Developmental Psychiatry Section, Department of Psychiatry, University of Cambridge, Cambridge
Department of Clinical Neurosciences, University of Cambridge, Addenbrookes Hospital, Cambridge
Developmental Psychiatry Section, Department of Psychiatry, University of Cambridge, Cambridge
Department of Physiology, Development and Neurosciences and the Cambridge Centre for Brain Repair, Cambridge Centre for Brain Repair, Cambridge, UK.
Correspondence: Ian M. Goodyer, Developmental Psychiatry Section, Department of Psychiatry, University of Cambridge, Douglas House, 18b Trumpington Road, Cambridge CB2 8AH, UK. Email: ig104{at}cam.ac.uk
This work was funded by a Wellcome Trust programme grant awarded to I.M.G. and J.H. T.J.C. is supported by a Career Scientist Award from the Department of Health.
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The short (s) allele of the serotonin transporter gene promoter (5-HTTLPR) may be associated with exposure to social adversities and the subsequent onset of depressive illness in adulthood.
Aims
To test in adolescents at high risk for depression whether the short s allele is associated with levels of morning cortisol and the subsequent onset of a depressive episode.
Method
High-risk adolescents (n = 403) were genotyped for 5-HTTLPR. Salivary samples were obtained on four consecutive school days within 1 h of waking from 393 (97.5%) individuals and 367 (91%) underwent a mental state reassessment at 12 months.
Results
Multilevel analysis revealed higher levels of salivary cortisol in short allele carriers (s/s>s/l>l/l). A subsequent episode of depression was increased in those with higher cortisol and the s allele, and independently by depressive symptoms at entry, in both genders.
Conclusions
The short allele of 5-HTTLPR may moderate the association between morning cortisol and the subsequent onset of a depressive episode.
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Activity of the hypothalamic–pituitary–adrenal axis may also be influenced by the s5-HTTLPR genotype. Individuals homozygous for the short arm (s/s) of the 5-HTTLPR polymorphism have increased cortisol reactivity to psychosocial stress and this may increase susceptibility to depression.11,12 Prospective studies have shown that higher morning cortisol in well individuals is associated with increased likelihood of the subsequent onset of depression.13–15 Cortisol levels are also higher in the offspring of parents with depression,16,17 who are also more liable to depression.16
These findings suggest that exploration of the relations between 5-HTTLPR and cortisol levels as contributing factors to the risk for depression might be fruitful. This is supported by considerable evidence from human and experimental studies for interactions between serotonin and cortisol (e.g. Andrews & Matthews, Bhagwagar et al).18,19 In this paper we report findings from a prospective study of community-dwelling adolescents at high psychosocial risk for psychopathology. We tested the hypothesis that carriers of the serotonin transporter gene short s allele would demonstrate: higher levels of morning cortisol; greater risk for depressive onsets; and moderation of the linkage between cortisol hypersecretion and subsequent depression.
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All gave written informed consent for genotyping and hormone assay. All were currently mentally well and part of a prospective study of adolescents with existing psychosocial adversities. They were obtained from 11 secondary schools in the Cambridgeshire region of the UK. All 403 were genotyped for 5-HTTLPR, 393 (97.5%) provided up to 4 days (range 2 to 4, average 3.9) of salivary samples on consecutive school days within 1 h of waking, 367 (91%, 200 males and 167 females; age: mean 14.2 years, s.d. = 1.1) completed a mental state reassessment 12 months after entry (completed March 2003). Although there was some attrition, there were no significant differences between the retained sample and those who were not followed up in terms of demographics (age, gender), risk status, morning cortisol levels, mean level of depressive symptoms or distribution of the 5-HTTLPR alleles.
Psychosocial risk profile
Adversity was defined as having a parent with a psychiatric history, or two
or more other risks consisting of: two bereavements over the young
persons lifetime, a negative emotional temperamental style, chronic
(>6 months) marital disharmony or parental separation, two recent
undesirable life events or difficulties with family or friendships focused on
the adolescent. Participants were given a risk score based on the number of
adversities that could range from one through to six.
We have previously shown this patterning of two or more adversities to be associated with a five-fold increase in the risk for onset of an episode of major depression over 1 year with no dose–response relationship between the number of risks and subsequent illness.13 The adversity screen was confined to current and recent risk not lifetime or life-course factors.
Measures
Psychopathology
At entry the adolescents completed a semi-structured psychiatric interview
(the
K–SADS–PL)20
to ascertain current psychiatric diagnoses defined as an episode present now
or within the past 3 months. Individuals were assessed for all disruptive
behavioural and emotional disorders. Participants were reassessed at 12 months
using the same measures and all episodes of
DSM–IV21-defined
major depression and probable major depression (four symptoms together with
psychosocial impairment defined as a Childrens Global Assessment
Scale22 score of
<60) over the follow-up period were recorded together with episodes of
anxiety and behavioural disorders.
Self-report depression symptoms
All participants completed a 33-item self-report measure of current
depressive symptoms (the Mood and Feelings
Questionnaire23
(MFQ)) at entry but only 388 (96%) provided useable data. This questionnaire
has established criterion-related validity as a screen for adolescents with
unipolar
depression.24 The
internal consistency reliability in this sample was high (Cronbachs
= 0.96).
Cortisol assay
Participants provided samples of saliva at 08.00 h and recorded their
waking time on four consecutive schooldays within a week of the interview.
Mean time between waking and morning cortisol collection was 50 min. Cortisol
was measured by ELISA (enzyme-linked immunosorbent assay) on 20 µl samples
of saliva without extraction (antibody Cambio UK). Intra-assay variation was
5.7%; inter-assay variation was 5.6%. There is a correlation between plasma
and salivary cortisol levels (r =
0.6)25 and between
blood and cerebrospinal fluid (CSF) levels (r =
0.9).26 Results are
reported in ng/ml.
Genotyping
Participants DNA was harvested from separate saliva samples (Qiagen,
Crawley, UK) and genotyped for 5-HTTLPR. The 5-HTTLPR region was amplified
using the primers 5'-ATGCCAGCACCTAACCCCTAATGT-3' and
5-GGACCGCAAGGTGGGCGGGA-3', which generates a 419 bp and 375 bp product
for the l and s alleles respectively. The
polymerase chain reaction mixture consisted of: 100 ng genomic DNA, 10 mM
Tris-HCl (pH 9.0), 1.5 mM MgCl2, 50 mM KCl, 0.1% Triton®X-100,
1.25 U Taq DNA polymerase, 200 µM dNTPs, 500 nM each of forward
and reverse primer and 100 µM 7-Deaza-dGTP in a final reaction volume of 15
µl. The reaction conditions were 98°C for 7 min, followed by 40 cycles
of 96°C for 30 s, 61°C for 30 s and 72°C for 1 min with a final
extension stage of 72°C for 10 m. Polymerase chain reaction products were
electrophoresed on a 3700 DNA analyser (Applied Biosystems) with
semi-automated sizing and genotyping performed using GENESCAN v3.7 and
GENOTYPER v3.7 software for Windows (Applied Biosystems).
Triallelic genotyping was performed using Taqman methodology on a 7900 Sequence Detection System (Applied Biosystems). A 181 bp fragment was amplified using the primers 5'-GCAACCTCCCAGCAACTCCCTGTA-3' and 5'-GAGGTGCAGGGGGATGCTGGAA-3'. Each reaction contained two fluorogenic probes that are specific for the LA allele (5'-6FAM-CCCCCCTGCACCCCCAGCATCCC-3') and the LG allele (5'-VIC-CCCCTGCACCCCCGGCATCCCC-3'). Polymerase chain reaction amplification of the DNA was completed using 50 ng DNA, 1x Taqman Universal Mastermix (Applied Biosystems), 500 nM each of forward and reverse primer, 80 nM FAM probe (LA allele) and 100 nM VIC probe (LG allele) in a final reaction volume of 5 µl. Polymerase chain reaction amplification conditions were 96°C for 10 m followed by 40 cycles of 96°C for 15 s and 69°C for 1 min. Following polymerase chain reaction amplification, an end-point reading of the fluorescence from each probe was taken, with the relative fluorescence of each probe used to genotype individuals. Genotyping was completed using the Sequence Detection System Software Version 2.1 (Applied Biosystems).
Analysis
Multilevel modelling of cortisol measurements. For each individual
up to four cortisol measurements were available for analysis. Since these
measures are not independent, mixed-effects linear regression procedures were
used to perform multilevel analyses of the repeated cortisol data. Regression
model estimation was through maximum likelihood procedures (STATA-10 for
Windows27, xt
command). Within- and between-participant variance components were estimated
for morning/waking cortisol measures after natural log transformation to
improve normality. Main effects and interactions were tested and model
selection used Akaikes information criterion (AIC). Entering and
removing variables and interaction terms alters the overall goodness of fit of
a model and changes the AIC. Given a data-set, several competing models may be
ranked according to their AIC. The lowest AIC was chosen as the best fitting,
taking into account model complexity. We determined the effects of daily
sampling, gender, age and the 5-HTTLPR genotype with and without the
triallelic single nucleotide polymorphism on hormone variation. Main effects
and interactions were also tested using likelihood ratio (deviance) tests.
Ordinary logistic regression modelling of subsequent depression episode onsets. Subsequently we used standard logistic regression procedures to examine the association between morning waking cortisol levels and subsequent onset of a DSM–IV major depressive episode. Of particular interest was the moderating effect of genotype, i.e. whether any association between cortisol levels and DSM–IV major depressive disorder was influenced by 5-HTTLPR. We included gender as a covariate, since cortisol levels in adolescents are usually higher in girls compared with boys28 and the short s allele of the 5-HTTLPR gene may preferentially moderate the effects of social adversities on the liability for depression in females.3 We also included number of adversities and age at entry, as these varied between participants (see below).
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2 = 2, d.f. = 5, P = 0.241). The
genotyping for the l and s alleles was successful
in all 403 participants but the triallelic single nucleotide polymorphism was
typed in only 352 (88%). There was the expected distribution of this 5-HTTLPR
polymorphism (l/l 153 (38%); l/s 161 (40%); s/s 89
(22%)).1 Males
(n = 224) and females (n = 179) did not differ
(
2 = 1.42, d.f. = 2, P = 0.49). Only 388 (96%) of the
adolescents completed the Mood and Feelings Questionnaire (MF–33). There
were no associations between genotype and adversity (number or risks at study
entry), mean level of depressive symptoms (MFQ–33 score), gender, age or
proportions of those who became depressed. As expected, females at entry
showed higher MFQ–33 scores than males (males 16.6 (s.d. = 8.5)
v. females 18.9 (s.d. = 9.4); F = 6.77, d.f. = 1,387,
P = 0.01). |
View this table: [in a new window] | Table 1 Characteristics of the sample at entry by genotypea |
There were 26 anxiety episodes (6% of the sample, and consisting of 19 simple phobias, 5 generalised anxiety disorder and 2 separation anxiety disorder) and 17 (4%) episodes of oppositional defiant disorder without an emotional disorder. There were no differences in diagnoses by genotype.
Morning cortisol levels by 5-HTTLPR, gender and sample day
There was no association between mean self-report depression scores and
daily or overall mean cortisol levels (pair-wise correlations: females
(n = 170) –0.12 through to –0.14, males (n =
218) 0.04 through to 0.13, all P>0.1).
Results from the multilevel modelling of cortisol data are reported in Table 2. There was a significant main effect of genotype, gender (female>male) and sample day (declining over the 4 days) on morning cortisol level. There was no main effect of adversity number or age at entry and no significant two-way interactions. In this adolescent population approximately 42% of the variance in cortisol was as a result of within-participant variation and 58% as a result of between-participant variation.
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View this table: [in a new window] | Table 2 Morning waking cortisol by 5-HTTLPR, gender and day of samplinga |
Between-participant multilevel regression revealed that only the main effects of genotype and gender remained significant (5-HTTLPR, β = 0.14, s.e. = 0.03, t = 3.36, P = 0.001, 95% CI 0.05–0.18; female, β = 0.24, s.e. = 0.05, t = 4.75, P<0.0001, 95% CI 0.14–0.35; day, β = –0.15, s.e. = 0.25, t = –0.62, P = 0.534, 95% CI –0.48–1.9) within-participant multilevel regression revealed that only the effects of sample day (declining levels over the 4 days) remained significant (β = –0.03, s.e. = 0.02, t = –2.62, P = 0.009, 95% CI –0.05 to –0.007). The between-group findings for each gender are shown in Fig. 1.
![]() View larger version (22K): [in a new window] [as a PowerPoint slide] |
Fig. 1 Linear estimate of log morning cortisol by 5-HTTLPR groups and gender.
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We also determined the contribution of the triallelic single nucleotide polymorphism in the l form of 5-HTTLPR. Low-expressing allelic forms have recently been reported as being associated with adverse events and depression.29 Of the 263 individuals with one or more l alleles successfully typed for the single nucleotide polymorphism, 37 (14%) carried one copy of the low-expressing LG allele; no LG homozygotes were found. We combined the LG with the s/s group and recomputed the association with mean morning cortisol levels with the triallelic single nucleotide polymorphism as a dichotomous variable (La/La (n = 87) v. LA/LG+LA/s+LG/s+s/s (n = 265)), gender and sample day. With this reduced sample size, a modest significant association remained between higher morning waking cortisol and 5-HTTLPR low-expression genotype (low-expressing forms, β = 0.13, s.e. = 0.067, z = 1.94, P = 0.05, 95% CI –0.001 to –0.26).
Predicting depressive episodes
At follow-up, 32 of 367 adolescents reported an episode of clinical
depression (9% of the follow-up sample, of whom 5 had a comorbid anxiety
disorder and 4 had comorbid oppositional defiant disorder). There were 19
onsets of anxiety episodes without depression (5% of the follow-up sample, and
consisting of 12 simple phobias, 5 generalised anxiety disorder and 2
separation anxiety disorder) and 14 (4%) episodes of oppositional defiant
disorder without an emotional disorder. Females were more likely to experience
an episode of clinical depression over the follow-up period (males 11/200 (5%)
v. females 21/167 (13%),
2 = 5.72, P =
0.017). Those who became depressed reported higher levels of depressive
symptoms at entry than those who did not (n = 330, including those
with an episode of anxiety or of oppositional defiant disorder) (mean
MFQ–33 depression scores: depressed 24.3 (s.d. = 8.7) v. not
depressed 16.9 (s.d. = 8.7), F = 21.19, d.f. = 1,360,
P<0.001). Mean morning cortisol levels were also significantly
higher in those who subsequently became depressed compared with those who did
not (log mean cortisol: not depressed 0.98 (s.d. = 0.5) v. depressed
1.2 (0.4), F = 6.41, d.f. = 1,364, P = 0.012). Because the
numbers of those reporting subsequent onset of depression were low, we
combined l/s and s/s cases into one s group. Using ordinary
logistic regression we determined whether the onset of an episode of clinical
depression was associated with 5-HTTLPR genotype (l/l v. l/s+s/s) and
morning cortisol together with depressive symptoms, gender, age, adversity
number at entry and sample day. We excluded the triallelic single nucleotide
polymorphism in this analysis because of sample loss. Only 359 individuals
entered the final model: n = 8 missing MFQ–33 symptom scores at
entry.
Increased liability for a subsequent episode of major depression was predicted by an interaction between the 5-HTTLPR s allele and morning waking cortisol together with higher depressive symptoms in both genders (sxmorning cortisol, odds ratio (OR) = 10.2 (s.e. = 10.6), z = 2.23, P = 0.026, 95% CI 1.3–78.4; higher depressive symptoms, OR = 7.61 (s.e. = 3.8), z = 4.03, P<0.001, 95% CI 2.8–20.4; gender, OR = 1.83 (s.e. = 0.78), z = 1.46, P = 0.14, 95% CI 0.81–4.12; s carriers alone, OR = 0.05 (s.e. = 0.06), z = –2.37, P = 0.018, 95% CI 0.004–0.06; higher morning cortisol alone, OR = 0.93 (s.e. = 0.71), z = –0.09, P = 0.93, 95% CI 0.21–0.4.1, AIC = 191.4159). This fixed-effects regression model is based on 359 participants, as 8 individuals had missing self-report data at entry. There were 32 (l/l = 12, l/s = 13, s/s = 7) individuals who had subsequently become depressed. Addition of adversity number at entry (AIC = 192.6971), age at entry (AIC = 193.1101) or two-way interaction terms with gender (genderxcortisol; genderxdepressive symptoms, AIC = 192.9879) indicated a worse model and these terms were dropped.
The probability of being depressed at varying levels of morning cortisol is shown by genotype in Fig. 2.
![]() View larger version (11K): [in a new window] [as a PowerPoint slide] |
Fig. 2 Probability of subsequent depression episode onset by morning cortisol and
5-HTTLPR genotype.
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1.03 ng/ml)
of morning cortisol upwards. Above this level are 21 (68%) of the 32
individuals with depression and 17 (81%) of these carry one or both
s alleles. |
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Salivary cortisol and 5-HTTLPR
Our results confirm both between- and within-participant variation in
longitudinal cortisol measures for both genders, here manifest as declining
levels over consecutive school days. As argued by Hruschka and
colleagues30 the
use of mixed-effects modelling provides greater predictive accuracy of
between-participant differences in hypothalamic–pituitary–adrenal
activity and considerably improves the confidence in interpreting the
association with individual-level outcomes such as clinical depression. Our
findings in this paper are limited to waking morning cortisol, and may or may
not apply to other measures of hypothalamic–pituitary–adrenal
activity, such as different time-point estimates, change across expected
diurnal rhythm, longitudinal stability over time or responsiveness to a
stimulus.
We show that salivary morning cortisol levels vary by 5-HTTLPR genotype together with sample day and gender. This finding is broadly consistent with that reported on a group of non-depressed older adults31 and recent experimental data on cortisol reactivity in adults at familial risk for depression or suffering from this disorder.11,12 We show that both l/s and s/s carriers have higher morning waking cortisol levels compared with those homozygous for the l allele for both genders. Further exploration of gendexgene effects on hypothalamic–pituitary–adrenal axis activity is warranted; for example genes associated with different monoaminergic systems may operate together to regulate individual cortisol responses to stress.12 To our knowledge this is the first community-based prospective investigation to show that the short s allele is associated with individual differences in cortisol.
Individuals heterozygous or homozygous for the s allele are less effective in their reuptake of serotonin because of lower transcriptional efficiency of 5-HTTLPR.32 Serotonin has significant functions during development, early postnatal life and into adulthood and altered hypothalamic–pituitary–adrenal activity could derive from any or all of these periods. Experimental evidence in primates shows that the s allele is associated with increased glucocorticoid responses to disruption of parenting and social isolation and increasing likelihood of fearfulness and low social dominance.33,34 Studies on variations in maternal care in rodents have shown that epigenetic modification of the glucocorticoid receptor arises as a function of the quality of maternal behaviour,35 although whether this is also moderated by 5-HTTLPR polymorphisms is unknown. The potential effects that individual differences in adverse childhood experiences may have on the association between 5-HTTLPR and morning cortisol levels remains a key topic for subsequent research. In addition serotonin is implicated in the process of neurogenesis in the hippocampus. Thus there may be direct effects on this structure which, in turn, alters the hypothalamic–pituitary–adrenal axis.36 There is also the observation that prolonged increases in cortisol may endanger the brain to subsequent damaging events.37 Individuals with one or both copies of the s gene may be more vulnerable to such endangerment.
Predicting depressive episode onset
Our analysis suggests that for both genders the predictive risk of morning
waking salivary cortisol for the subsequent onset of major depression is
moderated by the presence of an s allele of 5-HTTLPR. This both
confirms and extends our prior prospective observations in adolescents and
adult
females,13–15
in which we showed that relatively higher morning cortisol is predictive of
increased onsets of clinical depression. In the current sample of adolescents
the contribution of non-clinical depressive symptoms at entry to the
subsequent onset of disorder appears to be independent of the effects exerted
by the interaction between 5-HTTLPR and higher morning cortisol. Interestingly
female gender does not contribute to this prediction; this may be related to
the observation that among the s carriers who become depressed
there are 8 males and 12 females whereas among the l/l carriers who become
depressed there are only 3 males but 9 females. Although small, this
distribution of subsequent depression by genotype may suggest gender
differences in the way that depressive disorders are moderated by 5-HTTLPR
genotype. We suggest that this speculative observation deserves further
investigation in a much larger community sample with similar genotyping data
and hormonal assay measurement.
Implications of an sxcortisol interaction predicting depression
Interpretation of the 5-HTTLPRxcortisol interaction in this high-risk
sample is not straightforward and is limited by sample size. There is
unequivocal confirmation of an association between the genotype and morning
cortisol levels. We also confirm our previous prospective finding that higher
levels of morning cortisol predict subsequent episodes of depression in this
high-risk sample. In contrast, 5-HTTLPR itself does not predict depression
(consistent with previous
reports).1,3
Figure 2 shows that increased
probability for clinical depression begins at cortisol levels within the range
observed in l/l participants. The specific effects of being an s
carrier on the probability of depression are restricted to levels of the log
of morning waking cortisol greater than the fiftieth centile of this sample
(i.e. above 1.03 ng/ml). This suggests a corticoid-mediated association with
subsequent depression that is associated with the s allele for
both genders. In this sample it may be that being at high psychosocial risk is
a third factor, consistent with the genexsocial
environment
findings.1–9
A three-way interaction between s allelexcortisol and some
form of social adversity is plausible but not testable within the current
sample, which is exclusively at high risk. Indeed within this
adversity-enriched sample different levels of risk did not improve the
prediction of depressive onsets nor influence the association between cortisol
and genotype. Finally we cannot account for the potential influence that
genetic and environmental factors may have had in evoking episodes of mental
illness in childhood in this sample prior to ascertainment. It may be that
prediction of depression provided by the 5-HTTLPRxcortisol interaction
is related to prior episodes or may only occur in those with recurrent
episodes.
Limitations
The current findings must be interpreted in the light of a number of study
limitations. First, the sample is one already at risk for
depression and the genexhormone interaction requires replication in a
much larger representative community sample. Second, the sample size and
period of follow-up means that even with this design the proportion of
depressive episodes is modest. Set against these limitations is evidence that
the majority of depressive episodes arising in adolescents and young adults do
so in those with prior childhood and adolescent
adversities38 and
also the fact that the current study is the only one so far reporting genetic
and physiological data in a prospective design. Third, we lack longitudinal
data on hypothalamic–pituitary–adrenal axis function. Almost all
cortisol-behaviour studies, even prospective ones, have focused on one time
series measure as a predictor or correlate of a behavioural measure or
outcome.
Further research
The findings we report support the notion that there is an increase in
hypothalamic–pituitary–adrenal axis activity in s
carriers compared with those homozygous for the l/l form of the 5-HTTLPR gene,
and that this polymorphism moderates the association between higher cortisol
and subsequent depression. This association might be a component of a
biological pathway linking 5-HTTLPR with subsequent depression. We suggest
that a plausible hypothesis for further investigation is that the short
s allele may act best as a true vulnerability factor in
association with earlier adversities that result in atypical functional
development of the hypothalamic–pituitary–adrenal axis resulting
in higher tonic levels of morning cortisol.
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