Department of Psychiatry and Depression Clinical Research Centre, Chonnam National University Medical School, Kwangju, Republic of Korea
Institute of Psychiatry, Section of Epidemiology, King's College London, UK
Department of Psychiatry and Depression Clinical Research Centre, Chonnam National University Medical School, Kwangju, Republic of Korea
Correspondence: Professor JS Yoon, Department of Psychiatry and Depression Clinical Research Centre, Chonnam National University Medical School, Kwangju, Republic of Korea. Email: jsyoon{at}chonnam.ac.kr
None. Funding detailed in Acknowledgements
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The role of folate, vitamin B12 and homocysteine levels in depression is not clear.
Aims
To investigate cross-sectional and prospective associations between folate, B12 and homocysteine levels and late-life depression.
Method
A total of 732 Korean people aged 65 years or over were evaluated at baseline. Of the 631 persons who were not depressed, 521 (83%) were followed over a period of 2–3 years and incident depression was ascertained with the Geriatric Mental State schedule. Serum folate, serum vitamin B12 and plasma homocysteine levels were assayed at both baseline and follow-up.
Results
Lower levels of folate and vitamin B12 and higher homocysteine levels at baseline were associated with a higher risk of incident depression at follow-up. Incident depression was associated with a decline in vitamin B12 and an increase in homocysteine levels over the follow-up period.
Conclusions
Lower folate, lower vitamin B12 and raised homocysteine levels may be risk factors for late-life depression.
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Baseline sample and measurements
A cross-sectional survey of a geographically defined population was carried
out in 2001. The sampling procedure and measurements have been described
previously.6 In
brief, 732 community residents aged 65 years or over within two catchment
areas of Kwangju were recruited from national residents' registration lists
(5% refusal rate). Examinations included a fully structured diagnostic
interview for depression; blood samples taken for folate, vitamin
B12, homocysteine and MTHFR genotype; and formal assessment of
potential confounding factors.
Depression
Depression was assessed using the community version of the Geriatric Mental
State (GMS)
schedule.7 This is a
fully structured diagnostic instrument in wide international use with an
accompanying computerised algorithm which provides likelihoods of individual
diagnoses on a scale of 0 to 5. The GMS was translated into Korean according
to a formal standardisation
process.8 As in
other studies, a `stage one' (non-hierarchical) confidence level of 3 or above
from the Automated Geriatric Examination for Computer Assisted Taxonomy
(AGECAT) algorithm was used to define depression. The instrument and algorithm
are designed to define current depression present at a level of severity
warranting clinical intervention, and focus on the month preceding the
interview. Case-level depression encompasses both moderate and severe
symptoms, and is therefore a broader syndrome than DSM–IV major
depression. The 0–5 AGECAT confidence score at baseline was included as
a covariate in secondary analysis to allow exploratory adjustment for
depressive symptom severity as an ordinal rather than a binary measure.
Blood samples and biochemical analyses
Blood samples were collected from the participants in a fasting state and
were taken in the morning where possible. The samples were drawn into tubes of
ethylenediamine tetra-acetic acid (EDTA), centrifuged, separated into plasma
aliquots and stored at –70°C within 2 h of collection. Biochemical
assays were carried out after 3 years. Serum folate and vitamin B12
levels were determined using an immunoassay, and total plasma homocysteine
level was measured by high-performance liquid chromatography. The MTHFR C677T
genotype was determined by a polymerase chain reaction (PCR) and
HinFI restriction enzyme digestion as described
previously,9 with
minor modification: HinFI digestion (1.5 U per 25 µl reaction
mixture) was performed directly in the PCR tube at 37°C for 4 h before
analysis of restriction fragments by polyacrylamide gel electrophoresis.
Allele frequencies were estimated by gene counting and observed numbers of
each genotype were compared with those expected under Hardy–Weinberg
equilibrium.
Other measurements
Age, gender and education of the participants were recorded. Cognitive
function was evaluated by the Korean version of the Mini-Mental State
Examination
(MMSE).10
Disability was assessed by means of the Korean version of the World Health
Organization Disability Assessment Schedule II
(WHODAS–II).11
Smoking history and current smoking status were ascertained. A lifetime
history of alcohol consumption was obtained from the participants, and
corroboration from family members was sought. Problem drinking was defined on
the basis of consumption over the previous 3 months of more than 14 alcoholic
drinks per week for men or more than 7 drinks per week for women, in
accordance with guidelines from the National Institute of Alcohol Abuse and
Alcoholism.12 Daily
physical activity, taking into account both work and leisure activity, was
ascertained and sedentary lifestyle was defined as a binary variable. For
vascular risk factors and disorders a summary `vascular risk' score was
developed from summing self-reported disorders (stroke, heart disease,
hypertension, diabetes), measured obesity (body mass index >25
kg/m2) and hypercholesterolaemia (fasting cholesterol >5.1
mmol). Serum creatinine level was also assayed, since impaired renal function
may elevate serum metabolite levels independent of vitamin intake.
Follow-up evaluation
Follow-up was carried out in
2003.13 The mean
follow-up period was 2.4 years (s.d.=0.3). Attempts were made to follow up all
previous participants. Identical procedures were used to identify depression
(GMS–AGECAT) and further blood samples for folate, vitamin
B12 and homocysteine were collected, centrifuged within 1 h and
stored at –70°C. Assays were done after 1 year. Vitamin
supplementation was investigated in the context of an inventory taken of all
prescription and non-prescription medication taken in the past month.
Statistical analysis
Statistical analyses were carried out using SPSS version 12.0 for Windows.
Associations between baseline depression and baseline quintiles of folate,
vitamin B12 and homocysteine levels were assessed by
2-tests (linear trend). Associations with demographic
characteristics, assessment scales (MMSE and WHODAS–II), lifestyle
characteristics (smoking, problem drinking and physical activity), vascular
risk or disease and serum creatinine level were investigated using t-,
2- or Mann–Whitney U-tests as appropriate. Odds
ratios and their 95% confidence intervals were calculated for associations
between baseline depression and baseline quintiles of folate, vitamin
B12 and homocysteine, and for MTHFR genotype, in logistic
regression models after adjustment for the other independent variables. For
all analyses, quintiles of folate, vitamin B12 and homocysteine
were entered as ordinal variables with one degree of freedom, in accordance
with an a priori hypothesis that that associations, if present, would
show linearity across the distributions.
For investigating prospective associations, participants with case-level depression at baseline were excluded, and case-level depression at follow-up (incident depression) was treated as the dependent variable. Associations between incident depression and baseline quintiles of folate, vitamin B12 and homocysteine were estimated in logistic regression models both before and after adjustment for relevant factors including vitamin supplementation. In a secondary analysis, associations between baseline folate, vitamin B12 and homocysteine levels and depression at follow-up were recalculated for the total followed-up sample and then further adjusted for baseline depression scale score (AGECAT 0–5 scale). Further exploratory analyses for the incident depression analysis were carried out to investigate effect modification of the three exposure–outcome associations by gender and MTHFR genotype, particularly in view of previous findings that the impact of folate deficiency may be modified in this respect.1,14
In participants without depression at baseline, change in levels of folate, vitamin B12 and homocysteine over the follow-up were calculated and re-categorised by quintiles. Associations between changes in these levels and incident depression were calculated and investigated further in identical logistic regression models to the analyses of baseline levels as predictors.
Final analyses were carried out to investigate associations with standard categories of folate and vitamin B12 deficiency and hyperhomocysteinaemia.4,15 Folate deficiency was defined on the basis of levels below 11.4 nmol/l and a homocysteine level higher than 13.9 µmol/l; vitamin B12 deficiency as a level less than 258 pmol/l; and hyperhomocysteinaemia as a plasma level above 15.0 µmol/l.
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2=2.091,
P>0.05). Folate level was correlated positively with vitamin
B12 level (r=0.112, P=0.002) and negatively with
homocysteine level (r=–0.310, P<0.001). Vitamin
B12 level was negatively correlated with homocysteine level
(r=–0.289, P<0.001). Homocysteine levels were
significantly associated with MTHFR genotype, with mean levels of 12.1
µmol/l (s.d.=5.6), 12.4 µmol/l (s.d.=4.6) and 13.8 µmol/l (s.d.=7.2)
for the C/C, C/T and T/T genotypes respectively (F=5.301,
P=0.005). There was no association between MHTFR genotype and folate
or vitamin B12 levels (all P values >0.1). Other
characteristics of the sample and unadjusted associations with depression at
baseline are summarised in Table
1. |
View this table: [in a new window] |
Table 1 Baseline characteristics of the study sample
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Of 631 participants without depression at baseline, 521 (83%) completed all evaluations at follow-up and formed the study sample. Of the remaining 110, contact could not be established with 58 (52%), 23 (21%) had died, 21 (19%) refused to participate and 8 (7%) were too unwell. Baseline characteristics of participants from the baseline non-depressed group who were followed up are displayed in the last column of Table 1. Between the participants and non-participants at follow-up, there was no substantial difference in any independent variable (all P values >0.06). Mean changes in levels from baseline to follow-up were as follows: folate –4.9 nmol/l (s.d.=12.1), vitamin B12 +48.0 pmol/l (s.d.= 139.7) and homocysteine +1.6 µmol/l (s.d.=5.0). Figure 1 summarises the prevalence and incidence of depression according to baseline levels of folate, vitamin B12 and homocysteine, and change in these levels over the follow-up period.
![]() View larger version (10K): [in a new window] [as a PowerPoint slide] |
Fig. 1 Rates of prevalence (a) and incidence (b) of depression according to
baseline levels of folate, vitamin B12 and homocysteine, and change
in these levels over a 2-year follow-up period (c).
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2=4.190, P=0.041) and higher levels
of homocysteine (
2=4.901, P=0.027), but was not
significantly associated with folate levels (
2=1.443,
P=0.230) (Fig. 1).
These findings persisted after adjustment for potential confounders
(Table 2). Prevalence of
depression by MTHFR genotype was 14.6% for C/C, 15.0% for C/T and 11.0% for
T/T (
2=1.191, P=0.275). |
View this table: [in a new window] |
Table 2 Logistic regression models for the association between baseline folate,
vitamin B12 and homocysteine levels and baseline depression
(n=732)
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Baseline folate, vitamin B12 and homocysteine levels, and incident depression
Incident depression was associated with lower baseline levels of folate
(
2=6.701, P=0.010) and vitamin B12
(
2=6.317, P=0.012) and higher baseline levels of
homocysteine (
2=5.335, P=0.021)
(Fig. 1). Adjusted associations
between these factors are displayed in
Table 3. In summary, incident
depression was associated with all three factors in the directions
anticipated, with associations remaining significant after adjustment for
other covariates (Table 3,
model 6). When the three blood levels of interest were entered in combination
(Table 3, models 7–9) the
associations with lower folate and vitamin B12 were reduced only
marginally when adjusted for each other, with larger reductions when adjusted
for homocysteine. On the other hand, the association between raised baseline
homocysteine level and incident depression was reduced substantially when
adjusted for individual vitamin levels. Incident depression was not associated
with MTHFR genotype (
2=2.346, P=0.167). In a
secondary analysis of the whole followed sample, the associations between
folate, vitamin B12 and homocysteine, and depression at follow-up
were not substantially changed when adjusted for baseline depression scale
score (unadjusted odds ratios 1.24, 1.28 and 1.18 respectively, adjusted odds
ratios 1.23, 1.27 and 1.18 respectively). In further exploratory stratified
analyses, the association between descending folate and incident depression
was significantly modified by MTHFR genotype: odds ratios for decreasing
folate quintiles were 1.18 (95% CI 0.79–1.76), 1.22 (95 CI
0.86–1.73) and 1.85 (95% CI 1.14–3.00) within CC, CT and TT
genotypes respectively (P=0.021 for statistical interaction). No
significant interaction was found between MTHFR genotype and vitamin
B12 or homocysteine as exposures, no significant gender interaction
was found for any exposure and no significant two-way or three-way
interactions were found between the three exposures of interest in predicting
incident depression (data not shown). Among the 732 participants at baseline,
a previous history of depression prior to age 60 years was reported by 16
(16%) of the 101 participants with current depression and by 17 (3%) of the
remaining 631 participants. The findings of interest were not materially
altered following restriction to those without a history of depression.
|
View this table: [in a new window] |
Table 3 Logistic regression models for the association between baseline folate,
vitamin B12 and homocysteine levels, and incident depression over
the 2-year follow-up period (n=521)
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Incident depression and co-occurring changes in folate, vitamin B12 and homocysteine levels
Incident depression was more frequent in people with a relative decline in
vitamin B12 levels (
2=5.735, P=0.017) and
with a relative increase in homocysteine (
2=6.594,
P=0.010) (Fig. 1),
whereas no association was found with change in folate levels
(
2=0.971, P=0.324). Adjusted associations between
these factors are displayed in Table
4. The association between decline in vitamin B12
levels and incident depression remained strong after adjustment for other
covariates, was increased in strength after adjustment for vitamin
supplementation at follow-up, and was decreased in strength following
adjustment for homocysteine change. The association between an increase in
homocysteine levels and incident depression changed little following
adjustment for all other covariates.
|
View this table: [in a new window] |
Table 4 Logistic regression models for the association between change in folate,
vitamin B12 and homocysteine levels, and incident depression
(n=521)
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Associations with clinical categories of folate and vitamin B12 deficiency and hyperhomocysteinaemia
The prevalence of baseline folate deficiency was 4.0%, vitamin
B12 deficiency 16.8% and hyperhomocysteinaemia 22.1%. Odds ratios
for associations with baseline depression were 1.32 (95% CI 0.49–3.54)
for folate deficiency, 1.57 (95% CI 0.94–2.61) for vitamin
B12 deficiency and 1.78 (95% CI 1.13–2.84) for
hyperhomocysteinaemia. After adjustment for the other factors listed in
Table 2, respective odds ratios
were 1.86 (95% CI 0.59–5.80), 1.91 (95% CI 1.08–3.39) and 1.78
(95% CI 1.03–3.08). Respective odds ratios for incident depression
adjusted for other covariates listed in
Table 3 (model 6) were 1.94
(95% CI 0.58–6.47), 1.78 (95% CI 0.90–3.51) and 1.69 (95% CI
0.88–3.26).
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Methodological issues
Previous community studies investigating the association between these
factors and depression have been cross-sectional in
design.1,4,15–19
This limits the extent to which causal relationships can be clarified, since
measures of nutritional status such as vitamin levels may be affected by the
emergence of depressed states and associated alterations in appetite and food
intake. Relative deficiency may, in turn, account for associations with raised
homocysteine levels. Most studies have also been limited in the use of brief
screening instruments to define
depression,1,15–19
and in numbers of potential confounding factors considered, or in the specific
nature of the cohorts analysed. Strengths of our study were that prospective
data on both depression and the blood assays of interest were obtained from a
community population, that depression was ascertained using a widely validated
diagnostic schedule, and that a large number of potential confounding factors
were considered in the analyses. The follow-up rate was reasonable and not
apparently differential with respect to risk factors of interest. The study
sample was restricted to older age ranges, but it is this group who are likely
to be most vulnerable to nutritional deficiency. Limitations of the study were
that data on vitamin supplementation were not available at the baseline
evaluation, and that at the follow-up evaluation the information on mental
health was restricted to the previous month. Detailed constituents of vitamin
preparations were also not available. The statistical models were constructed
with the a priori assumption of linear associations between the three
exposures and depression outcomes. Figure
1 indicates that this may not be a completely appropriate
assumption. However, in the absence of obvious mechanistic explanations for
non-linearity, the models were not changed.
The nature of the outcome should also be considered. Most `case' participants will have had moderate levels of depression and the results may not be generalisable to secondary care clinical samples with more severe syndromes. Furthermore, the outcome was restricted to a single composite `diagnosis', without specific analyses of clinical sub-types, comorbidity or particular symptom profiles. Finally, a prospective analysis was used treating depression as an `incident' outcome which is unlikely to reflect fully complex symptom and syndrome trajectories (and which may have missed clinical episodes occurring and then recovering between the examination points). Depression at baseline was excluded as a binary variable; however, a secondary analysis carried out for the whole followed sample did not suggest a substantial contribution of syndrome prominence at baseline in accounting for the associations of interest.
Folate deficiency and depression
Previous case–control studies using clinical samples have reported
significant associations between folate deficiency and prevalence, severity
and duration of depressive
disorders.20 This
has been replicated in some community
studies,18 but not
in
others.1,4,15
These discrepant results might be due to differences in sample
characteristics, depression ascertainment or blood assays. In our study folate
deficiency was not associated with depression in cross-sectional analyses, but
lower folate levels were associated with a higher likelihood of incident
depression 2 years later. The cross-sectional association between depression
and folate deficiency might be obscured by selection bias if people with both
depression and nutritional deficiency were less likely to participate, or if
they were more prone to be hospitalised and therefore underrepresented in
community samples. It is also possible that people with longer-lasting
depressive states, who are over-represented in cross-sectional surveys, may
regulate their diet in a way that might compensate for earlier deficiencies.
The prevalence of folate deficiency at baseline was relatively low, but this
is likely to be explained by the relatively high intake of folate-containing
green vegetables in Korean populations, which has been previously
recognised.21
Nevertheless, folate level remained negatively correlated with homocysteine
level in our sample, as has been reported
elsewhere.1 The
lower prevalence of folate deficiency might have obscured the association
between the folate deficiency and depression at baseline in this particular
population. The prospective association between lower folate levels and
incident depression was not explained by other potential confounding factors
(Table 3), and homocysteine, as
a potential mediating factor, explained only a small proportion of this
association. It is of interest that the association between lower folate and
incident depression was significantly modified by MTHFR genotype, with
strongest associations in those with the T/T genotype. A recent study
suggested that, since the MTHFR gene influences the functioning of the folate
metabolic pathway, folate or its derivatives might be causally related to risk
of
depression.14
Vitamin B12 deficiency and depression
The cross-sectional significant association observed between lower vitamin
B12 levels and depression is consistent with previous findings from
both clinical
samples22 and
community
populations,4,15
although not all studies have found
this.1 In
prospective analyses, incident depression was associated both with lower
baseline vitamin B12 levels and with a previous decline in vitamin
B12 levels from baseline to follow-up. Vitamin B12 is
required for the synthesis of S-adenosylmethionine, which is an
important methyl donor in many important methylation reactions in the central
nervous system. Inhibited synthesis of S-adenosylmethionine may
reduce monoamine neurotransmitter synthesis, and S-adenosylmethionine
has been suggested to have antidepressant
activity.23 A
causal relationship between vitamin B12 levels and depression is
supported by the prospective findings. Cross-sectional associations may also
be explained by a depressive state adversely influencing dietary intake and
resulting in lower circulating vitamin B12 levels. This is
supported by the association between vitamin B12 decline and
incident depression. However, inferences can only be tentative since the
temporal relationship between vitamin B12 decline and affective
state could not be established within the follow-up period. An important
limitation with most research, including this study, is that circulating
vitamin B12 is only a proxy marker of cobalamin deficiency at a
cellular level. Methylmalonic acid is a more specific marker of functional
vitamin B12
status,24 but was
not assayed in this study.
Hyperhomocysteinaemia and depression
Higher homocysteine levels have been associated with depressive symptoms in
both middle-aged and older community
populations.1,17,19
Our findings were similar. Higher homocysteine levels have been found to be
associated with
disability25 and
with cerebrovascular
diseases,26 which
are themselves potential risk factors for depression. However, we found little
evidence of confounding by these factors to the extent to which they were
measured in the study. Raised homocysteine levels have also been associated
with cognitive
impairment,27 which
may be a potential confounder. However, although in the baseline sample raised
homocysteine level was associated with lower MMSE score (data not shown),
neither cross-sectional nor prospective associations between
hyperhomocysteinaemia and depression were altered following adjustment for
this. Incident depression was associated with a previous rise in homocysteine
levels. This may indicate an effect of a depressive state. Although changes in
vitamin B12 or folate levels did not appear to account for this
association, these factors might not have been sufficiently accurate markers
of bioavailability, limiting the inferences that can be drawn.
Interactions between folate, vitamin B12 and homocysteine levels
The correlation coefficients between the levels of folate, vitamin
B12 and homocysteine were significant but only modest in strength,
and lower than those found in previous
studies.1 In
addition, there was no significant interaction between the folate, vitamin
B12 and homocysteine levels on the prevalent or incident
depression. Associations between baseline folate and vitamin B12
levels and incident depression were in part accounted for by homocysteine
levels, suggesting that homocysteine might be a causal pathway factor between
nutritional status and depression. The effect of adjusting the
homocysteine–depression association for folate or vitamin B12
should, however, be viewed with caution, since the circulating levels assayed
are only proxy markers for their function at a cellular level and confounding
effects may be underestimated.
MTHFR genotype and depression
A direct association between MTHFR genotype and depression was not
supported. This result was consistent with one Japanese case–control
study28 and an
Australian community
study,3 although an
association between MTHFR T/T homozygosity and depression was found in another
Japanese case–control
study29 and in a
Norwegian community
study.1 MTHFR T/T
genotype frequency in the sample reported here was 29%, higher than that in
the Japanese samples (13–14%) and in those from Australia and Norway
(12% and 8% respectively). In our study there was some evidence from an
exploratory analysis that the T/T genotype might modify the association
between low folate and depression. An overall association between MTHFR
genotype and depression might conceivably have been reduced because of the
relatively low prevalence of folate deficiency in this sample (due to the
traditional Korean vegetable-rich diet).
Implications for public health and future research
Our findings in this prospective community study support roles for folate,
vitamin B12 and homocysteine levels in the aetiology of late-life
depression. From a public health perspective, there may be good arguments for
focusing interventions for the prevention of depression on nutritionally
deficient, frail populations. Although the use of vitamin supplements did not
substantially modify the observed associations, further research is likely to
be required as the ascertainment in this study might have been incomplete and
obscured by dietary habits. Relationships with the dose, duration and
(particularly) constituents of vitamin supplements should be investigated.
However, it should be borne in mind that the results of observational research
are often not confirmed by interventional studies. For example, a recent study
reported that homocysteine reduction with B vitamins did not reduce the risk
of recurrent cardiovascular disease after acute myocardial
infarction,30
despite the fact that raised homocysteine levels had repeatedly been found to
be associated with increased risk of cardiovascular disease in observational
studies. In addition, although a role of MTHFR genotype was not supported in
our study, gene–environment and gene–gene interactions require
further evaluation.
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