Neuropsychiatric Epidemiology Research Unit, School of Psychiatry and Clinical Neurosciences, The University of Western Australia
Telethon Institute for Child Health Research, Centre for Child Health Research, The University of Western Australia
Neuropsychiatric Epidemiology Research Unit and Centre for Clinical Research in Neuropsychiatry, School of Psychiatry and Clinical Neurosciences, The University of Western Australia, Perth, Australia
Correspondence: Vera A. Morgan, The University of Western Australia School of Psychiatry and Clinical Neurosciences, Level 3 Medical Research Foundation Building, Rear 50 Murray Street, Perth, Western Australia, Australia 6000. Email: vmorgan{at}cyllene.uwa.edu.au
None. Funding detailed in Acknowledgements.
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The epidemiology of intellectual disability co-occurring with schizophrenia and other psychiatric illness is poorly understood. The separation of mental health from intellectual disability services has led to a serious underestimation of the prevalence of dual diagnosis, with clinicians ill-equipped to treat affected individuals.
Aims
To estimate the prevalence of dual diagnosis and describe its clinical profile.
Method
The Western Australian population-based psychiatric and intellectual disability registers were cross-linked (total n=245 749).
Results
Overall, 31.7% of people with an intellectual disability had a psychiatric disorder; 1.8% of people with a psychiatric illness had an intellectual disability. Schizophrenia, but not bipolar disorder and unipolar depression, was greatly over-represented among individuals with a dual diagnosis: depending on birth cohort, 3.7–5.2% of those with intellectual disability had co-occurring schizophrenia. Pervasive developmental disorder was identified through the Intellectual Disability Register and is therefore limited to individuals with intellectual impairment. None the less, pervasive developmental disorder was more common among people with a dual diagnosis than among individuals with intellectual disability alone. Down syndrome was much less prevalent among individuals with a dual diagnosis despite being the most predominant cause of intellectual disability. Individuals with a dual diagnosis had higher mortality rates and were more disabled than those with psychiatric illness alone.
Conclusions
The facility to combine records across administrative jurisdictions has enhanced our understanding of the epidemiology of dual diagnosis, its clinical manifestations and aetiological implications. In particular, our results are suggestive of a common pathogenesis in intellectual disability co-occurring with schizophrenia.
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The current work presents a population-based approach to the study of co-occurring intellectual disability and psychiatric illness – `dual diagnosis' in its original rather than its more recently acquired meaning of psychiatric illness and comorbid drug and alcohol misuse.3 This study has linked two population-based registers maintained in separate administrative health jurisdictions in Western Australia (current population 2.1 million), namely the Mental Health Information System and the Intellectual Disability Register in order to:
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Individual records on the two registers were linked using probabilistic data matching strategies; the methodology used to link records across Western Australian health registers, and its validation, have been published.16 Two diagnostic categories have potential overlap across the two registers. The category pervasive developmental disorder was determined using Heber data on the Intellectual Disability Register only. This conservative approach ensured better uniformity by including only those cases with co-occurring intellectual disability. The vast majority (89%) of cases of pervasive developmental disorder in the dual-diagnosis group had an ICD–9 diagnosis on the psychiatric register other than childhood psychosis. A person on the Intellectual Disability Register with problem behaviours was not counted as having conduct disorder unless this was recorded on the psychiatric register.
To be selected into the intellectual disability arm of the study, a person had to meet American Association on Mental Retardation criteria. For this study, this was extended to include borderline level of intellectual disability with IQ scores of 70–74; some 12% (n=1607) of all individuals with an intellectual disability were classified as borderline. Individuals on the psychiatric case register with an ICD diagnosis of mental retardation were also classified as intellectually disabled. The criterion for selection into the psychiatric arm of the study was having at least one ICD–9 Chapter 5 (mental disorder) diagnosis. People on the psychiatric register with a diagnosis of mental retardation only were retained as intellectually disabled but not included as having a co-occurring psychiatric illness. If a person had psychiatric comorbidity recorded on the Intellectual Disability Register but no ICD–9 diagnosis on the psychiatric case register they were coded as having a psychiatric illness not otherwise specified. As an individual on the psychiatric case register could have multiple psychiatric diagnoses assigned over time, we selected the last diagnosis recorded on the register as the project diagnosis for that person. The main diagnostic categories used in analysis were: schizophrenia (ICD–9 295), bipolar disorder (ICD–9 296.0 and 296.2–5), and unipolar (major) depression (ICD–9 296.1, 296.6, 296.8 and 296.9), as well as an aggregated category, any non-organic psychosis that combines ICD–9 295–298 including major depression. Dual diagnosis cases were those with both intellectual disability and a psychiatric illness as defined above.
For the purposes of this study, individuals were identified as having a pervasive developmental disorder (autism, Asperger syndrome, Rett syndrome or unspecified) on the basis of such diagnoses being recorded on the Intellectual Disability Register alone. Thus, all identified cases of pervasive developmental disorder had IQs within the intellectual disability range. These individuals were only counted as having a dual diagnosis if they also had an ICD–9 diagnosis of mental illness. Although there was some potential overlap with the ICD–9 code 299 (childhood psychosis) on the psychiatric register, the vast majority (89%) of individuals with pervasive developmental disorder on the Intellectual Disability Register had a diagnosis of mental illness other than childhood psychosis. Likewise, individuals were identified as having problem behaviours only if they had problem behaviours recorded on the Intellectual Disability Register. Thus, all cases of problem behaviour also had IQs within the intellectual disability range. These individuals were only counted as having a dual diagnosis if they also had an ICD–9 diagnosis of mental illness.
Because cross-linkage of registers identified both duplication of individuals across registers as well as additional cases of intellectual disability, psychiatric disorder or dual diagnosis, the final research database of 245 749 persons is not simply the sum of the combined categories on the individual registers.
Data validation
Data on the Intellectual Disability Register have been comprehensively
cleaned for people born 1983
onwards.4 Manual
checks of clinical files were undertaken for older records if level of
intellectual disability or Heber diagnosis was missing. Currently, 84% of
cases of intellectual disability with a genetic basis are cytogenetically
assessed: 12% of these have been assessed in more recent years only.
Validation of the psychiatric case register was undertaken independently of
this study.14
Analysis of the data
Several analyses used whole-of-population data. Others were restricted to
two birth cohorts: individuals born 1950–64 and 1965–79. The use
of two birth cohorts allowed for a more comprehensive assessment of the impact
of period effects, such as changing diagnostic or service trends, on the data.
Cohort years were selected to maximise the probability of cohort members
passing through the most critical risk period for onset of psychosis (late
adolescence to early adulthood), while minimising reliance on older data
collections and classifications on the Intellectual Disability Register. At
the time of data extraction (February 2003), the age range for the older birth
cohort was 38–52 years and, for the younger birth cohort, 23–37
years. Calculation of incidence rate ratios and their confidence intervals was
based on Rothman &
Greenland.17 All
other analyses used SPSS 14.0 including chi-squared analyses, logistic
regression to calculate odds ratios, and survival analysis to estimate
confidence intervals for median age at first contact with services.
Significance levels were set at P<0.05; Bonferroni correction was
not applied given the exploratory and descriptive nature of the paper.
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Table 1 Post-and pre-linkage distribution of intellectual disability,
psychiatric illness and dual diagnosis for whole-of-population data and by
birth cohort
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To assess the impact of the inclusion of borderline intellectual disability, and to allow comparison with studies in which it is not included, the analysis was repeated without these cases. The percentage of individuals with a psychiatric illness among those with intellectually disability rose very marginally to 32.0% for the full database, and the percentage of those with an intellectual disability among individuals with a psychiatric illness fell slightly to 1.6%.
The distribution of selected psychiatric disorders among people with intellectual disability, and the distribution of intellectual disability among people with selected psychiatric disorders are shown in Table 2.
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Table 2 Dual diagnosis as a percentage of total number of individuals with
specified psychiatric illness and any intellectual disability for
whole-of-population and by birth cohort
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Dual diagnosis compared with intellectual disability alone
Intellectual disability profiles of people with a dual diagnosis were
compared with those for people with an intellectual disability and no
co-occurring psychiatric illness. Level of handicap was differentially
distributed depending on dual diagnosis status. Individuals with a dual
diagnosis were significantly more likely to have IQ levels in the borderline
and mild ranges (64.3% of those with a dual diagnosis compared with 53.6% of
those with intellectual disability alone) and less likely to be severely or
profoundly affected (9.2% compared with 18.3%).
Individuals with a dual diagnosis had a different presumed aetiological basis to their intellectual disability compared with people with intellectual disability alone. In those with a dual diagnosis it was significantly less likely to be attributed to a genetic cause (odds ratio (OR)=0.4, 95% CI 0.3–0.5 for both birth cohorts). In particular, Down syndrome was much less prevalent in those with dual diagnosis (OR=0.1, 95% CI 0.1–0.2 for both birth cohorts). For Down syndrome with co-occurring psychiatric illness, the most frequent disorder was `psychiatric disturbance' to which no specific diagnosis was attached. Notably, in the whole-of-population data for Down syndrome there were only four individuals with a record of psychotic illness, including one with schizophrenia. On the other hand, pervasive developmental disorder (autism, Asperger or Rett syndrome, or unspecified) was significantly more frequent in the dual-diagnosis group than in the intellectually-disabled group (OR=5.9, 95% CI 2.6–13.3 for the 1950–64 birth cohort; OR=3.7, 95% CI 2.1–6.7 for the 1965–79 birth cohort), and a sizeable proportion of this dual-diagnosis group (43.3% of the 1950–64 cohort and 21.6% of the 1965–79 cohort) had had a lifetime-ever diagnosis of psychosis recorded. The aetiological attribution of intellectual disability is tabulated by dual diagnosis status in Table 3.
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Table 3 Aetiological attributions of intellectual disability (ID) in individuals
with a dual diagnosis compared with those with intellectual disability only,
for whole-of-population and by birth
cohorta
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Most people with a dual diagnosis had made contact with disability services prior to contact with mental health services (82.8% in the 1950–64 birth cohort and 62.7% in the 1965–79 birth cohort). On average, it was another 10–11 years before they were seen by mental health services. At the same time, however, individuals with a dual diagnosis were making first contact with disability services later than those with intellectual disability alone: at a median age of 11 years compared with 7 years for the 1950–64 birth cohort, and at 7 years compared with 3 years for the 1965–79 birth cohort. The difference between the two cohorts may be largely artefactual as the Intellectual Disability Register was only started in 1953.
Finally, we examined mortality risk for people with a dual diagnosis compared with people with intellectual disability only. Mortality risk was significantly elevated in the intellectual disability only group in both birth cohorts, with mortality incidence rate ratios of 1.4 (95% CI 1.1–1.8) for the 1950–64 birth cohort and 2.8 (95% CI 2.1–3.6) for the 1965–79 birth cohort. The distribution of age at death also differed between groups with those with a dual diagnosis being significantly older at the time of their death than individuals with intellectual disability only. The mean difference was 13 years for the older cohort and 11 years for the younger cohort.
Dual diagnosis compared with psychiatric illness alone
When compared with people with psychiatric illness only, individuals with
dual diagnosis were younger at the time of their first contact with
psychiatric services and at their first (if any) in-patient admission
(Table 4). They were more
likely to have had an in-patient admission, and those who had been admitted to
hospital had more admissions and had spent more days in hospital, all
suggestive of a more severe psychiatric illness
(Table 5).
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Table 4 Age at first psychiatric contact and at first in-patient admission for
people with a dual diagnosis compared with those with psychiatric illness only
(for whole of population)
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Table 5 Service utilisation by persons with a dual diagnosis compared with those
with psychiatric illness only (by birth cohort)
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The mortality risk for individuals with a dual diagnosis was significantly increased over that for people with psychiatric illness alone, with mortality rate ratios of 2.3 (95% CI 1.9–2.8) for the 1950–64 birth cohort and 2.2 (95% CI 1.7–2.9) for the 1965–79 birth cohort.
Dual diagnosis and borderline intellectual disability
Fourteen per cent of people with a dual diagnosis had an IQ level in the
borderline range (70–74). This group was compared with the other dual
diagnosis cases. The basis of intellectual disability in the borderline group
was significantly less likely to be attributed to genetic or known biomedical
origin including metabolic or teratogenic effects and birth defects (12.1%
v. 20.8%, P<0.001). This group was also significantly
less likely to have associated epilepsy or to have pervasive developmental
disorder or Down syndrome (there were no cases of Down syndrome). The
distribution of schizophrenia and bipolar disorder was similar in both groups,
but the borderline group was significantly more likely to include people with
unipolar depression. Even though both groups had a similar rate of psychiatric
admissions, the borderline group had spent only half as much time in
hospital.
Intellectual disability with co-occurring schizophrenia
Over one in ten of individuals with dual diagnosis (485/4221) had
intellectual disability with co-occurring schizophrenia (16.1% of individuals
with a dual diagnosis born 1950–64 and 10.6% of those born
1965–79). The percentage of all individuals with intellectual disability
who developed schizophrenia was 5.2% for the 1950–64 birth cohort and
4.5% for the 1965–70 birth cohort. Conversely, 5.2% of all people with
schizophrenia in the 1950–64 birth cohort and 3.7% in the 1965–79
birth cohort had intellectual disability
(Table 2).
The disability profile for this dual-diagnosis group with schizophrenia contrasted sharply with that of individuals who had no co-occurring psychiatric illness, with three-quarters (72.4%) assessed as borderline or mild (compared with half of people solely with intellectual disability) and only 4.9% severely or profoundly affected. The diagnostic profile for those with intellectual disability with co-occurring schizophrenia also differed from that for people with schizophrenia only. Over their lifetime of contact with psychiatric services, individuals with a dual diagnosis ultimately diagnosed with schizophrenia were more likely initially to have been given diagnoses of paranoid psychoses (33.2% v. 25.6%); personality disorders (22.5% v. 12.7%); psychotic and non-psychotic organic disorders (25.2% v. 9.4%); acute reaction to stress or adjustment reaction (26.8% v. 12.9%); specific delays in development (14.6% v. 0.8%); disturbance of conduct (13.2% v. 2.1%); neurotic disorders (21.0% v. 15.9%); and depressive disorders (15.3% v. 7.9%). Moreover, this group was significantly younger at first contact with mental health services and at first admission compared with those with schizophrenia alone (Table 5). There was no difference between the two groups in mortality risk, with mortality rate ratios of 1.0 (95% CI 0.6–1.7) for the 1950–64 birth cohort and 1.1 (95% CI 0.5–2.5) for the 1965–79 birth cohort. However, individuals with a dual diagnosis were more likely to attempt suicide or serious self-harm (24.0% v. 17.4% for the older birth cohort; 28.0% v. 19.6% for the younger birth cohort). For the most part, people with intellectual disability and co-occurring schizophrenia used psychiatric services more than the schizophrenia-only group, and more than the group with intellectual disability and co-occurring psychiatric illness of any kind. In the 1950–64 birth cohort, compared with individuals with schizophrenia only, cases of dual diagnosis with schizophrenia had a slightly higher admission rate but twice the cumulated total of in-patient days despite the fact that the percentage with at least one admission was similar for both groups. This pattern also held true for the 1965–79 birth cohort (Table 5).
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Intellectual disability co-occurring with psychotic illness
We found that, at 5.1% for the older cohort and 3.7% for the younger
cohort, the prevalence of schizophrenia among individuals with an intellectual
disability was not only at least three times higher than population lifetime
estimates (most recently
1.26%),20 but also
higher than the commonly quoted estimate of 3% for schizophrenia among
intellectually disabled populations. The prevalence of schizophrenia among
people with intellectual disability was higher than that of bipolar disorder
(1.2% for the older cohort, 1.0% for the younger cohort) and unipolar major
depression (0.9% for both birth cohorts) in the same population. The
percentage of individuals with intellectual disability who had bipolar
disorder was within general population estimates of 1.3 for Bipolar I and
II,21 while the
percentage with unipolar depression was well below general population
estimates (for example, 15.4% in the NEMESIS
study).18 The
estimate for a lifetime history of at least one episode of non-organic
psychotic disorder among people who are intellectually disabled was one in ten
(11.1% of the older birth cohort and 10.4% of the younger birth cohort). This
is markedly higher than general population estimates: recent epidemiological
data from Finland put the life-time prevalence of DSM–IV psychotic
disorders at
2.43%.20 A recent
point prevalence estimate for intellectually disabled populations of
4.4%7 adds credence
to our high figure. Of note, the total figure for psychosis is largely
attributable to people diagnosed with schizophrenia.
Compared with individuals with intellectual disability alone, those with dual diagnosis were more likely to have a diagnosis of pervasive developmental disorder, and far less likely to have Down syndrome. The latter finding was unexpected. Although the link between Down syndrome and Alzheimer's disease is well established, there is some evidence that psychosis may be rare in people with Down syndrome.22,23 Recent data suggest that the effect of `unknown protective factors' associated with Down syndrome may extend to mental illness in general.24 Given how few studies have investigated this relationship directly, the question remains open as to whether the observed difference in prevalence is real or due to diagnostic under-ascertainment.
The nature of the link
The prevalence of intellectual disability among persons with schizophrenia,
at 5.2% for the 1950–64 birth cohort and 4.5% for the 1965–79
birth cohort, was considerably higher than the Western Australian population
estimate for intellectual disability of about 1.4%. It is close to Kraepelin's
original estimate25
that the basis of some 3.5% of cases of dementia praecox is mental retardation
resulting in an early onset form of psychosis, which he called
`Pfropfschizophrenie' (engrafted schizophrenia). The high frequency of
co-occurring schizophrenia and intellectual disability in our study poses a
question as to the underlying basis of the association. Theories proposed
include: a chance association; a de novo `hybrid' condition; a severe
schizophrenia; or a common
aetiology.26 Since
Kraepelin's early observations of cognitive impairment as an essential feature
of dementia praecox cumulating evidence from clinical and epidemiological
studies has provided compelling support for the latter view. Compromised
intellectual ability in adolescence has been shown to be an independent risk
factor for schizophrenia in prospective, population-based
studies.27
Cognitive deficit involving several domains (verbal memory and learning,
spatial working memory, attention, speed of information processing,
performance IQ and motor skills), has been identified as a widely shared
characteristic of schizophrenia in a comprehensive quantitative
review.28 In a
significant proportion of individuals, such deficits are present prior to
onset of psychotic
symptoms29 and
remain stable over the course of illness, independent of clinical
state.30 A similar,
though attenuated, profile of deficit has been found in clinically unaffected
first-degree relatives of people with schizophrenia and in unaffected co-twins
from twin pairs discordant for
schizophrenia.31
Such deficits tend to be accompanied by other early abnormalities affecting
neuromotor function and
language,32
suggesting a neurodevelopmental origin, long pre-dating psychosis. A
re-analysis of Penrose's sample of families with mental illness and
intellectual
disability33 found
a significant excess of relatives with diagnosis of schizophrenia among the
probands with intellectual impairment. Together with findings that a specific
genetic condition, 22q11 deletion syndrome, is associated with higher risks
for both schizophrenia and learning
disability,34 the
evidence points to a likely common pathogenetic pathway for dual diagnosis.
This is further supported by a comprehensive clinical and cognitive
investigation of a sample of individuals with mild intellectual disability and
schizophrenia.26
Recent research led by the senior co-author (A.J.) identified a distinct
genetic basis for a subtype of schizophrenia characterised by pervasive
cognitive deficit, comprising up to 50% of families with one or more affected
members.35 The
balance of evidence, therefore, favours a common aetiology for intellectual
impairment and psychosis in a significant proportion of schizophrenia
cases.
Illness severity and service use by people with co-occurring disorders
In keeping with the literature, we found that people with a dual diagnosis
had a more severe psychiatric illness than those with a psychiatric diagnosis
alone36 including
an earlier age at first contact with psychiatric services, more in-patient
admissions and more in-patient days. These differences were particularly
pronounced in those with schizophrenia co-occurring with intellectual
disability. Indications that this is not an artefact arising from long periods
of institutional care due to co-occurring intellectual disability include a
higher median number of admissions in addition to a higher median number of
in-patient days in the dual-diagnosis group. An alternative hypothesis, that
the difference in severity is because only individuals with a dual diagnosis
with the most severe psychiatric illness are able to access generic mental
health services, could not be tested here.
Limitations
Although linkage of two registers resulted in an enriched source of data
for analysis, there are several limitations related to the use of these
administrative resources. First, it is likely that people with a dual
diagnosis are still underestimated in these data. Several factors contribute
to this underestimation. For one, the separation of mental health from
intellectual disability services means that people with an intellectual
disability may not be adequately assessed and treated for comorbid psychiatric
illness; the converse also applies. Moreover, difficulties in clinical
assessment may preclude the making of a psychiatric diagnosis in those with
intellectual disability by masking psychiatric symptoms, especially less
florid symptoms such as those associated with depression. Furthermore, the
exclusion from the psychiatric register of general practice and private
psychiatric contacts may lead to an under-ascertainment of individuals with
intellectual disability who have co-occurring milder forms of mental illness.
None the less, the inclusion of out-patient data makes the Western Australian
psychiatric register one of the most comprehensive worldwide, and the
psychoses, where lifetime contact with in- and out-patient services is high,
will be particularly well represented. See, for example, prevalence estimates
in the Australian National Survey of Low Prevalence (Psychotic)
Disorders.37
Accordingly, this study focused primarily on the psychoses. Second, although
the psychiatric register uses ICD criteria to record level of intellectual
disability, no clear classification guidelines are in place for the recording
of psychiatric comorbidity on the Intellectual Disability Register.
Consequently, cases recorded as dual diagnosis on the Intellectual Disability
Register were used only in the estimation of overall psychiatric comorbidity
but could not be allocated to specific diagnostic categories. At most, these
limitations may have led to an underestimate of the prevalence of dual
diagnosis, without affecting the general pattern of findings and conclusions.
The relative stability of many findings across the birth cohorts suggests that
they are not artefacts of changing diagnostic trends and paradigms.
The need for an integrated approach
Both intellectual disability and severe psychiatric illness result in
serious and lifelong impairments. Where the two co-occur, the impact of burden
of disease on affected individuals, their carers, their family and friends,
and the services that provide for them is particularly high. This study
highlights the extent to which dual diagnosis is underestimated as a result of
the administrative divide that has existed historically between services for
people who are intellectually disabled and those for people with psychiatric
illness. This is now increasingly acknowledged as having a profound effect on
the capacity to care for individuals with dual
diagnosis.38 In
Western Australia, this division creates structural impediments to
inter-agency approaches to integrated clinical practice: there is no specific
service provision for people with a dual diagnosis, and mainstream psychiatric
services are provided only upon referral. Of concern, correct identification
of dual diagnosis is poor, measurement tools are still in
nascence,39 and
little research informs the treatment evidence
base.40–41
This has impeded the development of interventions specifically for individuals
with dual diagnosis and affected the ability of mental health professionals in
both service arms to formulate a better basis for the routine management of
these difficult cases, including early intervention programmes. In the absence
of an integrated approach, people with dual diagnosis remain in an
administrative gap, severely disabled, yet out of reach of best evidence-based
practice.
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P. E. Hogan Dual diagnosis quandries The British Journal of Psychiatry, May 1, 2009; 194(5): 469 - 469. [Full Text] [PDF] |
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