Osaka Hamamatsu Joint Research Center for Child Mental Development, and Department of Psychiatry and Neurology, Hamamatsu University School of Medicine, Hamamatsu, Japan
Osaka Hamamatsu Joint Research Center for Child Mental Development, Hamamatsu University School of Medicine, Hamamatsu, Japan
Osaka Hamamatsu Joint Research Center for Child Mental Development, Hamamatsu University School of Medicine, Hamamatsu, and Faculty of Sociology, Chukyo University, Nagoya, Japan
Department of Psychiatry and Neurology, Hamamatsu University School of Medicine, Hamamatsu, Japan
Osaka Hamamatsu Joint Research Center for Child Mental Development, Hamamatsu University School of Medicine, Hamamatsu, Japan
Department of Psychiatry and Neurology, Hamamatsu University School of Medicine, Hamamatsu, Japan
Osaka Hamamatsu Joint Research Center for Child Mental Development, Hamamatsu University School of Medicine, Hamamatsu, Japan
Department of Psychiatry and Neurology, Hamamatsu University School of Medicine, Hamamatsu, Japan
Aichi Children's Health and Medical Center, Obu, Japan
Department of Psychiatry and Neurology, Hamamatsu University School of Medicine, Hamamatsu, Japan
Osaka Hamamatsu Joint Research Center for Child Mental Development and Department of Psychiatry and Neurology, Hamamatsu University School of Medicine, Hamamatsu, Japan, and Division of Psychological Medicine, Institute of Psychiatry, London, UK
Correspondence: Nori Takei, Osaka Hamamatsu Joint Research Center for Child Mental Development (OHJRC–CMD), Hamamatsu University School of Medicine, Handayama 1 Higashiku, Hamamatsu 431-3192, Japan. Email: ntakei{at}hama-med.ac.jp
None. Funding detailed in Acknowledgements.
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Previous studies have reported the association between advanced paternal age at birth and the risk of autistic-spectrum disorder in offspring, including offspring with intellectual disability.
Aims
To test whether an association between advanced paternal age at birth is found in offspring with high-functioning autistic-spectrum disorder (i.e. offspring without intellectual disability).
Method
A case–control study was conducted in Japan. The participants
consisted of individuals with full-scale IQ
70, with a DSM–IV
autistic disorder or related diagnosis. Unrelated healthy volunteers were
recruited as controls. Parental ages were divided into tertiles (i.e. three
age classes). Odds ratios and 95% confidence intervals were estimated using
logistic regression analyses, with an adjustment for age, gender and birth
order.
Results
Eighty-four individuals with autistic-spectrum disorder but without intellectual disability and 208 healthy controls were enrolled. Increased paternal, but not maternal, age was associated with an elevated risk of high-functioning autistic-spectrum disorder. A one-level advance in paternal age class corresponded to a 1.8-fold increase in risk, after adjustment for covariates.
Conclusions
Advanced paternal age is associated with an increased risk for high-functioning autistic-spectrum disorder.
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Furthermore, control for IQ or exclusion of those individuals with autistic-spectrum disorder who have intellectual disability has not been considered in previous studies. Advanced paternal age at birth has been demonstrated to be associated with an increased occurrence of offspring with developmental disabilities, as reflected in special education placement,9 and neuropsychiatric conditions such as epilepsy10 and schizophrenia.11,12 Moreover, intellectual ability has been shown to have an inverted U-shape relationship to paternal age at birth;13,14 that is, offspring of younger as well as older fathers tend to have lower IQ scores. On the other hand, 40–62% of people with autism have been reported to have intellectual impairment.15 Together, these findings point to the possibility that the association found in previous studies of samples with autistic-spectrum disorder, irrespective of IQ, might be attributable to linkage of advanced paternal age with the risk of cognitive impairment rather than with the risk of autistic-spectrum disorder per se.
In our study, we therefore investigated whether the association between advanced paternal age at birth and the risk of autistic-spectrum disorder reported would be reproducible in a Japanese sample of individuals with high-functioning autistic-spectrum disorder but without intellectual impairment.
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Participants
We sought the participation of individuals with a diagnosis of
autistic-spectrum disorder but without intellectual disability who were
admitted to, or referred to, the University Hospital of the Hamamatsu
University School of Medicine during the period 1 October 2004 to 31 March
2006, or who were, during the same period, registered as members of a
self-help organisation, `Aspe-Erude no Kai' (the Association for Asperger
Syndrome, Autism, and Learning Disorders; Nagoya, Japan). To select
individuals without intellectual disability, IQ was evaluated for those whose
parents consented to participation in this study, and who themselves also
consented to participate.
The Japanese version of the Wechsler Adult Intelligent Scale – Revised (WAIS–R)16 or the Wechsler Intelligence Scale for Children (3rd edition) (WISC–III)17 was used for evaluation of IQ. We identified 88 individuals with a full-scale IQ of 70 or over, all of whom were singletons and clinically diagnosed as having autistic-spectrum disorder, which was confirmed by scrutiny of case notes. Among the 88 initially identified, 4 individuals had a history of neurological disorders, mainly epilepsy, and were excluded from the analysis. The remaining 84 participants, with a mean full-scale scale IQ score of 100.0 (s.d.=16.8, range 71–134), underwent a thorough clinical interview and were found to meet the criteria for at least one of the DSM–IV diagnoses under the category of pervasive developmental disorders.18 To ensure diagnostic precision, the Autism Diagnostic Interview – Revised (ADI–R)19 was also conducted to confirm the diagnosis in these 84 participants. Of these, 75 individuals were diagnosed with autistic disorder (13 females, 62 males), 5 with Asperger disorder (1 female, 4 males), and 4 with pervasive developmental disorder not otherwise specified (all males). In the present study, we regarded all 84 individuals as having autistic-spectrum disorder.
As a comparison group, we recruited unrelated healthy volunteers among university students and children of the hospital staff in order to efficiently assemble individuals without intellectual disability. Accordingly, 208 controls were included in the study who had no lifetime diagnosis of any psychiatric disorder, were singletons, and were confirmed to have had no clinically significant developmental delay.
All participants were Japanese and born in Japan. Written informed consent was obtained from each participant, and also from the parent or guardian in cases in which the participant was a minor (under 18 years old). This study protocol was approved by the Hamamatsu University Hospital ethics committee.
Measures
From computerised data derived from the Mother and Child Health Handbook,
we obtained information regarding parents' ages at the time of the birth of
the participants, birth order, and householder's occupation as an indicator of
socio-economic status. Birth order was divided into first- and later-born.
Socio-economic status was classified into `high' and `middle and low' based on
the occupational status of the
household.20
Parental ages were first treated as continuous variables, and then were
divided into tertiles according to their distributions. In the sample studied,
no individuals had missing information on parental ages, birth order,
socio-economic status or age and gender.
The age of the mother and father may be related to autistic traits running in families, which has been referred to as a `broader phenotype of autism' in a previous study.21 Here, we interviewed both or either of the parents using a short version of a family history interview method22 in order to determine whether parents and siblings of the participants had such a trait, and defined a `broader phenotype' of autistic-spectrum disorder as having any two of the deficits among three domains of characteristics of autistic-spectrum disorder (i.e. communication, social behaviours and stereotyped behaviours).
Analyses
For the statistical analyses, we used STATA, version 9.2. Two-sample
Wilcoxon rank sum test and chi-squared test were adopted for the descriptive
analyses. Unadjusted odds ratios (ORs) and 95% confidence intervals (CIs) for
the risk of autistic-spectrum disorder in relation to parental age were first
estimated using logistic regression analyses, and, then, in the regression
models, age, gender, birth order, socio-economic status, and the other
parent's age were adjusted for as potential confounding factors. However,
preliminary analysis revealed no significant difference in the distribution of
socio-economic status between the two groups (P=0.26), indicating
that socio-economic status can be omitted to increase
precision.23 Thus,
we computed adjusted ORs with adjustment for age, gender, birth order, and the
other parent's age in the final model of the logistic regression analysis.
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View this table: [in a new window] |
Table 1 Characteristics of individuals with high-functioning autistic-spectrum
disorder and controls
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Significantly more males were included among individuals with autistic-spectrum disorder than among controls. There was a significant difference in the distribution of birth order between groups; the proportion of first-born was higher in the group with autistic-spectrum disorder.
The median value of paternal age at birth was significantly higher in those with autustic-spectrum disorders than controls (Table 1). We then restricted the age range of the control group to 5–27 years (n=193), which was identical to that for the autistic-spectrum disorder group, and we compared paternal age between the groups. With this restriction, the difference between the two groups remained the same: the median age was 31 years for the group with autistic-spectrum disorder and 30 years for the control group; P=0.048 (not shown in the table).
Parental age treated as continuous
In the logistic regression analysis, in which no covariates were included,
a significant 1.8-fold increased risk was evident for every 10-year advance in
paternal age at birth (OR=1.80, P=0.048; upper part of
Table 2). When only gender was
adjusted for, the estimate of OR did not change substantially (OR=1.93,
P=0.04, not shown in the table). Then, adjustment for age, gender and
birth order slightly attenuated the association (OR=1.73, P=0.15).
Finally, adjustment of age, gender, birth order and maternal age at birth
provided a 2.5-fold increased risk associated with every 10-year advance in
paternal age, which fell short of statistical significance (P=0.06).
We confirmed that inclusion of socio-economic status in this final model did
not change the results.
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View this table: [in a new window] |
Table 2 Odds ratios (ORs) and 95% confidence intervals (CIs) for the association
between parental age at offspring's birth and the risk of high-functioning
autistic-spectrum disorder in offspring
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As regards maternal age at birth, there was no significant difference between the two groups (P=0.71). Nor was there increased risk of autistic-spectrum disorder associated with every 10-year advance in maternal age at birth (OR=1.06, P=0.87). Non-significant ORs of high-functioning autistic-spectrum disorder associated with advanced maternal age at birth remained unchanged after controlling for confounding factors (upper part of Table 2).
Parental age treated as categorical
This analysis was conducted by categorising parental age into three levels
(Table 2, lower half). In the
unadjusted model, an increased risk of autistic-spectrum disorder was observed
in the intermediate paternal age class (29–32 years, OR=1.30) and in the
highest paternal age class (33 years or over, OR=1.75) relative to the
reference paternal age class (less than 29 years). Likelihood ratio statistics
(LRS) for the linear trend showed that one-level increase in age class
corresponded to a 1.3-fold increased risk, although this trend failed to reach
statistical significance (LRS for linear trend=2.91, d.f.=1,
P=0.09).
However, the full model, in which all confounders were allowed for, revealed a significant linear increase in risk across paternal age classes. A one-level advance in paternal age class corresponded to a 1.8-fold increase in risk (OR=1.78, 95% CI 1.10–2.88, LRS for the linear trend=5.62, d.f.=1, P=0.02).
On the other hand, no significant linear trend was observed in relation to maternal age, even when confounding factors were controlled for.
The narrow age-band width for the intermediate class of the paternal age group is arguable. We therefore categorised paternal age into four classes: <25, 25–29, 30–34, and 35 years or over. This analysis revealed a linear trend across the paternal age groups: unadjusted OR=1.41 (95% CI 1.02–1.95, P=0.04) and fully adjusted OR=1.85 (95% CI 1.13–3.03, P=0.02, adjusted for age, gender, parity and maternal age), which lends support to the linearity of the paternal age effect. It should be noted, however, that the confidence interval of the estimate of OR for the age group of 35 years or over in comparison with the reference youngest age group inevitably became wide (OR=14.3, 95% CI 1.19–173.3).
Lack of IQ data among the control group is also of concern in that mean
full-scale IQ may be higher in the control group, even though individuals in
the autistic-spectrum dirsorder group were shown to be high functioning. We
additionally analysed the data by restricting it to those participants with
autistic-spectrum disorder who had a full scale IQ
100 (i.e. those with
very high-functioning autistic-spectrum disorder, n=34). We found
that a linear trend across three paternal age classes was far more conspicuous
in those with very high-functioning autistic-spectrum disorder than in the
whole sample of participants with high-functioning autistic-spectrum disorder;
for the former, one-level advance in age classes corresponds to a 2.8-fold
increase in risk (OR=2.81, 95% CI 0.97–8.12), whereas for the latter it
corresponded to a 1.8-fold increase.
Paternal age in relation to a `broader phenotype' of autistic-spectrum disorder
Among 84 individuals with high-functioning autistic-spectrum disorder, 10
had a first-degree relative with a `broader phenotype' of autistic-spectrum
disorder; 1 individual had an elder brother with the phenotype, and the
remaining 9 participants had fathers with such a phenotype. Paternal age at
birth was compared between the 9 individuals whose fathers had an autistic
phenotype and 74 individuals with autistic-spectrum disorder without the
phenotype. There was no significant difference in paternal age at birth in the
two subgroups: the median parental age was 31 years for familial participants
and 31 years for non-familial participants (two-sample Wilcoxon rank sum test:
z=0.20, P=0.84).
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This is the first study to explore the paternal age effect on the risk of autistic-spectrum disorder, by focusing on individuals with autistic-spectrum disorder without cognitive impairment (i.e. high-functioning autistic-spectrum disorder). As noted above, advanced paternal age at birth has been reported to be linked with relatively low IQ and the risk of cognitive impairment in offspring.13,14 Because previous studies exploring parental age effects did not exclude those with autistic-spectrum disorder with cognitive impairment,1–3,5,7,24 the association found in those studies could be ascribed to the inclusion of such individuals. In this regard, our study demonstrated a direct relationship between advanced paternal age and the risk of high-functioning autistic-spectrum disorder in offspring.
Cultural factors influencing the findings
Fathering age, together with age at marriage, may to some extent be
dependent on a socio-cultural context. In particular, delayed age at marriage
has become increasingly common in recent decades in high-income countries. In
this regard, the participants with autistic-spectrum disorder in our study
were relatively younger than the controls, suggesting that more recently born
individuals were included in the autistic-spectrum disorder group or that
older individuals were oversampled in the control group. However, we then
matched the age range of the controls to that of the participants with
autistic-spectrum disorder and the significantly higher paternal age for these
participants remained the same. This finding, in addition to the findings from
Western countries, points to the involvement of non-cultural factors in the
phenomenon.
Behavioural factors of fathers influencing the findings
Age at marriage and subsequent fathering age may also be affected by
individual behavioural patterns. Of concern is the behavioural consequence of
vulnerable fathers with an autistic trait; they may be less sociable and may
marry later than those without such a trait, possibly resulting in paternal
age at birth higher in the autistic probands with familial loading of
autistic-spectrum disorder than in those without it. When the fathering age
was compared between individuals whose father had an autistic-spectrum
disorder phenotype and those whose father did not have such a phenotype, no
significant difference was observed. This result provides evidence against an
explanation that the paternal age effect could be attributable solely to
heritable behavioural traits in the fathers of individuals with
autistic-spectrum disorder.
Negative results of maternal age effect
We failed to replicate the association observed between advanced maternal
age and the risk of autistic-spectrum disorder, as reported by two
population-based
studies.7,25
Of note is that these studies did not control for paternal age at birth when
maternal age effect was analysed. Naturally, paternal and maternal age at
birth are strongly correlated with each other. In this regard, it is worth
noting that more recent studies, including ours, all showed that the maternal
age effect vanished or was diminished after adjustment for paternal age at
birth.2,3,5
Therefore, the maternal age effect shown by the two earlier studies may be an
erroneous reflection of an association between paternal age at birth and the
risk of autistic-spectrum disorder. However, because this is the first report
in non-Western countries, it remains possible that the maternal age effect may
be demonstrable in some, but not all, populations and may be related to
societal and cultural factors.
Other explanations for the findings
Pregnancy and birth complications have been suggested to be associated with
autistic-spectrum
disorder.24 If
advanced paternal age were related to such complications, which in turn are
associated with autistic-spectrum disorder, then the parental age effect would
be explained by the complications. In our study we conducted an analysis in
which history of pregnancy and birth complications was controlled for using
data from the Mother and Child Health Handbook. Addition of pregnancy and
birth complications to the logistic regression model did not substantially
change the results for the association found (OR for one-level advance in
paternal age class=1.80), but confidence intervals of the estimates of the
association became wider, indicating that the sample size employed is not
large enough to reliably allow for pregnancy and birth complications.
Paternal age effect has been discussed in the literature in connection with de novo mutation;2,3 new mutations can occur in the paternal germ line as the father gets older. This idea is derived from findings suggesting that autosomal dominant diseases are linked with advanced paternal age;26 new mutations in sperm are passed on to the offspring of fathers of advanced age. Although the contribution of new mutations to the occurrence of autistic-spectrum disorder remains unknown, a recent study has demonstrated that copy number variation is increased in individuals with autism, which in turn suggests that de novo germ line mutation is a risk factor of autistic-spectrum disorder in sporadic cases.27
Since advanced paternal age is not a rare event and has become ever more common in recent years, the actual percentage of risk of autistic-spectrum disorder in the general population attributable to exposure to advanced paternal age may be high. Further studies elucidating the mechanism underlying the association between advanced paternal age at birth and the risk of autistic-spectrum disorder are warranted.
Limitations and strengths of the study
First, the participants with high-functioning autistic-spectrum disorder in
our sample were clearly not representative of the entire population of people
with autistic-spectrum disorder. Small sample size is a concern, resulting in
limited statistical power.
Second, selection of controls needs to be considered; the control group did
not undergo any screening for autistic-spectrum disorder and IQ testing, and
we may have overlooked some individuals in the control group with undetected
autistic-spectrum disorder. Basically, this misclassification would bias the
results towards the null hypothesis. However, there remains a concern over
possibly lower IQ in the group with autistic-spectrum disorder. Although the
additional analyses using only participants with autistic-spectrum disorder of
full-scale IQ
100 found that the paternal age effect was even more
pronounced in these individuals with very high-functioning autistic-spectrum
disorder, this result did not compensate for the lack of information on IQ in
the control group. With a more suitably matched control group, firmer
conclusions could be drawn.
Third, since it is noted that our sample of individuals with autistic-spectrum disorder was made up of more first-born individuals, one may raise a concern that parents who have a trait of autistic-spectrum disorder would have fewer children than those who do not, which would in turn account for more first-born individuals in the case group and would be related to an advanced paternal age as an artefact. Unfortunately, we have no data on sibling size. Thus, to address this question, we have performed an additional analysis that was restricted to individuals who were not the first born (23 cases and 110 controls). This approach is not optimum, but any effect arising from `more first-born' in the autistic-spectrum disorder group would be minimised. This result showed that one-level advance in paternal age class corresponded to a 1.70-fold increase in risk (OR=1.70), which is almost identical to that obtained from the original analysis (OR=1.78). Thus, this suggests that the strength of association did not differ substantially after eliminating first-born individuals. Based upon this result, the issue of more first-born individuals in the autistic-spectrum disorder group compared with the control group does not appear to have had a major impact on the findings. However, due to the lack of information of sibling size and issue on the autistic-spectrum disorder phenotype assessment as discussed below, further studies are needed.
Lastly, although there was no difference in paternal age at birth in fathers of individuals with autistic-spectrum disorder with and without a broader autism phenotype, the proportion of fathers with the broad autism phenotype among fathers of autistic-spectrum disorder probands was smaller (11%) than would otherwise be expected (as high as 26%).28 Since not all fathers of the participants were directly interviewed in this study, subtle traits may have been overlooked among the participants' fathers who were themselves labelled as not having the autistic-spectrum disorder phenotype. The question remains to be answered in a more appropriate manner as to whether paternal age at birth is related to behavioural traits in fathers that are genetically linked with autistic-spectrum disorder.
The diagnostic procedures used in the present study yielded unique insights in this field. We collected clinically validated diagnostic information via a rigorous assessment process, combined with the use of the ADI–R. Other studies exploring parental age in individuls with autistic-spectrum disorder have relied upon a registered diagnosis without the use of such interviews. Another strength is the inclusion of age, gender, birth order, and maternal age in the analyses, providing a significant improvement in the final model. Therefore, our findings indicate that birth order is indeed an important confounding factor when the relationship between paternal age at birth and the risk of autistic-spectrum disorder is examined.
In summary, the results of a Japanese sample supported the association between advanced paternal age at birth and an increased risk of high-functioning autistic-spectrum disorder in offspring.
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J. K. Grether, M. C. Anderson, L. A. Croen, D. Smith, and G. C. Windham Risk of Autism and Increasing Maternal and Paternal Age in a Large North American Population Am. J. Epidemiol., November 1, 2009; 170(9): 1118 - 1126. [Abstract] [Full Text] [PDF] |
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