dissatisfaction with care
in a large European study included unemployment, more severe psychopathology
and a high rate of hospital admission
(Thornicroft et al,
2004). Other reasons for dissatisfaction include lack of
involvement in treatment planning or decision-making, lack of involvement with
treatment options, drug side-effects and lack of information about these. In a
UK survey of callers to a national mental health telephone helpline,
distressing side-effects were strongly correlated with low treatment
satisfaction (Fakhoury et al,
2001). In this survey the most distressing side-effects reported
(percentage of patients with the side-effect who reported it as distressing)
were weight gain (73%), depression (67%), insomnia (66%), difficulty
thinking/concentrating (63%), sedation (59%) and sexual dysfunction (58%). Men
were more likely to report sexual dysfunction as distressing and women more
likely to report weight gain as distressing. Several studies indicate that
adverse effects of antipsychotics are often not diagnosed or treated (e.g.
Mitra & Haddad, 2007) and
that psychiatrists tend to underestimate the distress that they cause (e.g.
Day et al, 1998).
Subjective quality of life
Many factors influence a patient's view of their quality of life, including
positive and negative symptoms, depression, cognitive impairment,
hospitalisation and perceived support
(Thornicroft et al,
2004). Several studies have reported that quality of life is
higher in patients treated with atypical antipsychotics than in those treated
with conventional antipsychotics (Franz
et al, 1997). However, in the CATIE study, the largest
independent randomised double-blind study in schizophrenia research, there
were no significant differences in psychosocial functioning (assessed using
the Quality of Life Scale; Heinrichs
et al, 1984) between those treated with atypical drugs
and those treated with perphenazine, a conventional drug; all treatment groups
showed modest improvement (Swartz et
al, 2007). This is consistent with the CUtLASS study
(Jones et al, 2006),
which found no difference in quality of life scores between patients
prescribed typical and atypical antipsychotics.
Subjective response to treatment
The Drug Attitude Inventory (DAI; Hogan
et al, 1983) is an established tool that assesses
acceptability and subjective tolerability (subjective response) of medication.
Factors that influence subjective response include insight, previous
experience of medication, health beliefs and the quality of the therapeutic
relationship. In one study patients on atypical antipsychotics reported a more
positive subjective response and a lower prevalence of dysphoria than those on
typical antipsychotics (Voruganti et
al, 2000). Subjective response, as assessed by DAI score, is
strongly correlated with adherence (Awad
& Hogan, 1994). However, adherence is influenced by many other
factors, including the quality of the therapeutic relationship between the
patient and physician or keyworker (Frank
& Gunderson, 1990).
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![]() View larger version (20K): [in a new window] [as a PowerPoint slide] |
Fig. 2 Percentage of patients discontinuing medication for various reasons in
phase I of CATIE study. , discontinuations owing to lack of efficacy;
, discontinuations owing to patient's decision (data from
Lieberman et al,
2005).
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Thus it is helpful to have a global measure of the effectiveness of a drug that combines both tolerability and effectiveness in treating symptoms. One way to achieve this is to record the total discontinuation rate on the drug at a given time point or the time to discontinuation for any reason. As stopping medication in a trial is a joint decision made by patient and clinician, this outcome measure also has the advantage of incorporating the patient's and the clinician's views.
Discontinuation of treatment for any reason was the primary outcome measure in the CATIE study (Lieberman et al, 2005). The results of phase I of the study illustrate the importance of balancing efficacy and tolerability. Of the five antipsychotics in phase I, olanzapine was associated with the highest percentage of patients stopping treatment because of intolerability but the lowest percentage stopping treatment for lack of efficacy (Leiberman et al, 2005). When discontinuations owing to lack of efficacy and intolerability were combined with discontinuations for other reasons then the total discontinuation rate for each of the five antipsychotics was lowest with olanzapine (Fig. 2). The high total discontinuation rates seen with all drugs in the CATIE study might partly reflect the double-blind design (Haddad & Dursun, 2006).
The total discontinuation rate has also been used as the outcome measure in several naturalistic studies (Hodgson et al, 2005; Tiihonen et al, 2006). Of particular note is the study by Tiihonen et al (2006) in which a nationwide cohort of 2230 consecutive adults hospitalised in Finland for the first time with a diagnosis of schizophrenia or schizoaffective disorder were followed prospectively. Total rates of discontinuation, adjusted for the effect of confounders, were determined for the ten most commonly used antipsychotics and compared with haloperidol. Initial treatment with clozapine, perphenazine depot and olanzapine were associated with the lowest total discontinuation rates, and in all three cases these were significantly less than the rate associated with haloperidol. Significant differences were also seen between antipsychotics in the rates of readmission, with clozapine, perphenazine depot and olanzapine all being associated with significantly lower readmission rates than haloperidol.
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