University Department of Psychiatry, Addenbrookes Hospital, Cambridge, UK
Forensic Psychiatry Research Unit, Queen Mary College School of Medicine, University of London, UK
University Department of Psychiatry, Addenbrookes Hospital, Cambridge, UK
Forensic Psychiatry Research Unit, Queen Mary College School of Medicine, University of London, UK
Correspondence: J. B. Kirkbride, Box 189, University Department of Psychiatry, Addenbrookes Hospital, Hills Road, Cambridge CB2 2QQ, UK. Email: jbk25{at}cam.ac.uk
None. Funding detailed in Acknowledgements.
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Consistent observation of raised rates of psychoses among Black and minority ethnic (BME) groups may possibly be explained by their lower socio-economic status.
Aims
To test whether risk for psychoses remained elevated in BME populations compared with the White British, after adjustment for age, gender and current socio-economic status.
Method
Population-based study of first-episode DSM–IV psychotic disorders, in individuals aged 18–64 years, in East London over 2 years.
Results
All BME groups had elevated rates of a psychotic disorder after adjustment for age, gender and socio-economic status. For schizophrenia, risk was elevated for people of Black Caribbean (incidence rate ratios (IRR)=3.1, 95% CI 2.1–4.5) and Black African (IRR=2.6, 95% CI 1.8–3.8) origin, and for Pakistani (IRR=3.1, 95% CI 1.2–8.1) and Bangladeshi (IRR=2.3, 95% CI 1.1–4.7) women. Mixed White and Black Caribbean (IRR=7.7, 95% CI 3.2–18.8) and White Other (IRR=2.1, 95% CI 1.2–3.8) groups had elevated rates of affective psychoses (and other non-affective psychoses).
Conclusions
Elevated rates of psychoses in BME groups could not be explained by socio-economic status, even though current socio-economic status may have overestimated the effect of this confounder given potential misclassification as a result of downward social drift in the prodromal phase of psychosis. Our findings extended to all BME groups and psychotic disorders, though heterogeneity remains.
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In the UK, the rate of schizophrenia in immigrant groups appears to vary with ethnicity4,5 but this replicated finding continues to court enormous controversy, particularly as the phenomenon is confused with, rather than confounded by, the important issue of institutional racism in health services.6 Black Caribbean and Black African groups in the UK have consistently been observed to have the highest incidence of psychoses, with conservative estimates suggesting a risk between four- and sixfold that of the White British population. The incidence of psychoses faced by other Black and minority ethnic (BME) groups also appears significantly elevated, but to a lesser magnitude.5,7,8 Elevated rates of psychoses among BME groups cannot be attributed to diagnostic bias, a predisposition for prodromal individuals to migrate (especially since rates remain elevated in so-called second-generation immigrants), higher rates in the immigrants country of origin or confounding by age and gender.9 Socio-economic status may confound the association between immigration and psychoses,10 but this has yet to be tested in a UK setting or in a population-based first-episode study.
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Owing to the methodology of our study (described below) it was not possible to include a measure of parental socio-economic status at birth, which may have been more pertinent given the likely downward social drift of individuals in the prodromal phase of schizophrenia. We therefore acknowledge, from the outset, that our measure of current socio-economic status is likely to have misclassified individuals to a lower social class than they may have otherwise have achieved had they remained psychosis-free. Nevertheless, we have no reason to believe that this misclassification would have been differential across ethnic groups. Thus, any significant association we may observe between the incidence of psychotic disorder and BME status would be biased towards unity, making our results conservative, but providing evidence that elevated risk in these groups could not be entirely explained by socio-economic status.
Study design
We used data from the East London First-Episode Psychosis Study (ELFEP), a
large population-based incidence study of first-episode psychoses, to test our
hypothesis. The study was conducted over 2 years in three neighbouring London
boroughs: City & Hackney (December 1996 to November 1998), Newham
(December 1998 to November 2000) and Tower Hamlets (December 1998 to November
2000). The area is exclusively inner-city urban, predominantly characterised
by a large BME population, with high levels of immigration and socio-economic
deprivation. The ELFEP methodology draws on the World Health Organization
ten-country study12
and the UK three-centre Aetiology and Ethnicity in Schizophrenia and Other
Psychosis (ÆSOP)
study.1 Ethical
approval was obtained from the local research ethics committee in East
London.
Case ascertainment
Everyone aged between 18 and 64 years living in the study area who made
contact with mental health services because of a first episode of any probable
psychosis, non-psychotic mania or bipolar disorder was identified. All
potential cases presenting to psychiatric services for the first time were
screened. Health service bases were contacted weekly to identify all potential
candidates. Individuals with a likely organic basis to their disorder were
excluded.
Individuals who passed the screen underwent a battery of assessments, including the Schedule for Clinical Assessment in Neuropsychiatry (SCAN)13 and the Personal and Psychiatric History Schedule.13 The SCAN Item Group Checklist13 was completed for all individuals who declined an interview, based on case notes and information from clinical staff. The DSM–IV14 diagnoses were allocated by consensus agreement between the clinical researcher who presented the clinical information and the principal investigator (J.W.C.) who remained masked to the ethnicity of the individual. We investigated four diagnostic categories: all clinically relevant psychoses, schizophrenia (DSM–IV 295.xx), other non-affective psychoses (DSM–IV 297.xx, 298.8, 298.9) and affective psychoses (DSM–IV 296.x4, 296.4, 296.89).
A socio-demographic data schedule was administered to participants to obtain data on age, gender, ethnicity and occupation. Ethnicity was ascribed using all available information, including self-ascription, country of birth and country of parents birth.
Population at risk
Denominator data were estimated for people aged 18–64 years, resident
in the ELFEP study area at the time of the closest census (1 April 2001).
Denominator data were commissioned from the Office for National Statistics
(ONS) and stratified by age, gender, ethnicity and National Statistics
Socio-Economic Classification
(NS-SEC),15 an
occupational-based classification included in the 2001 census to supersede
previous socio-economic classifications (see below). Raw denominator data were
multiplied by two to estimate person-years at risk over the 2-year study
period.
Statistical analyses
Variable coding
Case and denominator data were stratified into five 10-year age-bands
(18–24, 25–34, 35–44, 45–54 and 55–64 years).
Ethnicity was defined according to a 16-category variable used in the 2001
census.11 From
this, we created a collapsed 10-category ethnicity variable which included the
following groups: White British, White Other, Mixed White and Black Caribbean,
Mixed Other, Indian, Pakistani, Bangladeshi, Black Caribbean (including any
African–American or other Black groups), Black African, and Other ethnic
groups.
Socio-economic status was classified using the NS-SEC–5.15 This classification included seven occupational categories: managerial and professional, intermediate occupations, small account and own account workers, lower supervisory and technical occupations, semi-routine and routine occupations, never worked and long-term unemployed, and not classifiable. The not classifiable group included students, people with inadequately stated occupations or people unclassifiable for other reasons. Occupation data in ELFEP was recorded prior to the NS-SEC and cases were assigned an NS-SEC–5 classification based on decision rules provided by the ONS.15
Statistical methods
We used Poisson regression to obtain incidence rate ratios (IRR) for the
nine BME groups compared with the White British group after adjustment for age
and gender. We then added NS-SEC–5 socio-economic status to our models
to test our null hypothesis. We explored our hypothesis for our four
diagnostic categories and for men and women separately if a statistically
significant interaction between gender and ethnicity was observed. Modelling
was conducted in Stata (Version 9) for Windows. The White British group, aged
18–24 years, women, and managerial and professional occupations provided
the reference category for each variable. Statistical interactions and model
fit were assessed via likelihood ratio test (LRT).
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All clinically relevant psychoses
The risk of any psychoses was raised in nearly all BME groups compared with
the White British group, after adjustment for age and gender (Adjustment 1,
Table 1). Socio-economic status
confounded some, but by no means all, of the excess risk for these groups
(Adjustment 2, Table 1). Thus,
after adjustment for age, gender and socio-economic status, the Black
Caribbean (IRR=2.7, 95% CI 2.0–3.7), Black African (IRR=2.5, 95% CI
1.8–3.3), Mixed White and Black Caribbean (IRR=3.6, 95% CI
2.0–6.6), and White Other (IRR=1.8, 95% CI 1.3–2.4) groups
remained at significantly elevated risk of psychoses. There was only a weak
suggestion that the incidence of psychoses by ethnicity was modified by gender
(LRT P-value for interaction=0.07).
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View this table: [in a new window] | Table 1 Incidence rate ratios (IRR) of all clinically relevant DSM–IV psychoses in the East London First-Episode Psychosis Study population by ethnicitya |
Schizophrenia
Black Caribbean, Black African, Bangladeshi, and Mixed White and Black
Caribbean groups had significantly raised rates of schizophrenia compared with
the White British group after adjustment for age and gender (All cases,
Adjustment 1, Table 2).
Following additional adjustment for socio-economic status, only the Black
Caribbean (IRR=3.1, 95% CI 2.1–4.5) and Black African groups (IRR=2.6,
95% CI 1.8–3.8) remained at significantly elevated risk (All cases,
Adjustment 2, Table 2).
However, there was evidence that the incidence of schizophrenia in BME groups
differed by gender (LRT P-value for interaction=0.02). Thus, the
pattern just described was observed for men (Men, Adjustment 2,
Table 2). For women,
significantly elevated IRR persisted after adjustment for socio-economic
status in several ethnic groups, not limited to Black Caribbean (IRR=4.7, 95%
CI 2.3–9.7) and Black African groups (IRR=3.2, 95% CI 1.5–6.8),
but extending to the Mixed White and Black Caribbean population (IRR=6.5, 95%
CI 1.8–22.8) and Pakistani (IRR=3.1, 95% CI 1.2–8.1) and
Bangladeshi women (IRR=2.3, 95% CI 1.1–4.7) (Women, Adjustment 2,
Table 2).
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View this table: [in a new window] | Table 2 Incidence rate ratios (IRR) of DSM–IV schizophrenia in the East London First-Episode Psychosis Study by ethnicity and gendera |
Other non-affective psychoses
Several BME groups appeared to have a significantly higher incidence of
other non-affective psychoses after adjustment for age and gender, compared
with the White British group (Adjustment 1,
Table 3). Socio-economic status
could not explain all the excess risk; we observed significantly elevated IRR
for Black Caribbean (IRR=2.2, 95% CI 1.1–4.5), Black African (IRR=2.5,
95% CI 1.3–4.9), and White Other groups (IRR=3.0, 95% CI 1.6–5.5)
(Adjustment 2, Table 3). There
was no evidence that the incidence of psychoses by ethnicity was modified by
gender (LRT P-value for interaction=0.71).
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View this table: [in a new window] | Table 3 Incidence rate ratios (IRR) of DSM–IV other non-affective psychoses in the East London First-Episode Psychosis Study by ethnicitya |
Affective psychoses
Elevated IRR for affective psychoses were observed in Black Caribbean,
Black African, White Other, and Mixed White and Black Caribbean groups after
adjustment for age and gender (Adjustment 1,
Table 4). These associations
persisted after additional adjustment for socio-economic status. Thus, Black
Caribbean (IRR=2.4, 95% CI 1.3–4.3), Black African (IRR=2.1, 95% CI
1.2–3.8) and White Other groups (IRR=2.1, 95% CI 1.2–3.8) were at
approximately twice the risk of an affective psychosis than the White British
group. The rate of affective psychoses in the Mixed White and Black Caribbean
group was particularly pronounced (IRR=7.7, 95% CI 3.2–18.8) (Adjustment
2, Table 4). There was no
evidence that the incidence of affective psychoses by ethnicity differed
between the genders (LRT P-value for interaction=0.11).
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View this table: [in a new window] | Table 4 Incidence rate ratios (IRR) of DSM–IV affective psychoses in the East London First-Episode Psychosis Study by ethnicitya |
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Black Caribbean and Black African groups were generally at least twice as likely to experience any psychotic disorder compared with their White British counterparts, after adjustment for age, gender and socio-economic status. We also demonstrated that the Mixed White and Black Caribbean group, who perhaps present a marker for so-called third-generation immigrants, appear to be at particularly elevated risk, notably for affective psychoses. Excess rates of other non-affective psychoses and affective psychoses persisted for the White Other group after adjustment for socio-economic status. Perhaps most notably, we observed evidence that Pakistani and Bangladeshi women were at elevated risk of schizophrenia even after adjustment for socio-economic status.
Methodological considerations
It is salient to discuss whether we should have controlled for
current socio-economic status in our models. Lower current
socio-economic status is strongly associated with increased risk of psychoses;
the most parsimonious explanation being the drift of premorbid individuals
into lower social
classes.10,16–18
We recognise that use of current socio-economic status will have inevitably
misclassified individuals who experienced downward social drift as a result of
the onset of the prodromal phase of the disorder. However, all previous UK
studies demonstrating raised rates of psychoses among BME groups adjusted only
for age and gender. We believed that further replication of this
well-established finding would have been of little empirical value.
Parental socio-economic status at birth of the individual would have
provided a better confounder of the relationship between ethnicity and
psychoses, but this variable is not routinely collected for the denominator
population at risk in the UK. We therefore chose to control for current
socio-economic status, acknowledging its limitations over parental
socio-economic status at birth of the individual, in order to answer calls to
address this controversial
issue.6,10
We have separated the respective roles of ethnicity and socio-economic status
with respect to the risk of psychoses in the UK. Our decision to use current
socio-economic status may have led to an overestimation of the true effect of
socio-economic status (given social drift), meaning that our estimates of
elevated risk of psychoses among BME groups are likely to be conservative. We
have no reason to believe that social drift would have operated differentially
across ethnic groups.
The NS-SEC may not have measured socio-economic status perfectly, making it impossible to exclude residual confounding as an explanation of our findings. We attempted to minimise this by using the broadest NS-SEC categorisation available for our analyses (NS-SEC–5).
We used a prospective, case-finding design, with standardised diagnoses made masked to the ethnicity of the individual, to estimate incidence rate ratios for psychoses across several BME groups in a single centre. This study was based on two methodologically robust studies.1,12 We considered several immigrant groups, stratified by ethnicity. Ethnicity was ascribed by a researcher with experience in research in ethnic minorities (J.W.C.). We acknowledge the potential for individuals with psychosis to misclassify themselves as of mixed ethnicity (reverse causality), although we believe this unlikely given that self-ascription was used in conjunction with other data used to ascribe ethnicity.
We were unable to adjust for family history of psychiatric disorder because such data were unavailable for our denominator. A previous study found that the relationship between parental socio-economic status and schizophrenia was not significantly confounded by family history of psychiatric disorder.17
We used the 2001 census to estimate the denominator population, which avoided under-enumeration of BME groups, men and younger people through its one number methodology. Using two different case ascertainment periods may have invited some error into the results, particularly as our denominators were estimated from the same source. However, applying corrections based on estimates from the previous 1991 census would only have invited further error.
It will be important to disentangle the respective roles of immigration and ethnic minority status. Here, we have been careful to discuss the effects of ethnicity alone, and we have not considered the correlated effect of generation status (for example, first-v. second-generation immigrants). Our sample does show variation by generation status, given differential migration histories to the UK associated with various BME groups. For example, 80% of our Black Caribbean sample were second-generation immigrants or later, reflecting the fact that the majority of first-generation immigrants from these groups, who predominantly migrated during the 1950s and 1960s, are now passed the main age period of risk for psychoses. For other groups though, such as Black African, White Other or Bangladeshi groups, this pattern was reversed, with the overwhelming majority of the sample, and denominator, being first-generation immigrants. It was not possible to investigate simultaneously the effects of age, gender, ethnicity, socio-economic status and generation status in this paper since denominator data were not available from the ONS to this degree of fidelity, owing to potential disclosure issues. Separating out the competing issues of immigration and ethnicity remains an important challenge, particularly as the UK is witnessing an unprecedented level of immigration from Eastern Europe following expansion of the European Union (EU).
Comparison with other studies
We have replicated significantly elevated risk of psychoses in BME groups
observed recently in another part of inner
London,5 and like
that study, confirmed considerable heterogeneity by ethnicity and gender. The
IRR reported here, particularly for Black Caribbean and Black African groups,
were lower than in the ÆSOP study, but were none the less comparable.
Taken together, these studies have surveyed over 40% of Londons
inner-city boroughs, making our findings of considerable use to mental
healthcare service providers.
Our study area had a large Asian population, which gave us sufficient power to obtain robust IRR for Indian, Pakistani and Bangladeshi groups independently. For example, we had 82% power to detect an IRR of at least two for the risk of schizophrenia in the Bangladeshi group (full power analyses available from authors). Previous studies have considered these populations as a homogeneous group,7,8 thus giving conflicting findings that have been of little benefit to understanding psychoses in these groups.19
It is important to note that we have observed raised rates of other non-affective psychoses and affective psychoses in the White Other group. This replicates a similar finding from the ÆSOP study.5 In addition, raised rates of schizophrenia have been observed in Finnish immigrants to Sweden,20 Australian and Greenlandic immigrants to Denmark,21 and German and Polish immigrants to Australia.3 Despite heterogeneity by disorder, ethnicity, generation status and gender, taken together these studies serve as an important reminder that factors associated with minority status are likely to confer an increased risk of psychoses irrespective of ethnicity, race or colour.
Meanings of the findings
The epidemiological evidence now persuasively argues that the tenet that
schizophrenia and other psychoses occur equally between peoples and places is
unsustainable.1,3
Our study extends the UK literature by demonstrating that elevated rates of
psychoses among BME groups are unlikely to be entirely confounded by
socio-economic status, despite the limitations of our measure. Elevated rates
of schizophrenia were not confined to Black Caribbean or Black African groups,
but persisted among Pakistani and Bangladeshi women. After controlling for
current socio-economic status, schizophrenia was ubiquitously raised in these
groups: between two- and threefold that of the White British group. This
finding runs counter to the prevailing
axiom.22 Mixed
White and Black Caribbean and White Other groups were at significantly
elevated risk of affective psychoses, even after adjustment for socio-economic
status. These novel findings will need to be incorporated into future
hypotheses,6 study
designs and healthcare provision, as our focus shifts towards preventive
models of psychoses.
Increasingly robust epidemiological designs make misdiagnosis an unlikely explanation for raised rates in BME groups,5 particularly when taken with the broad definition of psychotic disorder used here. Higher rates in the immigrants country of origin have also been excluded as an alternative explanation.23–25 Raised rates in second-generation immigrants in the UK,26 and elsewhere in Europe,27 suggest that schizophrenia is unlikely to predispose individuals to migrate. Given the complexity surrounding the task of migration, this explanation would also appear unlikely.28
Our findings complement a previous study of all people with schizophrenia admitted to hospital in Sweden over a 10-year period.29 Hjern et al29 observed that despite attenuation in the incidence of schizophrenia in immigrants following adjustment for parental socio-economic status, elevated risk remained, a finding recently replicated in a separate study adjusting for current socio-economic status.20 Furthermore, Byrne et al17 investigated the role of parental socio-economic status and psychoses in a Danish cohort, finding little evidence that family [parental] socio-economic status was consistently associated with increased risk of schizophrenia. This does not, however, preclude markers of childhood adversity as being important in the risk of later psychoses. A recent study by the ÆSOP group found that aberrant childhood separation from parents was associated with an increased risk of schizophrenia independently for the White British, Black Caribbean and Black African groups.30 Such separation events were more prevalent in the Black Caribbean group, suggesting that this may provide a marker for a degree of underlying disadvantage experienced by this group that may contribute to their excess risk of psychoses.
We considered socio-economic status to be a potential confounder in the association between ethnicity and the risk of psychoses. In doing so, we assumed that socio-economic status is a marker for underlying social adversity of some kind relevant to the aetiology of psychoses. Although we found that current socio-economic status did partially confound this relationship it was not sufficient to explain the majority of the risk of psychoses in BME groups. Further, although lower current socio-economic status was strongly associated with higher incidence rates of psychoses (data available from authors), this is not surprising given social drift. These findings suggest that socio-economic status may not be a good marker for social adversity. Other measures of social adversity, at both the individual30 and neighbourhood level,28,31,32 have been associated with an increased risk of psychoses, although it will be important to test whether experiences of social adversity differ according to ethnicity and immigration.
We suggest that migratory or post-migratory experiences present a set of risk factors to explain raised rates of psychoses among BME groups. A recent study in The Hague found an association between perceived discrimination and increased incidence of schizophrenia among immigrants.33 The raised rates of psychoses we observed for the Mixed White and Black Caribbean group suggest that elevated risk may extend into third-generation immigrants. This group may be exposed to continued discrimination, despite their British citizenship, contributing to their stress burden. Equally, this group is a diverse, emerging ethnic group, and it is possible that stressors associated with forging new cultural identities, perhaps neither wholly British nor Caribbean, contribute to the onset of psychotic symptoms in this group. The heterogeneity in risk across BME groups suggests that although factors such as social adversity or discrimination may apply generally across minority groups, ethnic-specific factors (such as resilience or socio-cultural support) must also operate in the aetiology of psychoses.
The stress–vulnerability model presents a putative mechanism for raised rates among BME groups, including the Mixed White and Black Caribbean group, although individual risk may be mediated through genetic susceptibility.34 Through chronic exposure to social stress,35 it is possible that the dopamine system, implicated in the pathogenesis of psychosis, could become dysregulated to such an extent that eventually manifests in positive psychotic symptoms and subsequent onset of psychoses.36 This pathway is likely to be complex, influenced by major life events at critical periods across the life course, genetic susceptibility and contextual, neighbourhood-level socio-environmental risk factors. In support of this, Weiser et al37 found that the incidence of schizophrenia increased with population density, but that this effect was nine times greater for people with a pre-existing vulnerability to psychoses, expressed as poor premorbid social and cognitive functioning, than in those without.
The risk of schizophrenia appears to be greater for BME individuals in neighbourhoods with lower proportions of BME residents.38 Neighbourhood-level social adversity29 or fragmentation39 are also associated with the incidence of schizophrenia, independent of socio-economic status,32 but this finding has yet to be tested across ethnic groups. Our findings for the affective psychoses are interesting given that elevated rates persisted for some BME groups after controlling for socio-economic status, but that the affective psychoses apparently show no variation at the neighbourhood level.40 Putative socio-environmental risk factors, potentially operating at other levels – such as the individual or family level – including childhood aberrant separation30 or stressful life events,41 may be more aetiologically relevant to the affective psychoses than factors at the neighbourhood level.
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