Psychiatrische Dienste Aargau AG, Baden, and Department of Psychiatry, University Hospital Zurich, Switzerland
Department of Psychiatry, University Hospital Zurich, Switzerland
Institute for Ecological Systemic Therapy, Zurich, Switzerland
Department of Psychiatry, University Hospital Zurich, Switzerland
Division of Neurosciences and Psychological Medicine, Imperial College School of Medicine, London, UK
Department of Psychiatry, University Hospital Zurich, Switzerland
Correspondence: Dr Urs Hepp, Psychiatrische Dienste Aargau AG, Haselstrasse 1, CH-5401 Baden, Switzerland. Email: Urs.Hepp{at}pdag.ch
None. Funding detailed in Acknowledgements.
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Long-term data on post-traumatic stress disorder (PTSD) following accidents are scarce.
Aims
To assess and predict PTSD in people 3 years after severe accidental injury.
Method
Severely injured patients were recruited consecutively from the intensive care unit (n=121) and assessed within 1 month of the trauma. Follow-up interviews were conducted 6 months, 12 months and 36 months later; 90 patients participated in all four interviews. Symptoms were assessed using the Clinician-Administered PTSD Scale.
Results
Post-traumatic stress disorder was diagnosed in 6% of patients 2 weeks after the accident, in 2% after 1 year and in 4% after 3 years. Robust predictors of later PTSD symptom level were intrusive symptoms shortly after the accident and biographical risk factors. There were individual changes over time between the categories PTSD, sub-threshold PTSD and no PTSD. Whereas PTSD symptom severity was low or decreased for most of the patients, some of them showed an increase or a delayed onset. Patients with persisting PTSD symptoms at 6 months and patients with delayed onset of symptoms are at risk of long-term PTSD.
Conclusions
The prevalence of PTSD was low over the whole period of 3 years.
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All patients referred to the intensive care unit were consecutively screened over a period of 18 months. Sixteen patients were excluded owing to the presence of pre-existing psychiatric morbidity. In total, 135 patients were eligible for the study, of whom 14 refused to participate. Written informed consent was thus obtained from 121 patients. The initial interview was performed an average of 13 days (s.d.=7, range 3–29) after the accident (T1). Follow-up interviews were conducted 6 months (T2), 12 months (T3) and 36 months (T4) after the patients accident. A total of 90 patients participated in all four interviews.
Measures
Symptoms of post-traumatic stress were assessed using the IES and
CAPS.17,18
The IES is a 15-item self-rating questionnaire comprising two sub-scales
(Intrusion and Avoidance). Cronbachs
was 0.89 for the IES. The
CAPS interview assesses 17 specific symptoms of PTSD and allows quantification
of the frequency and intensity of each of these symptoms according to
DSM–III–R.21
The CAPS assessment was conducted by clinically experienced medical doctors.
Patients were diagnosed with sub-threshold PTSD if they met
criteria A (stressor criterion) and B (re-experiencing cluster) plus either C
(avoidance cluster) or D (hyperarousal cluster), but not C and
D.8,22
The CAPS has excellent psychometric
properties;23
Cronbachs
was 0.71. Because patients with retrograde amnesia
scored extremely high on item 7 (psychogenic amnesia) of this scale, and being
unable to differentiate organic from psychogenic amnesia, we decided to omit
item 7 in all further calculations. This procedure resulted in an increase in
Cronbachs
from 0.71 to 0.77. Our German translation of the CAPS
version adapted for DSM–IV was
validated.7 The
internal consistency of the German version was 0.88 and the CAPS scores
correlated with the validated German version of the IES
(r=0.56).24
The Symptom Checklist–90–Revised (SCL–90–R) was
used to assess a broad spectrum of psychological
complaints.25,26
For group comparisons, the Global Severity Index of the SCL–90–R
was used (
=0.96).
Patients social networks and recent life events were assessed using a questionnaire compiled from a revised version of the Social Network Index,27 an adapted version of the Social Support Questionnaire,28 and the Inventory for Determining Life-changing Events.29 Biographical protective and risk factors for the development of psychological and psychosomatic disorders were determined in a semi-structured interview based on a compilation of scientifically established factors.30 Childhood biographical risk factors are as follows: low socio-economic and educational status of the parents; professional occupation of the mother in the first year; families with many children; contact with social services; delinquency and dissocial behaviour of one parent; chronic marital problems of parents; uncertain attachment in early childhood; severe physical disease of one parent; psychiatric disorders of parents; single parent; loss of the mother; authoritarian behaviour of the father; frequently changing relationships in childhood; childhood sexual abuse; poor integration within peers; age difference between siblings less than 18 months; born to an unmarried mother. Biographical protective factors are: stable attachment to at least one primary person; multigeneration familial support; higher than average intelligence; outgoing temperament; firm attachment behaviour; reliable relationships in adulthood; stable partnerships. Each item could be scored as present (1) or not present (0). For the regression analyses we used a sum score of the biographical risk factors (possible range 0–17). The five predominant risk factors were low socio-economic status of the parents (51% of the patients), severe physical disease of one parent (37%), contact with social services (29%), age difference between siblings less than 18 months (21%) and chronic marital problems of parents (19%).
Antonovskys Sense of Coherence questionnaire
(SOC),31 a measure
of an individuals resilience to stress and his or her capacity to cope
with it, was used in the 29-item full version. Individuals with high SOC
scores are supposed to perceive stressors as predictable and explicable, have
confidence in their capacity to overcome stressors, and judge it worthwhile to
rise to the challenges they face. Test properties such as test–retest
reliability and internal consistency of the SOC scale are
excellent.32 In our
study, Cronbachs
was 0.90.
The Freiburg Questionnaire of Coping with Illness (FQCI) is a validated 35-item self-rating coping questionnaire comprising five sub-scales: depressive reaction; active, problem-oriented coping; distraction; religiosity and search for meaning; downplaying and wishful thinking.33 Internal consistency is 0.63–0.70 for the active, problem-oriented coping scale used in this study.34 For the assessment of anxiety and depression we used the Hospital Anxiety and Depression Scale (HADS),35 a 14-item self-rating questionnaire. This scale was developed to provide clinicians and scientists with a reliable, valid and practical tool for identifying and quantifying the two most common forms of psychological disturbance in medical patients. Internal consistencies of the English and the German versions are within the ranges of 0.80–0.93 for the anxiety sub-scale and 0.81–0.90 for the depression sub-scale.36
The subjective appraisal of the severity of the accident was rated by the patients on a Likert scale ranging from 1 (very slight) to 5 (very severe). For the assessment of the life-threatening nature of the accident, participants were asked whether or not they felt their life was at risk during or after the accident. In the follow-up assessments, the interviews began with an unstructured part in which patients were asked about any special events in the meantime and their general state of health.
Statistical analysis
For the prediction of PTSD symptom severity at the 3-year follow-up, we
tested the same linear regression model as described in detail for the 1-year
follow-up, using linear multiple regression
analysis.37 We used
the same prediction model to test its long-term stability. Ten potential
predictor variables, all assessed at the initial measurement shortly after the
accident, were selected based on both pathogenic and
salutogenic
considerations.31
The ISS was chosen as the only objective accident-related variable. Gender was
included as a variable because, in general, PTSD is more likely to develop in
women than in men after exposure to a traumatic
event.38
Biographical risk factors and stress due to life events were selected as
potential pre-traumatic risk factors. Furthermore, the patients
subjective view was represented in the model by their appraisals of the
severity and threat to life of the accident. Early post-traumatic
psychopathology was entered in the equation using the IES Intrusion sub-scale;
salutogenic aspects were represented by the SOC and the patients social
network. Finally, the FQCI sub-scale active, problem-oriented
coping was included because such coping strategies were most frequently
used in our sample and because the literature on the adaptivity of active
coping strategies is still
controversial.39
Linear multiple regression analysis was used for the prediction of PTSD
symptom severity (CAPS total score) at the 3-year follow-up. Details of the
statistical procedure are described in the report of the 1-year follow-up
data.
Group comparisons of dimensional variables were performed with one-way analysis of variance (ANOVA) and t-tests. Correlations were calculated using Pearsons correlation coefficients. For categorical variables the chi-squared test was used, or Fishers exact test if the expected count was less than five in more than 20% of cells.
Ethical approval
Ethical approval was granted by the institutional review board of the
canton of Zurich. Written informed consent was obtained from all
participants.
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View this table: [in a new window] | Table 1 Socio-demographic characteristics of the sample (n=90) |
There was no significant difference between the 31 patients who withdrew
from the study and the 90 patients who participated in all four interviews
with regard to socio-demographic and accident-related variables, except for
marital status (dropout group: 21 single, 9 married, 1 divorced; participant
group: 34 single, 43 married, 13 divorced;
2=8.95, d.f.=2,
P<0.05) and subjective appraisal of accident severity (dropout
group: 3.9, s.d.=1.0; participant group: 4.3, s.d.=0.8; t=2.01,
d.f.=113, P<0.05). No difference was found at
T1 for scores on the following scales: ISS, GCS, CAPS,
IES, SCL–90–R, SOC and the FQCI.
Descriptive data
The main accident-related characteristics of the sample are presented in
Table 2. There was no
significant correlation between ISS and the patients subjective
appraisals of the event (threat to life: Pearson r=0.07; accident
severity: Pearson r=–0.06, both not significant). Experiencing
the accident as life-threatening was reported by 21 patients (23%). More
detailed information about the surgical and psychosocial assessments has been
presented in an earlier
publication.37
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View this table: [in a new window] | Table 2 Accident-related characteristics of the sample (n=90) |
Prevalence of PTSD and sub-threshold disorder
At baseline (T1) 5 participants (6%) met all criteria
for PTSD (except for the duration criterion) and 19 (21%) met criteria for
sub-threshold disorder. At 6 months (T2) 3 participants
(3%) were diagnosed with full PTSD and 8 (9%) with sub-threshold disorder. At
1 year (T3) 2 participants (2%) were diagnosed with full
PTSD and 10 (11%) with sub-threshold disorder. Three years after the accident
(T4), 4 participants (4%) met the criteria for full PTSD
and 9 (10%) for sub-threshold disorder. At some point during follow-up, 32
patients (36%) met the criteria for either full or sub-threshold PTSD. Changes
of diagnoses over time are shown in Fig.
1. The increase from 2 cases of PTSD at 1 year to 4 cases at
3-year follow-up was not significant (McNemar test, exact P=0.63,
two-tailed).
![]() View larger version (18K): [in a new window] [as a PowerPoint slide] |
Fig. 1 Changes of diagnoses over a 3-year period after the accident.
T1 2 weeks, T3 12 months,
T4 36 months post-accident (n=90). PTSD,
post-traumatic stress disorder. a. Time criterion for PTSD not fulfilled.
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Predictors of PTSD at 3 years
For the prediction of PTSD symptom severity at the 3-year follow-up we
applied the prediction model we had established for the 1-year
follow-up.37 For
the multiple regression analysis, complete data for 89 participants (1
missing) were available. Our model remained largely stable over time,
explaining 32% of the variance of PTSD symptoms 1 year post-accident and 23%
at 3 years post-accident. Biographical risk factors and the IES Intrusion
sub-scale contributed significantly to the prediction, whereas the
patients sense of threat to life and active problem-oriented coping
(FQCI) – significant at 1 year – no longer made a significant
contribution (Table 3).
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View this table: [in a new window] | Table 3 Multiple regression analysis: prediction of post-traumatic stress disorder symptoms at 1-year and 3-year follow-up |
Course of PTSD symptom severity over 3 years
In our search for variations in the natural course of PTSD symptoms, we
concentrated on patients with a CAPS score of 30 or more at any measurement
point (28%; n=25). Using the following procedure we identified three
types of PTSD course. Our first step was to separate patients showing an
initial increase in PTSD symptoms (increasing group,
Fig. 2(a); n=10) from
patients with an initial decrease of symptoms (n=15) in the first 6
months post-trauma. As a second step we subdivided the group of patients with
an initial decrease into a group scoring above 30 on the CAPS at
T1 only (decreasing group,
Fig. 2(b); n=8) and a
group of patients with a secondary increase of the CAPS score above 30 later
on (delayed increase group,
Fig. 2(c); n=7). The
course of PTSD symptoms over time for these three groups of patients is shown
in Fig. 2.
![]() View larger version (14K): [in a new window] [as a PowerPoint slide] |
Fig. 2 Course of post-traumatic stress disorder symptoms over time. CAPS,
Clinician-Administered PTSD Scale.
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The three groups of PTSD courses and the remaining less symptomatic group
did not differ with regard to age (F=0.49, d.f.=3,86,
P=0.69) and gender (
2=2.08, d.f.=3, P=0.56).
Regarding stress due to life events, Scheffé post hoc analyses
in one-way ANOVA revealed that the increasing group and the
delayed increase group represented a homogeneous subset of means
compared with the decreasing group and patients who never scored
above 30 on the CAPS. Accordingly, the increasing and
delayed increase groups reported significantly more stress due
to recent life events at each time point (t-tests, all
P<0.001; e.g. t=5.38, d.f.=88, P<0.001 at
T2) than the decreasing group combined with
the group who never scored above 30 on the CAPS. In addition, we analysed the
narrative part of the follow-up interviews on a qualitative single case level
in the increasing group and the delayed increase
group. In this unstructured introductory part of the interview, patients were
asked informally to talk about important events that happened since the last
interview and about any general concerns they might have.
In the increasing group (Fig. 2(a)), seven patients reported persistent physical problems and four reported ongoing litigation or compensation claims. One patient was involved in a motor vehicle accident without injury about 1 year after the index accident and 2 weeks before the T3 interview. One patient was diagnosed with a malignant brain tumour 2 years after the accident and was involved in a divorce suit. Another patient reported severe persistent erectile dysfunction as a consequence of the accident. In the delayed increase group (Fig. 2(c)), five patients reported persistent physical problems; another two experienced chronic pain, one of them phantom pains after the amputation of a leg. One patient who had sustained an incomplete tetraplegia at the index accident was again involved in a road traffic accident 6 weeks before the T3 interview; although he was not injured in the second accident, he felt more shocked, experienced more psychological distress and developed depressive symptoms. Two patients reported unresolved compensation claims and two had severe conflicts with their partners.
Comorbid anxiety and depression
At the T3 assessment, 84 of the 90 patients (93%)
completed the HADS. Seven patients (8%) scored above the cut-off level of 7
points for possible depression. Patients diagnosed with full or sub-threshold
PTSD at T3 were more likely to have scores above the
cut-off point for depression (Fishers exact test, P<0.01).
Fifteen (18%) patients scored above the cut-off of 7 for possible anxiety
disorder. Patients diagnosed with full or sub-threshold PTSD were more likely
to have scores above the cut-off for anxiety (Fishers exact test,
P<0.001). At T3 the CAPS scores correlated
significantly with the HADS depression (Pearson r=0.61,
P<0.001) and HADS anxiety (Pearson r=0.71,
P<0.001) sub-scale scores at the same assessment.
Complete HADS data were available for 87 patients (97%) at T4. Nine patients (10%) scored above the cut-off level for possible depression. Again, patients diagnosed with full or sub-threshold PTSD at T4 were more likely to be above the cut-off for depression (Fishers exact test, P<0.001). Seventeen (19%) patients were above the cut-off for possible anxiety disorder. Patients diagnosed with full or sub-threshold PTSD were more likely to score above the cut-off point for anxiety (Fishers exact test, P<0.001). At T4 again there was a significant correlation between CAPS scores and HADS depression (Pearson r=0.77, P<0.001) and HADS anxiety (Pearson r=0.80, P<0.001) sub-scale scores.
Psychological or psychopharmacological treatment
At T4, six patients (7%) reported psychopharmacological
and/or psychotherapeutic treatment related to the accident (psychotherapy and
psychopharmacological treatment, n=2; psychopharmacological treatment
only, n=3; psychotherapy only, n=1). Of these, four were
diagnosed with PTSD or sub-threshold PTSD at any assessment point.
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Prevalence of full and sub-threshold PTSD
In our study the prevalence of PTSD was low over the whole period of 3
years (2–6%). In other follow-up studies PTSD rates in the first year
after physical injury range from 10% to
39%.8,10,46,47
Despite the clinical and public health importance of long-term follow-up data,
until now only a few studies have provided long-term data. Malt investigated
the psychiatric consequences of accidental injuries with a mean period of
follow-up of 28 months (range 16–51) and found only one case of PTSD in
107 patients.13
This has to be qualified, however, because at the time of Malts study
no structured interview for PTSD was available. Rates of PTSD from 8%
following road traffic accidents were found by Mayou et al in a
5-year follow-up,14
and 11% in another large prospective study at 3
years.15,48
The low PTSD prevalence found in our study is remarkable, particularly
considering the severity of the injuries sustained by the participants. In all
other reported studies the patients were far less physically injured. With
regard to socio-demographic characteristics, Malts sample was
comparable with ours, and patients with severe mental and physical handicap
before the injury were also excluded. By restricting the sample to
participants with no pre-existing severe psychiatric problem, patients at
higher risk of developing PTSD might have been excluded. However, in a
replication study we included patients with pre-existing psychiatric disorders
but failed to find higher PTSD
rates.49 Another
explanation for the lower PTSD rate in our sample, as well as in Malts
study,13 might be
the use of clinically experienced interviewers, whereas in other studies
self-report questionnaires were
used.14,50
In a clinical interview it is certainly easier to differentiate accurately
between normal reactions and psychopathological symptoms, whereas in
self-report questionnaires this could lead to an overestimation of PTSD.
Although the prevalence of full PTSD was low in our study, it is remarkable that at some point during follow-up 32 patients (36%) met the criteria for either full or sub-threshold disorder. This concurs with Malt, who reported that approximately a third of patients who despite experiencing definite fear associated with exposure to situations that symbolised the traumatic event or exhibiting avoidance behaviour or symptoms of hyperarousal, did not qualify for a diagnosis of PTSD.13 These findings are important because there is evidence that the level of impairment in social and work functioning in people with sub-threshold PTSD is comparable with that in people with the full disorder.16 For clinical purposes DSM–IV criteria – especially criterion C (avoidance) – may be too restrictive.51
A possible explanation for the relatively low rate of experienced death threat could be that 35 patients (39%) suffered from retrograde amnesia. Dissociative amnesia is one of the symptoms of PTSD, but in accidental injury it is not always possible to establish whether amnesia is due to organic or psychogenic reasons. One could argue that amnesia due to mild traumatic brain injury might protect against the development of PTSD, but Harvey & Bryant showed that PTSD can occur even if patients report amnesia for the traumatic event due to mild traumatic brain injury,45,52 and the stay on an intensive care unit itself can be experienced as traumatic.
The low incidence of PTSD is in line with recent findings of PTSD in an epidemiological study from Switzerland,53 where the prevalence of exposure to potentially traumatic events in the general population was relatively low compared with other epidemiological studies.54,55 Surprisingly, there was not a single case of full PTSD in the sample, and the prevalence of even sub-threshold PTSD was very low. The fact that Switzerland has not been involved in a war for well over a century, has not experienced any major natural disasters in recent decades and enjoys a relatively low crime rate and virtual absence of terrorism, in addition to its political and economic stability, may well contribute to a sense of security which to some extent might protect Swiss citizens from developing PTSD in the aftermath of traumatic experiences.53 As low PTSD rates have also been found across several populations at risk in Switzerland when using different assessment instruments, it is likely that the prevalence of PTSD in Switzerland is very low compared with international data and that it is not a methodological bias.49,56,57
Predictors of PTSD at 3 years
The prediction model we used at 1 year explained 32% of the variance in
PTSD symptom severity and was, as expected, less predictive 3 years after the
initial trauma, but still explained 23% of the variance, underlining the
remarkable stability of the model. It is worth noting that the severity of the
injury did not contribute to the long-term prediction of PTSD, whereas
intrusive symptoms shortly after the accident and biographical risk factors
turned out to be robust predictors of later PTSD symptom level.
Course of PTSD over 3 years
The course of PTSD after disaster has been studied in relatively few
studies.44 In our
sample there were notable changes on a categorical level between PTSD,
sub-threshold PTSD and no PTSD cases over time in different directions
(Fig. 1). This is in line with
other long-term
studies,14,50,58
and with studies with more than two assessment
points.46 There was
a slight increase in PTSD cases from 2 cases at 1 year to 4 cases at 3-year
follow-up. This is in accordance with findings from long-term studies on the
course of PTSD among survivors of
disasters.44 Our
findings underline the importance of looking not only at prevalence rates but
also at the individual patients clinical course. Although the majority
of participants (72%) never had a CAPS score above 30, we identified three
different types of courses of PTSD symptoms in those scoring above 30 at any
assessment point (Fig. 2). The
decreasing group appeared to be the least problematic group,
which is in line with our clinical experience that some patients after
sustaining an accident temporarily experience acute stress symptoms that
spontaneously resolve without further intervention. The
increasing group and the delayed increase group
are of special clinical interest. Our results support the hypothesis that
patients who still reported PTSD symptoms at 6 months would rarely
spontaneously recover in the further course, and that a proportion of those
who newly developed symptoms after an initial latency would remain symptomatic
in the long term. It is all the more remarkable that few participants reported
psychological and/or psychopharmacological treatment. As only 6 participants
underwent such treatment in our study, further analyses on this subject were
not possible. Analyses of the narrative part of the interview showed that
individual factors indirectly associated with the accident, such as somatic
complications, physical pain, litigation and compensation claims, might have
an important role in the rehabilitation process, and so have an impact on PTSD
symptom levels too.
Comorbid anxiety and depression
Although PTSD is a specific reaction to traumatic events, anxiety and
depression also occur frequently after
trauma.8,59
Moreover, the high psychiatric comorbidity in people with PTSD is a well-known
phenomenon: anxiety and affective disorders are especially associated with
this
disorder.12,55
Although pre-existing psychiatric disorder was an exclusion criterion for this
study, almost 10% of the participants without a PTSD diagnosis scored above
the cut-off level for an anxiety disorder. By focusing only on PTSD, one might
overlook the non-specific psychiatric conditions related to the accident.
Strengths and limitations of the study
One of the strengths of our study is that we collected a homogeneous,
consecutive sample of cases of severe accidental injury without major brain
damage, confirmed by a mean ISS of 21.9 and a mean GCS score of 14.5.
Furthermore, all interviews were conducted by clinically experienced medical
doctors, using identical and well-validated instruments at all four assessment
points. Also, patient recruitment was unlikely to have led to bias. Of 135
patients originally eligible for inclusion, 121 were recruited at baseline
(90%) and of these, 90 (74%) completed all four assessments.
Several limitations have to be addressed. The restriction of the sample for practical reasons to German-speaking patients has been discussed as a potential source of bias.37 By excluding participants who did not speak the local language sufficiently and who might therefore experience less integration and social support, we could have missed a group of patients with a higher risk of developing PTSD,38,60 and this might have led to our finding a lower prevalence of the disorder. However, this was not supported by our replication study, where we included non-German-speaking patients.49 With regard to the DSM–IV stressor criterion, all patients fulfilled stressor criterion A1 (exposure to a potentially traumatic event), but with only one in four patients experiencing a sense of threat to life during the accident, despite the severity of their injuries, stressor criterion A2 (subjective reaction involving intense fear, helplessness or horror) probably was not met by all participants. The low level of symptoms of post-traumatic stress in our sample might limit the prediction model to be carried forward to populations of trauma victims with higher PTSD rates. Further, the explained variance in PTSD symptom severity of 32% at 1 year and 23% at 3 years reduces the clinical relevance of the prediction model.
The grouping of biographical risk factors using a range of 0–17 can be seen as a further limitation: the underlying assumption that the higher the total number of factors the higher the risk does not fully account for the different impact these risk factors might have. Childhood sexual abuse, for example, is a particularly strong predictor of PTSD in adulthood. However, in the interest of comparability with our regression model predicting PTSD symptom levels at 1-year follow-up,37 we decided to use the same construct for the 3-year follow-up. The biographical risk factors assessed in this study were general psychosocial risk factors in childhood predicting psychological health in the long term, not specifically the development of PTSD. Meanwhile, specific risk factors for PTSD are well-established,38,60 and for further studies it will be of interest to assess these factors.
Clinical implications
Only a few patients in our study fulfilled the criteria for full PTSD.
However, about a third of all patients met the criteria for either full or
sub-threshold PTSD at some point in time. For clinical practice it is
important to identify patients who still report symptoms 6 months after their
accident or develop delayed symptoms. Such patients are most probably in need
of further psychological assessment and psychotherapeutic treatment.
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This article has been cited by other articles:
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P. Tyrer From the Editor's desk The British Journal of Psychiatry, June 1, 2009; 194(6): 578 - 578. [Full Text] [PDF] |
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