Institute for Health Research, Lancaster University, Lancaster
Correspondence: Professor Eric Emerson, Institute for Health Research, Lancaster University, Lancaster, UK. Email: eric.emerson{at}lancaster.ac.uk
Funding detailed in Acknowledgements.
1 The term `intellectual disability' will be used synonymously with the terms
`learning disability' (as used in the UK) and `mental retardation' (as used in
the USA and ICD–10). ![]()
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Aims To establish the prevalence of psychiatric disorders against ICD–10 criteria among children with and without intellectual disabilities, the association with social/environmental risk factors, and risk attributable to intellectual disability.
Method Secondary analysis of the 1999 and 2004 Office for National Statistics surveys of the mental health of British children and adolescents with (n=641) and without (n=17 774) intellectual disability.
Results Prevalence of psychiatric disorders was 36% among children with intellectual disability and 8% among children without (OR=6.5). Children with intellectual disabilities accounted for 14% of all British children with a diagnosable psychiatric disorder. Increased prevalence was particularly marked for autistic-spectrum disorder (OR=33.4), hyperkinesis (OR=8.4) and conduct disorders (OR=5.7). Cumulative risk of exposure to social disadvantage was associated with increased prevalence.
Conclusions A significant proportion of the elevated risk for psychopathology among children with intellectual disability may be due to their increased rate of exposure to psychosocial disadvantage.
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The aims of this study were: (a) to establish the prevalence of diagnosable psychiatric disorders against ICD–10 criteria (World Health Organization, 1993) among British children with and without intellectual disabilities; (b) to assess the association between exposure to psychosocial disadvantage and presence of psychiatric disorders in children with and without intellectual disabilities; (c) to estimate the extent to which elevated risk for psychiatric disorders among children with intellectual disabilities may be accounted for by elevated rates of exposure to psychosocial disadvantage.
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Procedure
The surveys used identical procedures for the collection of information,
the identification of psychiatric disorders and the collection of information
on child and family demographics and functioning. Information was collected by
computer-assisted face-to-face personal interview with the child's primary
carer (in 94% of cases the child's mother) and, wherever possible, with
children aged 11 years or over. If consent was obtained from the child's
primary carer, information was also collected by postal questionnaire from the
child's teacher. Teacher information was available for 72% of the achieved
sample. Children for whom teachers did not provide information were more
likely to be supported by a lone parent (27 v. 22%;
2=64.0, d.f.=1, P<0.001; OR=1.35), more likely to
be living in income poverty (36 v. 28%;
2=87.0,
d.f.=1, P<0.001; OR=1.41) and more likely to be living in families
with poorer family functioning (20 v. 18%;
2=16.9,
d.f.=1, P<0.001; OR=1.19).
Measures
The presence of psychiatric disorders among the children and adolescents
was identified through the use of the Development and Well-Being Assessment
(DAWBA; Goodman et al,
2000). This consists of two structured interviews (one undertaken
with the child's primary carer and the other, for children aged 11 years or
more, with the child), a questionnaire used with the child's teacher and a
computer-assisted diagnostic rating system that provides diagnoses against
DSM–IV (American Psychiatric
Association, 1994) and ICD–10 criteria. The time frame
(period prevalence) for DAWBA questions is the previous month unless
ICD–10 diagnostic criteria specify a minimum period for the duration for
symptoms (e.g. 6 months for generalised anxiety disorder). The DAWBA has been
shown to discriminate well between samples of children drawn from
population-based child benefit registers and from those attending child and
adolescent mental health services, have good convergent validity with the
Strengths and Difficulties Questionnaire
(Goodman, 1999), predict
contact with health services and prognosis, and possess acceptable levels of
agreement with diagnoses derived from case-note review
(Goodman et al,
2000). It has not, however, been validated on children with
intellectual disabilities.
In addition, information was also collected in both 1999 and 2004 on indicators of family socio-economic position (occupation, income, education), life events, parental mental health using the 12-item General Health Questionnaire (GHQ–12; Goldberg & Williams, 1988), family functioning using the General Functioning Scale of the MacMaster Family Activity Device (Miller et al, 1985) and teacher ratings of child academic attainment. Income data were equivalised using the modified Organisation for Economic Cooperation and Development (OECD) scale (Department of Work and Pensions, 2007). Income poverty was defined as living in a household whose equivalised income was less that 60% of the national median for the sampled year.
Identifying children with intellectual disabilities
Following preliminary analysis we identified children and adolescents as
having intellectual disabilities if one of the following conditions was
met.
This approach identified 641 children (3.5% of the total sample) as having
intellectual disabilities and 17 774 children as not having intellectual
disabilities. Of the children with intellectual disabilities, 395 (62%) were
identified by combined parental and teacher report, 71 (11%) by teacher report
and 175 (27%) by parental report. Children with intellectual disabilities were
significantly more likely to be male (66 v. 50%,
2=61.9, d.f.=1, P<0.001; OR=1.93). There were no
differences between the two groups with regard to age (mean age 10.1 years) or
ethnicity (90% White).
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Table 1 Point prevalence of psychiatric disorders among children and adolescents
with and without intellectual
disabilities1
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Associated social and environmental factors
Associations between gender, age and eight social/environmental variables
and risk of having the three most common categories of psychiatric disorder
(conduct disorder, emotional disorder including anxiety disorder, and
hyperkinesis) are presented in Table
2 for children with and without intellectual disabilities. For
emotional disorders the direction of effect is identical across the two groups
for all potential risk factors. In addition, there is close correspondence in
the strength of effect for eight of the ten variables. For conduct disorders
the direction of effect is identical across the two groups for all potential
risk factors. There is close correspondence in the strength of effect for four
of the ten variables. For hyperkinesis, the direction of effect is identical
across the two groups for eight of the ten variables, with close
correspondence in the strength of effect for one variable.
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Table 2 Association between personal, social and environmental variables and risk
of emotional disorder, conduct disorder and hyperkinesis among children with
and without intellectual
disabilities1
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A cumulative social risk index was derived from the eight potential social/environmental risk factors by counting the number of potential risk factors to which each child was exposed. The association between the cumulative social risk index and prevalence of emotional disorders, conduct disorders and hyperkinesis is shown in Fig. 1. Rank order correlations between cumulative social risk and prevalence were 1.0 (P<0.001) for emotional disorders and for conduct disorders for children with and without intellectual disability, 0.93 (P=0.008) for hyperkinesis among children with intellectual disability and 0.97 (P<0.001) for hyperkinesis among children without intellectual disability. Although visual inspection of the data suggested a stronger association between cumulative social risk and prevalence among children with intellectual disabilities, post hoc tests for interaction effects (using a logistic regression model) were not significant.
![]() View larger version (13K): [in a new window] [as a PowerPoint slide] |
Fig. 1 Association between cumulative social risk and prevalence of emotional
disorder, conduct disorder and hyperkinesis among children with
(
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Table 3 Exposure of children with and without intellectual disabilities to social
and environmental risk
factors1
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Estimating risk after controlling for between-group differences in social/environmental risk factors
Finally we estimated the extent to which intellectual disability
represented a risk factor for psychiatric disorder after controlling for the
marked between-group differences in exposure to potential social/environmental
risk factors. We used binary logistic regression to estimate the corrected
odds ratio for associated psychiatric disorder after controlling for
between-group differences in age, gender and the eight potential
social/environmental risk factors (Table
4). Variables were entered in two blocks (block 1 comprising the
variables related to the child's intellectual disability, gender and age and
block 2 the eight potential social/environmental risk factors in a forward
conditional stepwise model; P variable entry <0.05, P
variable exit >0.1).
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Table 4 Association between intellectual disability and psychiatric disorder before
and after controlling for between-group differences in exposure to potential
social/environmental risks (n=15
900)1
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Comparing the corrected odds ratio for intellectual disability at blocks 1 and 2 indicates that controlling for between-group differences in exposure to potential social/environmental risk involves a 51% reduction in attributable risk for emotional disorder, a 38% reduction for conduct disorder and a 33% reduction for hyperkinesis.
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Strengths and limitations
The main strengths of the present study are that it investigated the
prevalence of diagnosable psychiatric disorders against ICD–10 criteria
in a large nationally representative sample of British children with and
without intellectual disabilities. The main weaknesses of the study lie in:
(a) the identification of children with intellectual disability; (b) the use
of a measure of psychiatric disorder that has not been validated for use with
children with intellectual disabilities; (c) the use of a cross-sectional
design.
With regard to the identification of children with intellectual disability, we attempted (wherever possible) to combine parent and teacher report. The overall prevalence rate of intellectual disabilities within the sample (3.5%) is within the bounds reported in population-based epidemiological studies that have included children with mild intellectual disabilities (Leonard & Wen, 2002). However, the ascertained prevalence rates are slightly higher than the commonly assumed prevalence of intellectual disability (2–3%). It is therefore possible that our operational definition might have led to the inclusion of a small proportion of children with `borderline' intellectual disabilities. It is not possible to predict the impact of this on our results. Confidence in our operational definition is somewhat strengthened by the (expected) association between prevalence and gender and poverty (Leonard & Wen, 2002). Nevertheless, accuracy in the identification of children would have been significantly strengthened if information had been available with regard to general intellectual functioning and adaptive behaviour. Unfortunately, although British Picture Vocabulary Scale scores were obtained (although not released through the UK Data Archive) for the 1999 cohort, these data were not collected in 2004.
The use of a measure of psychiatric disorder that has not been validated for use with children with intellectual disabilities does represent a threat to the internal validity of the results. There are two main grounds for concern regarding the generalisation of test validity to populations with intellectual disabilities. First, it has been argued that psychiatric disorders may manifest themselves differently among people with intellectual disabilities, and in particular people with more severe intellectual disabilities (Dykens, 2000; Wallander et al, 2003). For example, recent research has reported overall prevalence rates for psychiatric disorders in an adult population with primarily severe intellectual disabilities of 17% when using ICD–10 criteria and 35% when using criteria specifically developed for use with people with intellectual disabilities (Cooper et al, 2007). Notably, however, this discrepancy was primarily attributable to differences in rates of `problem behaviours' identified by the two approaches (0.1 and 19% respectively). Given that the most commonly diagnosed disorder in the present study was conduct disorder (a group of diagnoses that are likely to capture `problem behaviours'), such discrepancies may be less likely in studies applying ICD–10 criteria to children. Unfortunately, no data are available at present on the actual correspondence of diagnoses of conduct disorders and the classification of problem or challenging behaviour in children with intellectual disabilities. Second, the identification of psychiatric disorders whose diagnostic criteria require self-report (e.g. obsessive–compulsive disorders) will obviously be problematic among groups who have difficulty in either accessing or reporting on internal states. The consequences of both of these issues for the present study would be to lead to an underestimation of prevalence rates for psychiatric disorders among the subsample of children with intellectual disabilities.
Finally, it must be kept in mind that the results of cross-sectional studies cannot provide evidence of causality. This is particularly relevant to the analyses undertaken of the association between social/environmental factors and the prevalence of psychiatric disorders. These associations might reflect the causal influence of social adversity on psychopathology and, as such, would be consistent with the rapidly growing literature on the social determinants of physical and mental health (Marmot & Wilkinson, 2006). They might also reflect the causal influence of child mental health on social adversity (Baker et al, 2003), the influence of unmeasured third variables (e.g. genetic factors) on risk of exposure to both social adversity and risk of child psychopathology or possible confounding arising from the operational definition of intellectual disabilities (e.g. low academic attainment or developmental progression being more likely among children with psychiatric disorders).
Implications
The high prevalence rates of psychopathology observed in the present study
among children with intellectual disabilities are highly consistent with the
results of previous research (Rutter
et al, 1976; Einfeld
& Tonge, 1996; Linna
et al, 1999; Dykens,
2000; Stromme & Diseth,
2000; Dekker et al,
2002; Dekker & Koot,
2003; Emerson,
2003; Wallander et
al, 2003). These results must be of concern given the
evidence that mental health problems have a major negative impact on the
well-being, social inclusion and life opportunities of children
(Quilgars et al,
2005). With regard to children with intellectual disabilities, for
example, evidence suggests that mental health problems have a negative impact
on the well-being of their families, and especially their mothers
(Baker et al, 2003;
Hatton & Emerson, 2003),
and are likely to lead to out-of-home placements, including the use of
high-cost residential educational placements
(Llewellyn et al,
2005).
Three main factors have been proposed to account for the high rates of psychopathology observed among children with intellectual disabilities (Dykens, 2000; Einfeld & Emerson, 2007). First, studies undertaken on children in general have provided evidence of an association between lower IQ and psychiatric disorder (Goodman, 1995), an association possibly mediated by the role of IQ in determining a child's vulnerability or resilience when faced with adversity (Luthar, 2003). As a result, higher rates of psychopathology would be expected among children with intellectual disabilities given that intellectual impairment is a definitional characteristic of the group. Second, studies undertaken on children in general have also provided evidence of an association between exposure to social disadvantage and increased risk for psychopathology (Green et al, 2005; BMA Board of Science, 2006). Increased rates of psychiatric disorders among children with intellectual disabilities would be predicted, therefore, given that such children are at significantly greater risk of exposure to social disadvantage (Emerson et al, 2006; Emerson & Hatton, 2007). Third, the biological bases or sequelae of some syndromes associated with intellectual disability appear to be associated with increased susceptibility to some particular forms of psychopathology (Dykens, 2000; Dykens & Hodapp, 2001; Hodapp & Dykens, 2004; Einfeld & Emerson, 2007).
The results of the present study are consistent with the notion that a potentially socially important proportion of the elevated risk for psychopathology among children and adolescents with intellectual disabilities may be a result of their increased rate of exposure to adverse social conditions (e.g. poverty, less than optimal parenting). Such an interpretation would suggest that approaches to reducing the personal, social and economic costs associated with psychiatric disorders among children with intellectual disabilities should focus on: (a) reducing their exposure to adverse social conditions (BMA Board of Science, 2006); (b) building the resilience of children with intellectual disabilities (and their families) when prevention of exposure to adversity cannot be guaranteed (Emerson, 2004).
Future research
It is now reasonably well established that intellectual disability is
associated with an increased risk for psychopathology
(Dykens, 2000;
Wallander et al,
2003; Einfeld & Emerson,
2007). Future research needs to identify the relative contribution
of (and interplay between) intellectual impairment, social/environmental
factors, psychological factors and biological factors to these elevated rates
of psychiatric disorders. Addressing this demanding research agenda will
require the use of more sophisticated longitudinal and experimental research
designs, the validation of existing measures or the development of new
measures of psychopathology applicable to children with intellectual
disabilities, and the development and use of robust measures of
social/environmental risk (Emerson et
al, 2006). Exploring the interplay between biological and
social factors will also require an increased emphasis on transdisciplinary
research that bridges the gap between social epidemiology and behavioural
genetics.
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